DUMONT & BLAKE INVESTMENT ADVISORS LLC's Q4 2022 13F: 6 new positions, 6 exits

Form 13F-HR for the quarter ended Dec 31, 2022 · filed Jan 26, 2023 · 184 reported positions · accession 0001287618-23-000001

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Exited Autozone Inc (AZO) 0.3% — −0.3 pts −385 sh −100%
Reduced SPDR S&P 500 ETF Trust (SPY) 8.6% 8.6% −0.1 pts −1,329 sh −2%
Reduced General Motors Co (GM) 0.3% 0.2% −0.1 pts −10,115 sh −39%
Reduced iShares S&P Preferred Stock In (PFF) 1.1% 0.9% −0.2 pts −10,948 sh −12%
Increased BNY Mellon Midcap Index Fund 0.9% 0.9% 0.0 pts +11,690 sh +14%
Reduced Tesla Motors Inc (TSLA) 0.6% 0.2% −0.4 pts −2,369 sh −40%
Reduced Invesco CEF Income Composite (PCEF) 1.0% 0.8% −0.1 pts −15,342 sh −10%
Reduced SPDR S&P MidCap 400 ETF Trust (MDY) 3.2% 3.3% 0.0 pts −622 sh −3%
New ManpowerGroup Inc (MAN) — 0.1% +0.1 pts +2,957 sh new
New Phillips 66 (PSX) — 0.1% +0.1 pts +2,322 sh new
Reduced Invesco QQQ Trust Series 1 (QQQ) 4.0% 3.7% −0.3 pts −856 sh −2%
Reduced Amazon.com Inc (AMZN) 1.2% 0.8% −0.4 pts −2,656 sh −9%
New Analog Devices Inc (ADI) — 0.1% +0.1 pts +1,356 sh new
New Tapestry Inc (TPR) — 0.1% +0.1 pts +5,797 sh new
New MDU Resources Group Inc (MDU) — 0.1% +0.1 pts +7,218 sh new
New Valero Energy Corp (VLO) — 0.1% +0.1 pts +1,699 sh new
Exited Enterprise Prods Partners LP (EPD) 0.1% — −0.1 pts −8,490 sh −100%
Reduced SPDR Barclays Short-Term High (SJNK) 0.8% 0.7% −0.1 pts −6,462 sh −7%
Reduced 3M Co (MMM) 0.3% 0.3% 0.0 pts −1,298 sh −15%
Reduced Invesco S&P 500 Equal Weight E (RSP) 4.5% 4.7% +0.2 pts −1,096 sh −1%
Exited BlackRock MuniHoldings (MUJ) 0.1% — −0.1 pts −12,268 sh −100%
Exited Nuveen AMT-Free Municipal Inco (NEA) 0.1% — −0.1 pts −12,672 sh −100%
Exited Global X SuperDividend ETF (SDIV) 0.1% — −0.1 pts −17,745 sh −100%
Reduced Fidelity New Markets Income 0.2% 0.2% 0.0 pts −10,436 sh −17%
Reduced iShares Russell 2000 Index Fun (IWM) 2.1% 2.0% 0.0 pts −667 sh −2%
Reduced Verizon Communications Inc (VZ) 0.2% 0.2% 0.0 pts −2,714 sh −18%
Reduced Communication Services Sector (XLC) 0.5% 0.4% −0.1 pts −2,220 sh −8%
Reduced Annaly Capital Management Inc (NLY) 0.2% 0.2% 0.0 pts −4,727 sh −13%
Reduced SPDR S&P Regional Banking (KRE) 0.3% 0.2% 0.0 pts −1,692 sh −14%
Reduced Berkshire Hathaway Inc (BRK-B) 0.1% 0.1% 0.0 pts −232 sh −20%
Reduced Intel Corp (INTC) 0.3% 0.2% 0.0 pts −2,529 sh −10%
Reduced MetLife Inc (MET) 0.8% 0.8% +0.1 pts −901 sh −3%
Reduced SPDR S&P Intl Dividend ETF (DWX) 0.3% 0.2% 0.0 pts −1,975 sh −8%
Reduced Physicians Realty Trust (DOC) 0.2% 0.2% 0.0 pts −4,310 sh −12%
Reduced Veeco Instruments Inc (VECO) 0.1% 0.1% 0.0 pts −3,150 sh −20%
Reduced Home Depot Inc (HD) 0.1% 0.1% 0.0 pts −182 sh −14%
Reduced Citigroup Inc (C) 0.1% 0.1% 0.0 pts −1,170 sh −13%
Reduced Royal Caribbean Cruises (RCL) 0.1% 0.1% 0.0 pts −1,062 sh −17%
Reduced Medtronic PLC (MDT) 0.4% 0.3% −0.1 pts −666 sh −5%
Reduced iShares S&P Midcap 400 Growth (IJK) 0.7% 0.8% 0.0 pts −726 sh −2%
Reduced iShares MSCI EAFE Index (EFA) 1.0% 1.1% +0.1 pts −754 sh −2%
Reduced Microsoft Corp (MSFT) 3.0% 2.9% −0.1 pts −200 sh −1%
Reduced Invesco KBW Bank ETF (KBWB) 0.2% 0.2% 0.0 pts −915 sh −7%
Reduced Meta Platforms Inc (META) 0.2% 0.2% −0.1 pts −390 sh −8%
Reduced iShares S&P Smallcap 600/BARRA (IJT) 1.4% 1.4% 0.0 pts −412 sh −1%
Reduced Technology Select Sector SPDR (XLK) 0.6% 0.6% 0.0 pts −341 sh −3%
Increased BNY Mellon Small Cap Stock Ind 0.1% 0.1% 0.0 pts +1,717 sh +13%
Reduced Calamos Convertible & High Inc (CHY) 0.9% 0.9% 0.0 pts −3,945 sh −2%
Reduced Exxon Mobil Corp (XOM) 0.7% 0.8% +0.1 pts −374 sh −2%
Reduced Alerian MLP ETF (AMLP) 0.2% 0.2% 0.0 pts −1,074 sh −7%

The 50 largest of 180 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

Top 10 positions — 35.5% of the equity book

No changes in the top 10 this quarter

# Security Weight before Weight now
1 SPDR S&P 500 ETF Trust (SPY) 8.6% 8.6%
2 Invesco S&P 500 Equal Weight E (RSP) 4.5% 4.7%
3 Invesco QQQ Trust Series 1 (QQQ) 4.0% 3.7%
4 Apple Inc (AAPL) 3.9% 3.5%
5 SPDR S&P MidCap 400 ETF Trust (MDY) 3.2% 3.3%
6 iShares DJ Select Dividend Ind (DVY) 2.8% 3.0%
7 Microsoft Corp (MSFT) 3.0% 2.9%
8 Schwab S&P 500 Index Fund 2.1% 2.1%
9 iShares Russell 2000 Index Fun (IWM) 2.1% 2.0%
10 Vanguard High Dividend Yield E (VYM) 1.7% 1.8%

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).

Option positions (puts and calls)

Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.

Activity Security Type Shares before Shares now Reported value
Exited SPDR S&P 500 ETF Trust (SPY) Put 100 0 $0
Exited 3M Co (MMM) Call 100 0 $0
New General Mills Inc (GIS) Put 0 100 $8K