EMPIRICAL ASSET MANAGEMENT LLC
Q1 2022 Form 13-F
WELLESLEY, MASSACHUSETTS
CIK 0001926596
· CRD 155436
· SEC-registered investment adviser
Holdings reported by
Brooklyn Investment Group since Q4 2025
$105.2M Reported Value Total
EMPIRICAL ASSET MANAGEMENT, LLC reports 723 total accounts under management (AUM). There are 707 discretionary accounts valued at $203,732,141, and 16 non-discretionary accounts valued at $1,253,489.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $444.7K gross asset value
Hedge Fund: $444.7K
Source: Form ADV filed 2026-07-07
Reported value
$105.2M
Quarter over quarter
-2.7%
Holdings
145
Top-10 concentration
23.3%
Filing Structure
Holdings reported by
- Brooklyn Investment Group · since Q4 2025 · declared by one filing
Key People
Form ADV owners & control persons
Mark Henry Fiskio
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
Robert Manning Wadsworth
INVESTOR MEMBER
Glenn Andrew Caldicott
CHIEF INVESTMENT OFFICER
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13F Metrics
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Q1 2022 13F record
Q1 2022 13F filing summary
| Period of report | March 31, 2022 |
|---|---|
| Filed | May 06, 2022 |
| Form | 13F-HR |
| Reported value | $105.2M |
| Positions | 145 |
| Change in reported value | +1.5% |
| New positions | 42 |
| Exited positions | 47 |
| Position turnover | 46.4% |
| Top-10 concentration | 23.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 10, 2026
|
448 | $444.0M |
|
Q1 2026 13F
Filed May 11, 2026
|
395 | $379.3M |
|
Q4 2025 13F
Filed Feb 6, 2026
|
356 | $354.5M |
|
Q3 2025 13F
Filed Nov 12, 2025
|
368 | $360.1M |
|
Q2 2025 13F
Filed Jul 29, 2025
|
313 | $323.4M |
|
Q1 2025 13F
Filed May 12, 2025
|
301 | $293.4M |
|
Q4 2024 13F
Filed Jan 15, 2025
|
445 | $301.7M |
|
Q3 2024 13F
Filed Oct 11, 2024
|
308 | $280.9M |
|
Q2 2024 13F
Filed Aug 12, 2024
|
348 | $265.8M |
|
Q1 2024 13F
Filed May 10, 2024
|
275 | $207.3M |
|
Q4 2023 13F
Filed Jan 12, 2024
|
176 | $122.6M |
|
Q3 2023 13F
Filed Nov 1, 2023
|
166 | $114.8M |
|
Q2 2023 13F
Filed Aug 1, 2023
|
156 | $113.0M |
|
Q1 2023 13F
Filed Apr 18, 2023
|
147 | $104.5M |
|
Q4 2022 13F
Filed Jan 31, 2023
|
161 | $95.0M |
|
Q3 2022 13F
Filed Oct 19, 2022
|
146 | $91.7M |
|
Q2 2022 13F
Filed Jul 18, 2022
|
153 | $94.9M |
|
Q1 2022 13F
Filed May 6, 2022
|
145 | $105.2M |
|
Q4 2021 13F
Filed May 6, 2022
|
150 | $103.6M |
Top 20 holdings · Q1 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SGOL ABRDN PHYSICAL GOLD SHARES ETF | $4.5M | 4.32% |
| 2 | SHY ISHARES 1-3 YR TREASURY BOND ETF | $3.9M | 3.7% |
| 3 | HYZD WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND | $2.6M | 2.47% |
| 4 | XLU UTILITIES SELECT SECTOR SPDR FUND | $2.2M | 2.09% |
| 5 | SCHR SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF | $1.9M | 1.84% |
| 6 | MSFT MICROSOFT | $1.9M | 1.83% |
| 7 | TIPZ PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND | $1.9M | 1.79% |
| 8 | LGLV SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF | $1.9M | 1.77% |
| 9 | FDLO FIDELITY LOW VOLATILITY FACTOR ETF | $1.8M | 1.75% |
| 10 | TDTT FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD | $1.8M | 1.72% |
| 11 | GSLC GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | $1.8M | 1.72% |
| 12 | WTMF WISDOMTREE MANAGED FUTURES STRATEGY FUND | $1.8M | 1.7% |
| 13 | DBEM DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FD | $1.7M | 1.65% |
| 14 | AAPL APPLE INC | $1.7M | 1.62% |
| 15 | SPY SPDR S&P 500 ETF | $1.6M | 1.53% |
| 16 | QEFA SPDR MSCI EAFE STRATEGICFACTORS ETF | $1.6M | 1.53% |
| 17 | CZA INVESCO ZACKS MID-CAP ETF | $1.6M | 1.48% |
| 18 | JHMM JOHN HANCOCK MULTIFACTOR MID CAP ETF | $1.5M | 1.42% |
| 19 | ADP AUTOMATIC DATA PROCESSING INC COM | $1.5M | 1.41% |
| 20 | IMCB ISHARES MORNINGSTAR MID-CAP ETF | $1.5M | 1.41% |
Values as reported on the Q1 2022 Form 13F. Every position is in the holdings table below.