DUMONT & BLAKE INVESTMENT ADVISORS LLC's Q1 2023 13F: 8 new positions, 2 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed Apr 14, 2023 · 190 reported positions · accession 0001287618-23-000002
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | Baxter Intl Inc (BAX) | 0.2% | — | −0.2 pts | −9,180 sh | −100% |
| Increased | Charles River Laboratories (CRL) | 0.2% | 0.3% | +0.1 pts | +2,085 sh | +88% |
| New | Nvidia Corp (NVDA) | — | 0.1% | +0.1 pts | +1,279 sh | new |
| Increased | Paypal Holdings Inc (PYPL) | 0.1% | 0.2% | +0.1 pts | +3,820 sh | +82% |
| New | Darden Restaurants Inc (DRI) | — | 0.1% | +0.1 pts | +1,829 sh | new |
| Reduced | Apple Inc (AAPL) | 3.5% | 4.1% | +0.7 pts | −1,697 sh | −2% |
| Increased | General Motors Co (GM) | 0.2% | 0.3% | +0.1 pts | +7,590 sh | +49% |
| Exited | BankUnited Inc (BKU) | 0.1% | — | −0.1 pts | −7,511 sh | −100% |
| New | Omnicom Group (OMC) | — | 0.1% | +0.1 pts | +2,631 sh | new |
| New | Northern Trust Corp (NTRS) | — | 0.1% | +0.1 pts | +2,755 sh | new |
| Reduced | Alphabet Inc Cl C (GOOG) | 0.8% | 0.8% | 0.0 pts | −2,335 sh | −9% |
| Increased | iShares S&P Preferred Stock In (PFF) | 0.9% | 0.9% | +0.1 pts | +7,006 sh | +9% |
| New | Hyster-Yale Materials Handling (HY) | — | 0.1% | +0.1 pts | +4,225 sh | new |
| New | Enterprise Prods Partners LP (EPD) | — | 0.1% | +0.1 pts | +8,001 sh | new |
| Reduced | Amazon.com Inc (AMZN) | 0.8% | 0.9% | +0.1 pts | −1,875 sh | −7% |
| Reduced | Chevron Corp (CVX) | 0.7% | 0.6% | −0.2 pts | −1,035 sh | −9% |
| Increased | Invesco CEF Income Composite (PCEF) | 0.8% | 0.9% | 0.0 pts | +9,100 sh | +7% |
| Reduced | Invesco QQQ Trust Series 1 (QQQ) | 3.7% | 4.2% | +0.5 pts | −497 sh | −1% |
| New | Chicago Atlantic Real Estate (REFI) | — | 0.1% | +0.1 pts | +11,217 sh | new |
| Reduced | SPDR S&P Regional Banking (KRE) | 0.2% | 0.1% | −0.1 pts | −3,040 sh | −30% |
| New | BlackRock MuniHoldings (MUJ) | — | 0.0% | 0.0 pts | +11,265 sh | new |
| Reduced | Microsoft Corp (MSFT) | 2.9% | 3.3% | +0.4 pts | −352 sh | −1% |
| Reduced | Invesco S&P 500 Equal Weight E (RSP) | 4.7% | 4.5% | −0.1 pts | −637 sh | −1% |
| Reduced | SPDR S&P 500 ETF Trust (SPY) | 8.6% | 8.7% | +0.2 pts | −222 sh | 0% |
| Increased | SPDR Barclays Short-Term High (SJNK) | 0.7% | 0.7% | 0.0 pts | +3,375 sh | +4% |
| Reduced | iShares DJ Select Dividend Ind (DVY) | 3.0% | 2.7% | −0.2 pts | −699 sh | −1% |
| Increased | Verizon Communications Inc (VZ) | 0.2% | 0.2% | 0.0 pts | +2,006 sh | +16% |
| Reduced | iShares IBOXX $ Investment Gra (LQD) | 0.1% | 0.1% | 0.0 pts | −640 sh | −21% |
