DUBUQUE BANK & TRUST CO's Q3 2019 13F: 12 new positions, 8 exits
Form 13F-HR for the quarter ended Sep 30, 2019 · filed Oct 10, 2019 · 173 reported positions · accession 0000920112-19-000232
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | SALESFORCE.COM INC (CRM) | 1.4% | 0.7% | −0.8 pts | −30,358 sh | −53% |
| Increased | State Street ETF/USA (BIL) | 0.2% | 0.7% | +0.5 pts | +32,920 sh | +197% |
| Exited | National Oilwell Varco Inc (NOV) | 0.5% | — | −0.5 pts | −126K sh | −100% |
| Increased | PEPSICO INC (PEP) | 0.4% | 0.8% | +0.4 pts | +18,917 sh | +106% |
| Exited | Bank First Corp (BFC) | 0.4% | — | −0.4 pts | −32,250 sh | −100% |
| Reduced | Apple Inc (AAPL) | 3.2% | 3.3% | +0.1 pts | −9,098 sh | −9% |
| Exited | EMERSON ELECTRIC (EMR) | 0.3% | — | −0.3 pts | −30,285 sh | −100% |
| Reduced | Exxon Mobil Corp (XOM) | 0.5% | 0.2% | −0.3 pts | −23,892 sh | −56% |
| New | Postal Realty Trust Inc (PSTL) | — | 0.2% | +0.2 pts | +83,836 sh | new |
| Reduced | STARBUCKS CORP (SBUX) | 2.6% | 2.5% | 0.0 pts | −14,045 sh | −7% |
| New | Anheuser-Busch InBev SA/NV (BUD) | — | 0.2% | +0.2 pts | +12,327 sh | new |
| Reduced | Cohen & Steers Capital Management Inc (RNP) | 1.1% | 1.0% | 0.0 pts | −45,363 sh | −15% |
| Exited | Condor Hospitality Trust Inc (CDOR) | 0.2% | — | −0.2 pts | −119K sh | −100% |
| Increased | Chevron Corp (CVX) | 2.2% | 2.3% | +0.1 pts | +8,271 sh | +8% |
| New | FirstEnergy Corp (FE) | — | 0.2% | +0.2 pts | +19,949 sh | new |
| Reduced | ISHARES (IVV) | 0.5% | 0.3% | −0.1 pts | −2,975 sh | −31% |
| Increased | SPDR TRUST (SPY) | 0.5% | 0.7% | +0.2 pts | +2,957 sh | +28% |
| Reduced | City Office REIT Inc (CIO) | 0.3% | 0.2% | −0.1 pts | −60,436 sh | −41% |
| Increased | Vanguard ETF/USA (VTI) | 2.7% | 2.9% | +0.2 pts | +5,548 sh | +5% |
| Reduced | Facebook Inc (META) | 1.2% | 1.0% | −0.2 pts | −4,363 sh | −11% |
| Reduced | TEXAS INSTRUMENTS (TXN) | 2.0% | 2.2% | +0.2 pts | −5,264 sh | −5% |
| Increased | Vanguard ETF/USA (VEA) | 0.9% | 1.0% | +0.1 pts | +14,512 sh | +11% |
| Reduced | Walmart Inc (WMT) | 2.8% | 2.9% | +0.1 pts | −4,705 sh | −3% |
| New | VANGUARD (VTV) | — | 0.1% | +0.1 pts | +4,705 sh | new |
| New | Vanguard ETF/USA (VUG) | — | 0.1% | +0.1 pts | +3,140 sh | new |
| Reduced | HOME DEPOT INC (HD) | 1.4% | 1.4% | +0.1 pts | −2,029 sh | −5% |
| Reduced | Medtronic PLC (MDT) | 1.9% | 2.1% | +0.2 pts | −4,284 sh | −3% |
| Reduced | Doubleline Capital LP (DSL) | 0.4% | 0.3% | −0.1 pts | −22,762 sh | −20% |
