DUMONT & BLAKE INVESTMENT ADVISORS LLC's Q1 2024 13F: 11 new positions, 12 exits
Form 13F-HR for the quarter ended Mar 31, 2024 · filed Apr 17, 2024 · 198 reported positions · accession 0001287618-24-000002
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | Vanguard Telecommunication Ser (VOX) | 0.8% | 0.6% | −0.2 pts | −6,592 sh | −31% |
| Reduced | Microsoft Corp (MSFT) | 3.7% | 3.7% | 0.0 pts | −1,434 sh | −4% |
| Increased | Walt Disney Co (DIS) | 0.3% | 0.6% | +0.2 pts | +4,516 sh | +37% |
| Reduced | Corning Inc (GLW) | 0.4% | 0.2% | −0.2 pts | −16,140 sh | −42% |
| New | Incyte Corp (INCY) | — | 0.2% | +0.2 pts | +9,264 sh | new |
| Increased | Communication Services Sector (XLC) | 0.7% | 0.9% | +0.2 pts | +6,132 sh | +20% |
| Reduced | Alphabet Inc Cl C (GOOG) | 1.0% | 0.8% | −0.1 pts | −3,215 sh | −14% |
| New | Flowserve Corp (FLS) | — | 0.1% | +0.1 pts | +9,980 sh | new |
| Exited | Physicians Realty Trust (DOC) | 0.1% | — | −0.1 pts | −31,040 sh | −100% |
| New | Oshkosh Corp (OSK) | — | 0.1% | +0.1 pts | +3,550 sh | new |
| New | Owens Corning Inc (OC) | — | 0.1% | +0.1 pts | +2,640 sh | new |
| Reduced | United Rentals Inc (URI) | 0.7% | 0.7% | 0.0 pts | −598 sh | −15% |
| New | Schwab US Large-Cap ETF (SCHX) | — | 0.1% | +0.1 pts | +6,889 sh | new |
| New | Healthpeak Properties Inc (PEAK) | — | 0.1% | +0.1 pts | +21,023 sh | new |
| Increased | SPDR Blackstone Senior Loan ET (SRLN) | 0.3% | 0.4% | +0.1 pts | +9,017 sh | +41% |
| Increased | VanEck Morningstar Wide Moat E (MOAT) | 0.3% | 0.4% | +0.1 pts | +4,183 sh | +33% |
| Exited | iShares Goldman Sachs Nat Res (IGE) | 0.1% | — | −0.1 pts | −8,186 sh | −100% |
| Increased | SPDR Portfolio S&P 500 High Di (SPYD) | 0.3% | 0.4% | +0.1 pts | +8,499 sh | +31% |
| Reduced | CH Robinson Worldwide Inc (CHRW) | 0.2% | 0.1% | −0.1 pts | −4,433 sh | −49% |
| Increased | VanEck Semiconductor (SMH) | 0.3% | 0.5% | +0.2 pts | +1,480 sh | +23% |
| New | Schwab Fundamental U.S. Large (FNDX) | — | 0.1% | +0.1 pts | +4,830 sh | new |
| Reduced | Seagate Technology PLC (STX) | 0.3% | 0.2% | −0.1 pts | −3,470 sh | −33% |
| Increased | Schwab U.S. Large-Cap Growth E (SCHG) | 0.1% | 0.2% | +0.1 pts | +3,369 sh | +113% |
| New | Health Care Select Sector SPDR (XLV) | — | 0.1% | +0.1 pts | +2,018 sh | new |
| Increased | Boeing Co (BA) | 0.3% | 0.3% | 0.0 pts | +1,540 sh | +36% |
| Reduced | Alphabet Inc Cl A (GOOGL) | 1.1% | 1.0% | −0.1 pts | −1,945 sh | −8% |
| Reduced | Qualcomm Inc (QCOM) | 0.3% | 0.3% | −0.1 pts | −1,688 sh | −22% |
| Exited | Sonoco Products Co (SON) | 0.1% | — | −0.1 pts | −4,726 sh | −100% |
| Reduced | Illinois Tool Works Inc (ITW) | 0.4% | 0.3% | −0.1 pts | −999 sh | −19% |
