D A DAVIDSON & CO
Q1 2022 Form 13-F
GREAT FALLS, MONTANA
CIK 0001080107
· CRD 199
· SEC-registered investment adviser
$9.2B Reported Value Total
D.A. DAVIDSON & CO. reports 70,553 total accounts under management (AUM). There are 65,452 discretionary accounts valued at $23,578,010,276, and 5,101 non-discretionary accounts valued at $3,654,911,503.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $58.0M gross asset value
Hedge Fund: $58.0M
Source: Form ADV filed 2026-07-30
Reported value
$9.2B
Quarter over quarter
-4.4%
Holdings
1,263
Top-10 concentration
31.1%
Filing Structure
Reports holdings for
- THORNBURG INVESTMENT MANAGEMENT INC · File #028-06605 · Q3 2013 – Q4 2016 · declared by one filing
- Estabrook Capital Management (not a 13F filer in our records) · File #028-01283 · Q3 2013 – Q4 2016 · declared by one filing
- John Hancock Asset Management (not a 13F filer in our records) · File #028-03955 · Q3 2013 – Q4 2016 · declared by one filing
- Anchor Capital Advisors (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Ashfield Capital Partners LLC (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Atalanta Sosnoff Management (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Confluence Inv Management LLC (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Contravisory (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- C.S. McKee (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- D.A. Davidson & Co. (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Davis Investment Advisors (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Davis Selected Advisers, L.P. (not a 13F filer in our records) · Q2 2016 – Q4 2016 · declared by one filing
- Efficient Market Advisors (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- Emerald Advisers Inc (not a 13F filer in our records) · Q4 2015 – Q4 2016 · declared by one filing
- Fairpointe Capital (not a 13F filer in our records) · Q2 2015 – Q4 2016 · declared by one filing
- Granite Investment Partners (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Hahn (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- Harding Loevner (not a 13F filer in our records) · Q4 2014 – Q4 2016 · declared by one filing
- iSectors Post (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Lazard Asset Management (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Legg Mason (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Legg Mason Private Portfolio Group, LLC (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Lesa Sroufe & Co. (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Lockwood AdvisorFlex Portfolios (not a 13F filer in our records) · Q2 2016 – Q4 2016 · declared by one filing
- Lockwood Asset Allocation Portfolio (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Lockwood Investment Strategies (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Lord, Abbett & Co. LLC (not a 13F filer in our records) · Q2 2016 – Q4 2016 · declared by one filing
- Marshfield Associates Inc (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- McDonnell Investment Mgmt (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Miller, Tabak & Co. LLC (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- NWQ Investment Management Co., LLC (not a 13F filer in our records) · Q2 2016 – Q4 2016 · declared by one filing
- NYLIM - Mackay Shields LLC (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Oak Ridge Investments, LLC (not a 13F filer in our records) · Q2 2016 – Q4 2016 · declared by one filing
- Ocean Park (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- Pacific Income Advisors (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Parametric Portfolio Associates (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Placemark (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- PMC (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Reinhart Partners, Inc. (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- Riverbridge Partners, LLC (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Sage Advisory Services, Ltd. Co. (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- SFE Investment Counsel (not a 13F filer in our records) · Q1 2014 – Q4 2016 · declared by one filing
