DUMONT & BLAKE INVESTMENT ADVISORS LLC's Q1 2022 13F: 20 new positions, 12 exits
Form 13F-HR for the quarter ended Mar 31, 2022 · filed Apr 27, 2022 · 206 reported positions · accession 0001287618-22-000002
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | iShares Russell Midcap Growth (IWP) | 0.6% | — | −0.6 pts | −20,111 sh | −100% |
| New | iShares S&P 500 Value Index (IVE) | — | 0.4% | +0.4 pts | +10,034 sh | new |
| Increased | Energy Select Sector SPDR ETF (XLE) | 0.2% | 0.6% | +0.4 pts | +16,494 sh | +127% |
| Reduced | iShares S&P 500 Growth (IVW) | 1.6% | 1.2% | −0.4 pts | −14,368 sh | −20% |
| Reduced | Apple Inc (AAPL) | 3.8% | 3.7% | −0.1 pts | −5,297 sh | −6% |
| Exited | Robo Global Robotics & Automat (ROBO) | 0.2% | — | −0.2 pts | −13,354 sh | −100% |
| New | Vectors Oil Services ETF (OIH) | — | 0.2% | +0.2 pts | +2,715 sh | new |
| New | SPDR Portfolio S&P 500 High Di (SPYD) | — | 0.2% | +0.2 pts | +15,499 sh | new |
| New | Financial Select Sector SPDR E (XLF) | — | 0.2% | +0.2 pts | +16,388 sh | new |
| New | First Trust N American Energy (EMLP) | — | 0.2% | +0.2 pts | +21,618 sh | new |
| Reduced | MetLife Inc (MET) | 0.7% | 0.7% | 0.0 pts | −8,407 sh | −19% |
| Reduced | Technology Select Sector SPDR (XLK) | 0.8% | 0.6% | −0.2 pts | −3,542 sh | −20% |
| New | VanEck Morningstar Wide Moat E (MOAT) | — | 0.2% | +0.2 pts | +7,402 sh | new |
| Reduced | Tesla Motors Inc (TSLA) | 0.9% | 0.8% | −0.1 pts | −475 sh | −15% |
| New | SPDR S&P Oil & Gas Exp Explora (XOP) | — | 0.1% | +0.1 pts | +3,772 sh | new |
| Increased | Invesco KBW Bank ETF (KBWB) | 0.1% | 0.2% | +0.1 pts | +7,896 sh | +158% |
| New | GameStop Corp (GME) | — | 0.1% | +0.1 pts | +3,000 sh | new |
| Reduced | Alphabet Inc Cl A (GOOGL) | 1.1% | 1.0% | −0.1 pts | −178 sh | −12% |
| New | iShares Goldman Sachs Nat Res (IGE) | — | 0.1% | +0.1 pts | +11,923 sh | new |
| New | Industrial Select Sector SPDR (XLI) | — | 0.1% | +0.1 pts | +4,330 sh | new |
| Reduced | PureFunds ISE Cyber Security E (HACK) | 0.3% | 0.2% | −0.1 pts | −7,385 sh | −36% |
| New | SPDR Blackstone Senior Loan ET (SRLN) | — | 0.1% | +0.1 pts | +9,601 sh | new |
| New | Pimco Dynamic Income Fd (PDI) | — | 0.1% | +0.1 pts | +17,415 sh | new |
| New | ishares Semiconductor ETF (SOXX) | — | 0.1% | +0.1 pts | +886 sh | new |
| Reduced | Alphabet Inc Cl C (GOOG) | 1.1% | 1.0% | −0.1 pts | −139 sh | −10% |
| Reduced | Vanguard Telecommunication Ser (VOX) | 0.9% | 0.7% | −0.2 pts | −2,863 sh | −12% |
| Increased | SPDR S&P Regional Banking (KRE) | 0.1% | 0.2% | +0.1 pts | +4,878 sh | +67% |
| New | iShares US Broker-Dealers Inde (IAI) | — | 0.1% | +0.1 pts | +3,258 sh | new |
| New | VanEck Fallen Angel High Yield (ANGL) | — | 0.1% | +0.1 pts | +10,484 sh | new |
| New | iShares US Financial Service (IYG) | — | 0.1% | +0.1 pts | +1,743 sh | new |