| Reduced | SPDR S&P 500 ETF Trust (SPY) | 9.0% | 9.2% | +0.1 pts | −512 sh | −1% |
| Increased | Technology Select Sector SPDR (XLK) | 0.7% | 0.8% | +0.1 pts | +1,267 sh | +10% |
| Exited | Walgreens Boots Alliance Inc (WBA) | 0.1% | — | −0.1 pts | −8,843 sh | −100% |
| Exited | Valero Energy Corp (VLO) | 0.1% | — | −0.1 pts | −1,732 sh | −100% |
| Exited | Microchip Technology Inc (MCHP) | 0.1% | — | −0.1 pts | −2,458 sh | −100% |
| Reduced | Cisco Systems Inc (CSCO) | 0.6% | 0.5% | −0.1 pts | −4,427 sh | −11% |
| Increased | Goldman Sachs ActiveBeta U.S. (GSLC) | 0.2% | 0.2% | +0.1 pts | +2,052 sh | +36% |
| New | Cass Information Systems Inc (CASS) | — | 0.1% | +0.1 pts | +4,291 sh | new |
| New | Vanguard Total Stock Market ET (VTI) | — | 0.1% | +0.1 pts | +786 sh | new |
| New | KKR & Co LP (KKR) | — | 0.1% | +0.1 pts | +2,000 sh | new |
| Reduced | Invesco S&P 500 Equal Weight E (RSP) | 4.8% | 4.7% | −0.1 pts | −1,094 sh | −1% |
| Exited | AT&T Inc (T) | 0.1% | — | −0.1 pts | −10,001 sh | −100% |
| Reduced | Raytheon Technologies (RTX) | 0.4% | 0.4% | 0.0 pts | −1,738 sh | −11% |
| Reduced | SPDR S&P MidCap 400 ETF Trust (MDY) | 3.3% | 3.3% | 0.0 pts | −269 sh | −1% |
| Reduced | Invesco QQQ Trust Series 1 (QQQ) | 4.9% | 4.9% | 0.0 pts | −333 sh | −1% |
| Reduced | Texas Instruments Inc (TXN) | 0.4% | 0.4% | −0.1 pts | −781 sh | −10% |
| Increased | Consumer Discr Select Sector S (XLY) | 0.2% | 0.2% | 0.0 pts | +693 sh | +21% |
| Reduced | Pepsico Inc (PEP) | 0.7% | 0.6% | −0.1 pts | −680 sh | −5% |
| Increased | Apple Inc (AAPL) | 4.2% | 3.5% | −0.7 pts | +676 sh | +1% |
| Reduced | Schwab S&P 500 Index Fund | 2.2% | 2.3% | 0.0 pts | −1,352 sh | −1% |
| Reduced | ConocoPhillips (COP) | 0.4% | 0.3% | 0.0 pts | −820 sh | −8% |
The 50 largest of 193 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- Amplify Cyber Security ETF (HACK): 26924G201 → 032108664, 12,376 → 12,276 shares
Top 10 positions — 37.5% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF Trust (SPY) | 9.0% | 9.2% | |
| 2 | Invesco QQQ Trust Series 1 (QQQ) | 4.9% | 4.9% | |
| 3 | Invesco S&P 500 Equal Weight E (RSP) | 4.8% | 4.7% | |
| 4 | Microsoft Corp (MSFT) | 3.7% | 3.7% | |
| 5 | Apple Inc (AAPL) | 4.2% | 3.5% | |
| 6 | SPDR S&P MidCap 400 ETF Trust (MDY) | 3.3% | 3.3% | |
| 7 | iShares DJ Select Dividend Ind (DVY) | 2.4% | 2.4% | |
| 8 | Schwab S&P 500 Index Fund | 2.2% | 2.3% | |
| 9 | iShares Russell 2000 Index Fun (IWM) | 2.0% | 2.0% | |
| 10 | Vanguard High Dividend Yield E (VYM) | 1.6% | 1.6% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | Unum Group (UNM) | Put | 100 | 0 | $0 |