- SIGMA (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- Sterling Capital (not a 13F filer in our records) · Q2 2014 – Q4 2016 · declared by one filing
- Todd Investment Advisors (not a 13F filer in our records) · Q4 2013 – Q4 2016 · declared by one filing
- Trillium Asset Management (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Uniplan Real Estate Advisors (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Victory Capital Management (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- Wasatch Advisors (not a 13F filer in our records) · Q2 2015 – Q4 2016 · declared by one filing
- Wedgewood Partners, Inc. (not a 13F filer in our records) · Q2 2013 – Q4 2016 · declared by one filing
- WHV Investment Management (not a 13F filer in our records) · Q1 2016 – Q4 2016 · declared by one filing
- Zega (not a 13F filer in our records) · Q4 2016 – Q4 2016 · declared by one filing
- Alta Capital Management (not a 13F filer in our records) · File #028-05199 · Q3 2016 – Q3 2016 · declared by one filing
- Atlanta Sosnoff Management (not a 13F filer in our records) · Q3 2016 – Q3 2016 · declared by one filing
- Reinhard Partners, Inc. (not a 13F filer in our records) · Q3 2016 – Q3 2016 · declared by one filing
- Alta Capital Management (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Ashfield Capital Partneres (not a 13F filer in our records) · Q2 2016 – Q2 2016 · declared by one filing
- Davidson Investment Advisors (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Eagle Asset Management (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Emerald Advisors, inc. (not a 13F filer in our records) · Q2 2016 – Q2 2016 · declared by one filing
- Estabrook Capital Management (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Hays Advisory (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- John Hancock Asset Management (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Marshfield Associates, LLC (not a 13F filer in our records) · Q2 2016 – Q2 2016 · declared by one filing
- Oak Ridge Investments (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Riverbridge Partners, Inc. (not a 13F filer in our records) · Q4 2015 – Q2 2016 · declared by one filing
- RNC Genter Capital Management (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Thornburg Investment Management (not a 13F filer in our records) · Q2 2013 – Q2 2016 · declared by one filing
- Confluence Investment Management LLC (not a 13F filer in our records) · Q4 2015 – Q1 2016 · declared by one filing
- SeaCap Investment Advisors (not a 13F filer in our records) · Q2 2013 – Q1 2016 · declared by one filing
- McDonnell Investment Management (not a 13F filer in our records) · Q3 2013 – Q4 2015 · declared by one filing
- Elessar Investment Management LLC (not a 13F filer in our records) · Q2 2013 – Q3 2015 · declared by one filing
- Thornburg Investment Mangement (not a 13F filer in our records) · Q3 2015 – Q3 2015 · declared by one filing
- Nuveen (not a 13F filer in our records) · Q4 2013 – Q2 2015 · declared by one filing
- Sovereign (not a 13F filer in our records) · Q4 2013 – Q2 2015 · declared by one filing
- Aston Asset Management (not a 13F filer in our records) · Q2 2013 – Q1 2015 · declared by one filing
- F-Squared AlphaSector (not a 13F filer in our records) · Q2 2013 – Q1 2015 · declared by one filing
- Kelly Capital Management (not a 13F filer in our records) · Q4 2013 – Q1 2015 · declared by one filing
- First Republic Investment Management (not a 13F filer in our records) · Q4 2013 – Q4 2014 · declared by one filing
- Capstone Asset Management (not a 13F filer in our records) · Q4 2013 – Q3 2014 · declared by one filing
- Affinity (not a 13F filer in our records) · Q1 2014 – Q2 2014 · declared by one filing
- Bender (not a 13F filer in our records) · Q4 2013 – Q2 2014 · declared by one filing
- Pinnacle (not a 13F filer in our records) · Q4 2013 – Q2 2014 · declared by one filing