| Increased | FactSet Research Systems Inc (FDS) | 0.1% | 0.2% | +0.1 pts | +688 sh | +61% |
| New | Lockheed Martin Corp (LMT) | — | 0.1% | +0.1 pts | +594 sh | new |
| Exited | Analog Devices Inc (ADI) | 0.1% | — | −0.1 pts | −1,501 sh | −100% |
| Exited | Cassava Sciences Inc (SAVA) | 0.1% | — | −0.1 pts | −6,000 sh | −100% |
| Exited | Kimberly Clark Inc (KMB) | 0.1% | — | −0.1 pts | −1,751 sh | −100% |
| Exited | Darden Restaurants Inc (DRI) | 0.1% | — | −0.1 pts | −1,549 sh | −100% |
| Reduced | iShares US Aerospace & Defense (ITA) | 0.4% | 0.3% | 0.0 pts | −1,905 sh | −14% |
| Exited | Telephone and Data Systems Inc (TDS) | 0.1% | — | −0.1 pts | −10,907 sh | −100% |
| New | Enterprise Prods Partners LP (EPD) | — | 0.1% | +0.1 pts | +8,073 sh | new |
| Exited | Vanguard Total Bond Market (BND) | 0.1% | — | −0.1 pts | −2,515 sh | −100% |
| Exited | PRA Group Inc (PRAA) | 0.1% | — | −0.1 pts | −4,200 sh | −100% |
| Exited | Morgan Stanley (MS) | 0.1% | — | −0.1 pts | −2,072 sh | −100% |
| New | American Eagle Outfitters (AEO) | — | 0.1% | +0.1 pts | +11,439 sh | new |
| Increased | SPDR S&P 500 ETF Trust (SPY) | 7.9% | 7.9% | 0.0 pts | +304 sh | 0% |
| Increased | Invesco S&P 500 Equal Weight E (RSP) | 4.0% | 4.1% | +0.1 pts | +803 sh | +1% |
| Exited | Oramed Pharmaceuticals Inc (ORMP) | 0.0% | — | 0.0 pts | −8,250 sh | −100% |
| Reduced | Cisco Systems Inc (CSCO) | 0.8% | 0.7% | −0.1 pts | −1,826 sh | −4% |
| Increased | Vaneck Semiconductor (SMH) | 0.2% | 0.2% | 0.0 pts | +358 sh | +13% |
| Increased | iShares MSCI EAFE Index (EFA) | 1.0% | 1.0% | 0.0 pts | +1,300 sh | +3% |
| Reduced | Marsh & McLennan Cos Inc (MRSH) | 0.5% | 0.5% | 0.0 pts | −542 sh | −5% |
The 50 largest of 201 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 34.3% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF Trust (SPY) | 7.9% | 7.9% | |
| 2 | Invesco S&P 500 Equal Weight E (RSP) | 4.0% | 4.1% | |
| 3 | Invesco QQQ Trust Series 1 (QQQ) | 4.2% | 4.0% | |
| 4 | Apple Inc (AAPL) | 3.8% | 3.7% | |
| 5 | Microsoft Corp (MSFT) | 3.3% | 3.2% | |
| 6 | SPDR S&P MidCap 400 ETF Trust (MDY) | 2.9% | 2.9% | |
| 7 | iShares DJ Select Dividend Ind (DVY) | 2.2% | 2.4% | |
| 8 | Lowe's Cos Inc (LOW) | 2.9% | 2.4% | |
| 9 | iShares Russell 2000 Index Fun (IWM) | 2.0% | 1.9% | |
| 10 | Schwab S&P 500 Index Fund | 1.9% | 1.9% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | Carnival Cruise Lines Inc Cl A (CCL) | Call | 10,200 | 0 | $0 |
| Exited | Morgan Stanley (MS) | Put | 1,000 | 0 | $0 |
| Exited | Oramed Pharmaceuticals Inc (ORMP) | Put | 4,800 | 0 | $0 |
| Exited | Hanesbrands Inc (HBI) | Call | 2,000 | 0 | $0 |
| Reduced | Veeco Instruments Inc (VECO) | Call | 700 | 200 | $5K |
| New | American Eagle Outfitters (AEO) | Call | 0 | 500 | $8K |
| Exited | Oramed Pharmaceuticals Inc (ORMP) | Call | 300 | 0 | $0 |