DUBUQUE BANK & TRUST CO's Q4 2021 13F: 17 new positions, 27 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Jan 28, 2022 · 262 reported positions · accession 0000920112-22-000034
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | Vanguard ETF/USA (VTI) | 1.1% | 2.3% | +1.2 pts | +46,768 sh | +109% |
| New | VANGUARD ETF/USA (VXUS) | — | 0.5% | +0.5 pts | +74,885 sh | new |
| Increased | Van Eck Associates Corp (ITM) | 3.9% | 4.1% | +0.2 pts | +87,623 sh | +13% |
| New | First Horizon Corp (FHN) | — | 0.4% | +0.4 pts | +225K sh | new |
| Reduced | ISHARES (IVV) | 1.4% | 1.0% | −0.3 pts | −7,356 sh | −26% |
| Increased | Vanguard ETF/USA (VTV) | 4.6% | 5.1% | +0.4 pts | +22,661 sh | +7% |
| Reduced | 3M Co (MMM) | 0.6% | 0.3% | −0.3 pts | −16,437 sh | −53% |
| Increased | Vanguard ETF/USA (VUG) | 4.9% | 5.4% | +0.5 pts | +8,778 sh | +6% |
| Reduced | Apple Inc (AAPL) | 3.1% | 3.4% | +0.3 pts | −15,639 sh | −8% |
| Increased | BlackRock Fund Advisors (EFG) | 2.4% | 2.6% | +0.2 pts | +20,490 sh | +10% |
| Increased | ISHARES (EFV) | 2.3% | 2.3% | +0.1 pts | +41,903 sh | +11% |
| Exited | Emergent BioSolutions Inc (EBS) | 0.2% | — | −0.2 pts | −36,749 sh | −100% |
| Reduced | Costco Wholesale Corp (COST) | 0.8% | 0.7% | −0.1 pts | −3,337 sh | −22% |
| Reduced | BlackRock Inc (BLK) | 1.2% | 1.1% | −0.1 pts | −1,797 sh | −14% |
| Reduced | MICROSOFT CORP (MSFT) | 2.7% | 2.9% | +0.2 pts | −4,844 sh | −6% |
| Exited | SHOPIFY INC (SHOP) | 0.2% | — | −0.2 pts | −1,074 sh | −100% |
| Increased | Postal Realty Trust Inc (PSTL) | 0.1% | 0.3% | +0.2 pts | +73,420 sh | +112% |
| Reduced | ALPHABET INC (GOOGL) | 1.7% | 1.6% | −0.1 pts | −466 sh | −8% |
| Increased | ADAMS EXPRESS COMPANY (ADX) | 1.3% | 1.3% | 0.0 pts | +69,294 sh | +12% |
| Exited | Veeva Systems Inc (VEEV) | 0.1% | — | −0.1 pts | −4,295 sh | −100% |
| Reduced | Medtronic PLC (MDT) | 1.3% | 0.8% | −0.4 pts | −11,218 sh | −13% |
| Increased | STATE STREET ETF/USA (HYMB) | 0.4% | 0.5% | +0.1 pts | +17,794 sh | +30% |
| Exited | Innovative Industrial Properti (IIPR) | 0.1% | — | −0.1 pts | −4,095 sh | −100% |
| Exited | Cloudflare Inc (NET) | 0.1% | — | −0.1 pts | −7,987 sh | −100% |
| Reduced | Thermo Fisher Scientific Inc (TMO) | 0.2% | 0.1% | −0.1 pts | −1,381 sh | −41% |
| Increased | JP Morgan ETFs/USA (JMST) | 0.1% | 0.2% | +0.1 pts | +17,881 sh | +106% |
| Reduced | VISA INC (V) | 0.7% | 0.6% | −0.2 pts | −4,107 sh | −14% |
| Reduced | JPMorgan Chase & Co (JPM) | 1.4% | 1.2% | −0.2 pts | −5,290 sh | −7% |
| Increased | Vanguard ETF/USA (VWO) | 0.9% | 0.9% | 0.0 pts | +16,533 sh | +10% |
