DUMONT & BLAKE INVESTMENT ADVISORS LLC's Q3 2024 13F: 7 new positions, 4 exits

Form 13F-HR for the quarter ended Sep 30, 2024 · filed Oct 23, 2024 · 200 reported positions · accession 0001287618-24-000006

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Reduced SPDR S&P 500 ETF Trust (SPY) 9.4% 9.3% −0.1 pts −61,256 sh −50%
Reduced Invesco QQQ Trust Series 1 (QQQ) 5.2% 4.9% −0.2 pts −38,420 sh −50%
Reduced Invesco S&P 500 Equal Weight E (RSP) 4.5% 4.6% +0.1 pts −97,758 sh −51%
Reduced Apple Inc (AAPL) 4.2% 4.4% +0.2 pts −71,337 sh −50%
Reduced Microsoft Corp (MSFT) 3.9% 3.5% −0.4 pts −30,871 sh −51%
Reduced SPDR S&P MidCap 400 ETF Trust (MDY) 3.1% 3.1% 0.0 pts −20,600 sh −50%
Reduced iShares DJ Select Dividend Ind (DVY) 2.3% 2.4% +0.1 pts −66,351 sh −50%
Reduced Schwab S&P 500 Index Fund 2.3% 2.3% 0.0 pts −96,871 sh −50%
Reduced iShares Russell 2000 Index Fun (IWM) 1.9% 1.9% 0.0 pts −32,754 sh −50%
Reduced Vanguard High Dividend Yield E (VYM) 1.5% 1.6% 0.0 pts −45,977 sh −50%
Reduced iShares S&P 500 Growth (IVW) 1.5% 1.4% −0.1 pts −58,052 sh −51%
Reduced iShares S&P Smallcap 600/BARRA (IJT) 1.3% 1.4% 0.0 pts −37,024 sh −50%
Reduced iShares Russell Microcap Index (IWC) 1.3% 1.4% 0.0 pts −41,487 sh −50%
Reduced Amazon.com Inc (AMZN) 1.3% 1.2% −0.1 pts −24,456 sh −50%
Reduced iShares MSCI EAFE Index (EFA) 1.0% 1.0% 0.0 pts −46,019 sh −50%
Reduced Alphabet Inc Cl A (GOOGL) 1.2% 1.0% −0.2 pts −22,978 sh −50%
Reduced JP Morgan Chase & Co (JPM) 1.0% 1.0% 0.0 pts −17,892 sh −50%
Reduced SPDR S&P Dividend ETF (SDY) 0.9% 1.0% 0.0 pts −26,057 sh −50%
Reduced Wal-Mart Stores Inc (WMT) 0.9% 1.0% +0.1 pts −45,400 sh −50%
Reduced Iron Mountain Inc (IRM) 0.8% 1.0% +0.2 pts −30,334 sh −50%
Reduced Communication Services Sector (XLC) 0.9% 0.9% 0.0 pts −38,647 sh −50%
Reduced Alphabet Inc Cl C (GOOG) 1.0% 0.8% −0.2 pts −19,424 sh −51%
Reduced Energy Select Sector SPDR ETF (XLE) 0.9% 0.9% −0.1 pts −36,726 sh −50%
Reduced Technology Select Sector SPDR (XLK) 0.9% 0.8% −0.1 pts −13,792 sh −51%
Reduced BNY Mellon Midcap Index Fund 0.8% 0.8% 0.0 pts −95,085 sh −50%
Reduced Materials Select Sector SPDR E (XLB) 0.8% 0.8% 0.0 pts −31,286 sh −50%
Reduced iShares S&P Midcap 400 Growth (IJK) 0.8% 0.8% 0.0 pts −32,341 sh −50%
Reduced Amgen Inc (AMGN) 0.8% 0.8% 0.0 pts −9,033 sh −50%
Reduced iShares S&P Preferred Stock In (PFF) 0.8% 0.8% 0.0 pts −85,763 sh −50%
Reduced AbbVie Inc (ABBV) 0.7% 0.7% +0.1 pts −14,309 sh −50%
Reduced Calamos Convertible & High Inc (CHY) 0.7% 0.7% 0.0 pts −232K sh −50%
Reduced Synchrony Financial (SYF) 0.6% 0.5% −0.1 pts −54,238 sh −59%
Reduced Schwab Small-Cap Index Fund 0.7% 0.7% 0.0 pts −74,462 sh −50%
Reduced Invesco CEF Income Composite (PCEF) 0.7% 0.7% 0.0 pts −137K sh −50%
Reduced MetLife Inc (MET) 0.6% 0.7% +0.1 pts −30,672 sh −50%
Reduced Meta Platforms Inc (META) 0.6% 0.7% 0.0 pts −4,368 sh −50%
Reduced Johnson & Johnson (JNJ) 0.6% 0.6% 0.0 pts −14,483 sh −50%
Reduced Vanguard Utilities ETF (VPU) 0.6% 0.6% +0.1 pts −13,305 sh −50%
Reduced United Rentals Inc (URI) 0.5% 0.6% +0.1 pts −2,835 sh −50%
Reduced iShares S&P Midcap 400/BARRA V (IJJ) 0.6% 0.6% 0.0 pts −18,485 sh −50%
Reduced Marsh & McLennan Cos Inc (MRSH) 0.6% 0.6% 0.0 pts −9,931 sh −50%
Reduced Exxon Mobil Corp (XOM) 0.6% 0.6% 0.0 pts −18,779 sh −50%
Reduced Lowe's Cos Inc (LOW) 0.4% 0.3% −0.1 pts −8,050 sh −64%
Reduced Vanguard Telecommunication Ser (VOX) 0.6% 0.6% 0.0 pts −14,858 sh −50%
Reduced Oracle Corp (ORCL) 0.5% 0.6% +0.1 pts −12,465 sh −50%
Reduced iShares S&P 500 Value Index (IVE) 0.6% 0.6% 0.0 pts −10,760 sh −50%
Reduced Pepsico Inc (PEP) 0.6% 0.6% 0.0 pts −12,290 sh −50%
Reduced SPDR Barclays Short-Term High (SJNK) 0.6% 0.5% 0.0 pts −80,375 sh −50%
Reduced Old Republic Intl Corp (ORI) 0.5% 0.5% 0.0 pts −57,044 sh −50%
Reduced International Business Machine (IBM) 0.4% 0.5% +0.1 pts −9,098 sh −51%

The 50 largest of 204 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:

  • BlackRock Inc New (BLK): 09247X101 → 09290D101, 7,358 → 3,639 shares (share count changed with the identifier; not shown as a trade)

Top 10 positions — 38.0% of the equity book

No changes in the top 10 this quarter

# Security Weight before Weight now
1 SPDR S&P 500 ETF Trust (SPY) 9.4% 9.3%
2 Invesco QQQ Trust Series 1 (QQQ) 5.2% 4.9%
3 Invesco S&P 500 Equal Weight E (RSP) 4.5% 4.6%
4 Apple Inc (AAPL) 4.2% 4.4%
5 Microsoft Corp (MSFT) 3.9% 3.5%
6 SPDR S&P MidCap 400 ETF Trust (MDY) 3.1% 3.1%
7 iShares DJ Select Dividend Ind (DVY) 2.3% 2.4%
8 Schwab S&P 500 Index Fund 2.3% 2.3%
9 iShares Russell 2000 Index Fun (IWM) 1.9% 1.9%
10 Vanguard High Dividend Yield E (VYM) 1.5% 1.6%

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).