- Ativo (not a 13F filer in our records) · Q4 2013 – Q1 2014 · declared by one filing
- Lateef Investment Management, L.P. (not a 13F filer in our records) · Q1 2014 – Q1 2014 · declared by one filing
- Crowell Weedon (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- Envestnet (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- Equitas (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- First American Bank (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- FundQuest (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- Lateef Management (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- Stephens (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- Stern Fisher Investments (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- TD Ameritrade (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- Van Kampen/Affinity (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- Wedbush Morgan (not a 13F filer in our records) · Q4 2013 – Q4 2013 · declared by one filing
- D.A. Davidson (not a 13F filer in our records) · Q3 2013 – Q3 2013 · declared by one filing
- Sage Advisory Services, Ltd (not a 13F filer in our records) · Q3 2013 – Q3 2013 · declared by one filing
- Ziegler Lotsoff Capital Management (not a 13F filer in our records) · Q2 2013 – Q3 2013 · declared by one filing
Holdings reported by
- DAVIDSON INVESTMENT ADVISORS · Q3 2013 – Q4 2016 · declared by one filing
Key People
Form ADV owners & control persons
Jacqueline Ann Beauprez
SVP, GENERAL COUNSEL
James Lee Cronk
PRINCIPAL OPERATIONS OFFICER
Marc Russell Dispense
PRESIDENT, FIXED INCOME CAPITAL MARKETS
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q1 2022 13F record
Q1 2022 13F filing summary
| Period of report | March 31, 2022 |
|---|---|
| Filed | May 12, 2022 |
| Form | 13F-HR |
| Reported value | $9.2B |
| Positions | 1,263 |
| Change in reported value | -2.2% |
| New positions | 106 |
| Exited positions | 89 |
| Position turnover | 14.4% |
| Top-10 concentration | 31.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 27, 2026
|
1,593 | $18.6B |
|
Q2 2026 13F
Filed Jul 24, 2026
|
1,578 | $18.1B |
|
Q1 2026 13F
Filed May 5, 2026
|
1,551 | $16.5B |
|
Q4 2025 13F
Filed Jan 29, 2026
|
1,505 | $16.3B |
|
Q3 2025 13F
Filed Oct 22, 2025
|
1,507 | $15.6B |
|
Q2 2025 13F
Filed Jul 30, 2025
|
1,427 | $14.2B |
|
Q1 2025 13F
Filed Apr 28, 2025
|
1,390 | $12.5B |
|
Q4 2024 13F
Filed Jan 31, 2025
|
1,403 | $12.3B |
|
Q3 2024 13F
Filed Nov 13, 2024
|
1,365 | $12.1B |
|
Q2 2024 13F
Filed Aug 1, 2024
|
1,350 | $11.3B |
|
Q1 2024 13F
Filed May 13, 2024
|
1,349 | $11.1B |
|
Q4 2023 13F
Filed Feb 9, 2024
|
1,327 | $10.2B |
|
Q3 2023 13F
Filed Nov 8, 2023
|
1,292 | $9.2B |
|
Q2 2023 13F
Filed Aug 11, 2023
|
1,303 | $9.5B |
|
Q1 2023 13F
Filed Apr 25, 2023
|
1,305 | $8.9B |
|
Q4 2022 13F
Filed Feb 3, 2023
|
1,278 | $8.5B |
|
Q3 2022 13F
Filed Nov 7, 2022
|
1,243 | $7.6B |
|
Q2 2022 13F
Filed Jul 28, 2022
|
1,241 | $8.0B |
|
Q1 2022 13F
Filed May 12, 2022
|
1,263 | $9.2B |
|
Q4 2021 13F
Filed Jan 31, 2022
|
1,246 | $9.4B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VTV VANGUARD INDEX FDS | $715.3M | 7.79% |
| 2 | VUG VANGUARD INDEX FDS | $505.6M | 5.51% |
| 3 | IXUS ISHARES TR | $350.2M | 3.82% |
| 4 | AAPL APPLE INC | $282.3M | 3.08% |
| 5 | AGG ISHARES TR | $231.8M | 2.53% |
| 6 | MSFT MICROSOFT CORP | $212.8M | 2.32% |
| 7 | VEA VANGUARD TAX-MANAGED INTL FD | $168.4M | 1.83% |
| 8 | IWN ISHARES TR | $142.2M | 1.55% |
| 9 | BSV VANGUARD BD INDEX FDS | $135.3M | 1.47% |
| 10 | VCSH VANGUARD SCOTTSDALE FDS | $107.0M | 1.17% |
| 11 | IJK ISHARES TR | $101.0M | 1.1% |
| 12 | VTI VANGUARD INDEX FDS | $100.9M | 1.1% |
| 13 | IWF ISHARES TR | $100.6M | 1.1% |
| 14 | COST COSTCO WHSL CORP NEW | $98.7M | 1.07% |
| 15 | JNJ JOHNSON & JOHNSON | $94.7M | 1.03% |
| 16 | IWO ISHARES TR | $92.0M | 1.0% |
| 17 | BRK-B BERKSHIRE HATHAWAY INC DEL | $91.7M | 1.0% |
| 18 | AMZN AMAZON COM INC | $84.8M | 0.92% |
| 19 | IJJ ISHARES TR | $82.1M | 0.89% |
| 20 | VYM VANGUARD WHITEHALL FDS | $77.7M | 0.85% |
Values as reported on the Q1 2022 Form 13F. Every position is in the holdings table below.