| Increased | Annaly Capital Management Inc (NLY) | 0.2% | 0.2% | 0.0 pts | +3,542 sh | +11% |
| Reduced | Target Corp (TGT) | 0.5% | 0.5% | 0.0 pts | −377 sh | −4% |
| Reduced | Utilities Select Sector SPDR E (XLU) | 0.3% | 0.3% | 0.0 pts | −915 sh | −7% |
| Reduced | Vanguard High Dividend Yield E (VYM) | 1.8% | 1.7% | −0.1 pts | −585 sh | −1% |
| Increased | SPDR S&P Intl Dividend ETF (DWX) | 0.2% | 0.3% | 0.0 pts | +1,775 sh | +8% |
| Increased | Barings Corporate Investors (MCI) | 0.2% | 0.2% | 0.0 pts | +3,834 sh | +8% |
| Reduced | iShares Russell 2000 Index Fun (IWM) | 2.0% | 2.0% | −0.1 pts | −300 sh | −1% |
| Reduced | iShares S&P Smallcap 600/BARRA (IJT) | 1.4% | 1.4% | −0.1 pts | −473 sh | −1% |
| Reduced | Johnson & Johnson (JNJ) | 1.1% | 0.9% | −0.2 pts | −300 sh | −2% |
| Reduced | Exxon Mobil Corp (XOM) | 0.8% | 0.7% | −0.1 pts | −420 sh | −2% |
| Reduced | iShares S&P 500 Growth (IVW) | 1.2% | 1.2% | 0.0 pts | −711 sh | −1% |
| Reduced | SPDR S&P MidCap 400 ETF Trust (MDY) | 3.3% | 3.2% | 0.0 pts | −97 sh | 0% |
| Reduced | Procter & Gamble Co (PG) | 0.8% | 0.7% | −0.1 pts | −265 sh | −2% |
| Reduced | Visa Inc (V) | 0.5% | 0.5% | 0.0 pts | −170 sh | −3% |
| Reduced | iShares S&P Midcap 400/BARRA V (IJJ) | 0.6% | 0.6% | 0.0 pts | −349 sh | −2% |
| Increased | Communication Services Sector (XLC) | 0.4% | 0.5% | +0.1 pts | +616 sh | +2% |
| Increased | Intel Corp (INTC) | 0.2% | 0.3% | +0.1 pts | +1,088 sh | +5% |
| Reduced | Schwab S&P 500 Index Fund | 2.1% | 2.1% | 0.0 pts | −560 sh | −1% |
| Reduced | Amgen Inc (AMGN) | 0.9% | 0.8% | −0.1 pts | −140 sh | −1% |
| Reduced | Illinois Tool Works Inc (ITW) | 0.5% | 0.5% | 0.0 pts | −130 sh | −2% |
| Reduced | Marsh & McLennan Cos Inc (MRSH) | 0.7% | 0.6% | 0.0 pts | −175 sh | −2% |
| Reduced | Alphabet Inc Cl A (GOOGL) | 0.8% | 0.9% | +0.1 pts | −265 sh | −1% |
The 50 largest of 157 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 36.7% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF Trust (SPY) | 8.6% | 8.7% | |
| 2 | Invesco S&P 500 Equal Weight E (RSP) | 4.7% | 4.5% | |
| 3 | Invesco QQQ Trust Series 1 (QQQ) | 3.7% | 4.2% | |
| 4 | Apple Inc (AAPL) | 3.5% | 4.1% | |
| 5 | Microsoft Corp (MSFT) | 2.9% | 3.3% | |
| 6 | SPDR S&P MidCap 400 ETF Trust (MDY) | 3.3% | 3.2% | |
| 7 | iShares DJ Select Dividend Ind (DVY) | 3.0% | 2.7% | |
| 8 | Schwab S&P 500 Index Fund | 2.1% | 2.1% | |
| 9 | iShares Russell 2000 Index Fun (IWM) | 2.0% | 2.0% | |
| 10 | Vanguard High Dividend Yield E (VYM) | 1.8% | 1.7% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | General Mills Inc (GIS) | Put | 100 | 0 | $0 |