DUMONT & BLAKE INVESTMENT ADVISORS LLC's Q3 2025 13F: 9 new positions, 8 exits

Form 13F-HR for the quarter ended Sep 30, 2025 · filed Oct 17, 2025 · 205 reported positions · accession 0001287618-25-000009

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Increased Technology Select Sector SPDR (XLK) 1.0% 1.3% +0.3 pts +4,634 sh +31%
New SEI Investments Co (SEIC) — 0.3% +0.3 pts +14,653 sh new
Reduced Oracle Corp (ORCL) 0.7% 0.6% −0.1 pts −3,115 sh −25%
New Advanced Micro Devices Inc (AMD) — 0.2% +0.2 pts +5,333 sh new
New Applied Materials (AMAT) — 0.2% +0.2 pts +3,630 sh new
Exited Health Care Select Sector SPDR (XLV) 0.2% — −0.2 pts −5,038 sh −100%
Exited Consumer Discr Select Sector S (XLY) 0.2% — −0.2 pts −3,005 sh −100%
Increased Schwab US Mid-Cap Index 0.2% 0.2% 0.0 pts +39,823 sh +408%
Reduced Pepsico Inc (PEP) 0.4% 0.3% −0.1 pts −3,557 sh −29%
Reduced Exxon Mobil Corp (XOM) 0.5% 0.4% −0.1 pts −3,114 sh −17%
Reduced Schwab S&P 500 Index Fund
prior share count adjusted for a stock split
 2.4% 2.4% −0.1 pts −17,257 sh −3%
Reduced Cisco Systems Inc (CSCO) 0.6% 0.5% −0.1 pts −3,949 sh −12%
Exited L3 Harris Technologies Inc (LHX) 0.1% — −0.1 pts −998 sh −100%
Exited General Electric Co (GE) 0.1% — −0.1 pts −971 sh −100%
Exited FactSet Research Systems Inc (FDS) 0.1% — −0.1 pts −536 sh −100%
Reduced Microsoft Corp (MSFT) 3.9% 3.7% −0.2 pts −491 sh −2%
Reduced SPDR S&P 500 ETF Trust (SPY) 9.3% 9.3% 0.0 pts −351 sh −1%
Exited Intuitive Surgical Inc (ISRG) 0.1% — −0.1 pts −395 sh −100%
New A O Smith Corp (AOS) — 0.1% +0.1 pts +3,038 sh new
Exited Cass Information Systems Inc (CASS) 0.1% — −0.1 pts −4,641 sh −100%
New Best Buy Co Inc (BBY) — 0.1% +0.1 pts +2,869 sh new
Reduced Invesco QQQ Trust Series 1 (QQQ) 5.3% 5.3% 0.0 pts −361 sh −1%
New Omnicom Group (OMC) — 0.1% +0.1 pts +2,606 sh new
New Altria Group Inc (MO) — 0.1% +0.1 pts +3,143 sh new
Reduced International Business Machine (IBM) 0.6% 0.5% −0.1 pts −723 sh −9%
New Packaging Corp of America (PKG) — 0.0% 0.0 pts +933 sh new
Reduced Apple Inc (AAPL) 3.7% 4.3% +0.5 pts −788 sh −1%
Reduced Chevron Corp (CVX) 0.3% 0.3% 0.0 pts −1,158 sh −14%
Increased Stanley Black & Decker Inc (SWK) 0.1% 0.2% 0.0 pts +2,286 sh +33%
Increased Energy Select Sector SPDR ETF (XLE) 0.8% 0.8% 0.0 pts +1,753 sh +5%
Increased SPDR Blackstone Senior Loan ET (SRLN) 0.5% 0.5% 0.0 pts +3,684 sh +8%
Reduced Amazon.com Inc (AMZN) 1.4% 1.3% −0.1 pts −625 sh −3%
Reduced Royal Caribbean Cruises (RCL) 0.3% 0.3% 0.0 pts −417 sh −12%
Reduced NXP Semiconductors NV (NXPI) 0.2% 0.2% 0.0 pts −586 sh −17%
Increased Goldman Sachs ActiveBeta U.S. (GSLC) 0.4% 0.5% 0.0 pts +899 sh +7%
Reduced Wal-Mart Stores Inc (WMT) 1.1% 1.1% −0.1 pts −1,042 sh −2%
Reduced Pfizer Inc (PFE) 0.1% 0.1% 0.0 pts −4,082 sh −29%
Increased SPDR Portfolio S&P 500 High Di (SPYD) 0.5% 0.5% 0.0 pts +2,266 sh +5%
Increased Communication Services Sector (XLC) 1.3% 1.3% 0.0 pts +731 sh +2%
Reduced McDonald's Corp (MCD) 0.3% 0.2% 0.0 pts −273 sh −8%
Reduced AbbVie Inc (ABBV) 0.7% 0.8% +0.1 pts −304 sh −2%
Increased VanEck Morningstar Wide Moat E (MOAT) 0.3% 0.3% 0.0 pts +637 sh +5%
Increased Meta Platforms Inc (META) 0.8% 0.8% 0.0 pts +83 sh +2%
Reduced Alphabet Inc Cl C (GOOG) 0.9% 1.1% +0.2 pts −232 sh −1%
Reduced iShares S&P 500 Growth (IVW) 1.6% 1.6% 0.0 pts −468 sh −1%
Reduced Schwab US Large-Cap ETF (SCHX) 0.1% 0.1% 0.0 pts −2,142 sh −16%
Reduced iShares Russell 2000 Index Fun (IWM) 1.8% 1.9% +0.1 pts −222 sh −1%
Reduced JP Morgan Chase & Co (JPM) 1.2% 1.2% 0.0 pts −164 sh −1%
Reduced Invesco S&P 500 Equal Weight E (RSP) 4.1% 3.9% −0.1 pts −270 sh 0%
Reduced Bristol-Myers Squibb Co (BMY) 0.1% 0.1% 0.0 pts −1,119 sh −13%

The 50 largest of 197 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:

  • Schwab S&P 500 Index Fund: 96,985 shares as filed last quarter, 582K after adjustment → 565K now (prior share count adjusted for a stock split)

Top 10 positions — 37.2% of the equity book

Changes in the top 10 this quarter: IVW entered · VYM left

# Security Weight before Weight now
1 SPDR S&P 500 ETF Trust (SPY) 9.3% 9.3%
2 Invesco QQQ Trust Series 1 (QQQ) 5.3% 5.3%
3 Apple Inc (AAPL) 3.7% 4.3%
4 Invesco S&P 500 Equal Weight E (RSP) 4.1% 3.9%
5 Microsoft Corp (MSFT) 3.9% 3.7%
6 SPDR S&P MidCap 400 ETF Trust (MDY) 2.8% 2.7%
7 Schwab S&P 500 Index Fund 2.4% 2.4%
8 iShares DJ Select Dividend Ind (DVY) 2.3% 2.3%
9 iShares Russell 2000 Index Fun (IWM) 1.8% 1.9%
10 iShares S&P 500 Growth (IVW) 1.6% 1.6% Entered the top 10
— Vanguard High Dividend Yield E (VYM) 1.6% 1.6% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).

Option positions (puts and calls)

Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.

Activity Security Type Shares before Shares now Reported value
Exited Archer Aviation Inc (ACHR) Call 700 0 $0