| New | VanEck Vectors ETFs/USA (ITM) | — | 0.1% | +0.1 pts | +8,499 sh | new |
| Increased | AMER EXPRESS CO (AXP) | 1.1% | 1.1% | 0.0 pts | +3,581 sh | +7% |
| Reduced | BOEING CO (BA) | 1.3% | 1.3% | 0.0 pts | −1,081 sh | −5% |
| Reduced | Costco Wholesale Corp (COST) | 1.1% | 1.1% | 0.0 pts | −1,411 sh | −6% |
| Reduced | Amgen Inc (AMGN) | 2.3% | 2.4% | +0.1 pts | −2,020 sh | −3% |
| Reduced | Coca-Cola Co/The (KO) | 1.2% | 1.2% | 0.0 pts | −7,130 sh | −5% |
| Reduced | MCDONALD'S CORP (MCD) | 1.2% | 1.2% | 0.0 pts | −1,693 sh | −5% |
| Reduced | ADAMS EXPRESS COMPANY (ADX) | 1.7% | 1.7% | 0.0 pts | −22,667 sh | −3% |
| Exited | State Street ETF/USA (RWX) | 0.1% | — | −0.1 pts | −8,850 sh | −100% |
| Increased | Seligman Funds/Closed-end/USA (TY) | 1.3% | 1.4% | +0.1 pts | +12,138 sh | +4% |
| New | VANGUARD WHITEHALL (VYM) | — | 0.1% | +0.1 pts | +3,697 sh | new |
| Reduced | JPMorgan Chase & Co (JPM) | 2.1% | 2.2% | +0.1 pts | −2,759 sh | −2% |
| Reduced | CISCO SYSTEMS (CSCO) | 2.7% | 2.4% | −0.3 pts | −6,419 sh | −2% |
| Reduced | LOWE'S COS INC (LOW) | 1.2% | 1.2% | +0.1 pts | −2,768 sh | −4% |
| Reduced | HDFC BANK (HDB) | 0.4% | 0.3% | −0.1 pts | −5,318 sh | −14% |
| Exited | Canopy Growth Corp (CGC) | 0.0% | — | 0.0 pts | −7,520 sh | −100% |
| Reduced | MICROSOFT CORP (MSFT) | 2.8% | 2.9% | +0.1 pts | −2,038 sh | −2% |
| Increased | Heartland Financial USA Inc (HTLF) | 11.9% | 12.0% | +0.1 pts | +6,239 sh | 0% |
| Reduced | Procter & Gamble Co/The (PG) | 0.7% | 0.8% | +0.1 pts | −2,077 sh | −5% |
| New | WASTE MANAGEMENT (WM) | — | 0.0% | 0.0 pts | +2,213 sh | new |
| New | DuPont de Nemours Inc (DD) | — | 0.0% | 0.0 pts | +3,468 sh | new |
| Reduced | United Parcel Service Inc (UPS) | 0.8% | 0.9% | +0.1 pts | −1,945 sh | −4% |
The 50 largest of 141 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 36.0% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | Heartland Financial USA Inc (HTLF) | 11.9% | 12.0% | |
| 2 | Apple Inc (AAPL) | 3.2% | 3.3% | |
| 3 | Walmart Inc (WMT) | 2.8% | 2.9% | |
| 4 | Vanguard ETF/USA (VTI) | 2.7% | 2.9% | |
| 5 | MICROSOFT CORP (MSFT) | 2.8% | 2.9% | |
| 6 | STARBUCKS CORP (SBUX) | 2.6% | 2.5% | |
| 7 | Johnson & Johnson (JNJ) | 2.6% | 2.4% | |
| 8 | Amgen Inc (AMGN) | 2.3% | 2.4% | |
| 9 | CISCO SYSTEMS (CSCO) | 2.7% | 2.4% | |
| 10 | Chevron Corp (CVX) | 2.2% | 2.3% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).