| Reduced | Cohen & Steers Funds/Closed-en (RNP) | 0.1% | 0.0% | −0.1 pts | −28,263 sh | −64% |
| Reduced | Broadcom Inc (AVGO) | 1.2% | 1.5% | +0.3 pts | −1,208 sh | −5% |
| Reduced | Amazon.com Inc (AMZN) | 0.4% | 0.3% | −0.1 pts | −240 sh | −20% |
| Increased | Agree Realty Corp (ADC) | 0.1% | 0.2% | +0.1 pts | +11,096 sh | +62% |
| Reduced | ASML HOLDING NV (ASML) | 0.2% | 0.2% | −0.1 pts | −985 sh | −34% |
| Exited | DocuSign Inc (DOCU) | 0.1% | — | −0.1 pts | −2,726 sh | −100% |
| Reduced | SALESFORCE.COM INC (CRM) | 0.6% | 0.4% | −0.1 pts | −2,792 sh | −14% |
| Exited | ServiceNow Inc (NOW) | 0.1% | — | −0.1 pts | −1,059 sh | −100% |
| Exited | Intuitive Surgical Inc (ISRG) | 0.1% | — | −0.1 pts | −658 sh | −100% |
| Increased | Vanguard Group Inc/The (VBK) | 0.9% | 0.9% | 0.0 pts | +2,205 sh | +8% |
| Exited | Okta Inc (OKTA) | 0.1% | — | −0.1 pts | −2,415 sh | −100% |
| Reduced | STARBUCKS CORP (SBUX) | 1.4% | 1.4% | −0.1 pts | −5,031 sh | −4% |
| Reduced | LOWE'S COS INC (LOW) | 1.0% | 1.1% | +0.1 pts | −2,177 sh | −5% |
| Increased | VANGUARD ETF/USA (VBR) | 0.9% | 1.0% | 0.0 pts | +2,784 sh | +6% |
| Reduced | ACCENTURE (ACN) | 0.1% | 0.1% | 0.0 pts | −1,180 sh | −50% |
| Reduced | Raytheon Technologies Corp (RTX) | 1.5% | 1.4% | −0.1 pts | −5,654 sh | −4% |
| Increased | INDEXIQ ETF TRUST/USA (QAI) | 1.3% | 1.3% | 0.0 pts | +15,282 sh | +4% |
| New | Janus Detroit Street Trust (JAAA) | — | 0.0% | 0.0 pts | +9,291 sh | new |
| Reduced | Heartland Financial USA Inc (HTLF) | 8.9% | 8.8% | −0.2 pts | −9,059 sh | −1% |
| Exited | Dimensional ETF Trust (DFAC) | 0.0% | — | 0.0 pts | −16,083 sh | −100% |
| Increased | BlackRock Fund Advisors (EFA) | 0.1% | 0.2% | 0.0 pts | +5,626 sh | +44% |
The 50 largest of 235 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 38.4% of the equity book
Changes in the top 10 this quarter: VTI entered · RTX left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | Heartland Financial USA Inc (HTLF) | 8.9% | 8.8% | |
| 2 | Vanguard ETF/USA (VUG) | 4.9% | 5.4% | |
| 3 | Vanguard ETF/USA (VTV) | 4.6% | 5.1% | |
| 4 | Van Eck Associates Corp (ITM) | 3.9% | 4.1% | |
| 5 | Apple Inc (AAPL) | 3.1% | 3.4% | |
| 6 | MICROSOFT CORP (MSFT) | 2.7% | 2.9% | |
| 7 | BlackRock Fund Advisors (EFG) | 2.4% | 2.6% | |
| 8 | ISHARES (EFV) | 2.3% | 2.3% | |
| 9 | Vanguard ETF/USA (VTI) | 1.1% | 2.3% | Entered the top 10 |
| 10 | ALPHABET INC (GOOGL) | 1.7% | 1.6% | |
| — | Raytheon Technologies Corp (RTX) | 1.5% | 1.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).