CREATIVE PLANNING
Q1 2023 Form 13-F
OVERLAND PARK, KANSAS
CIK 0001540235
· CRD 105348
· SEC-registered investment adviser
Consolidated report · includes
1 manager
since Q1 2023
$69.4B Reported Value Total
CREATIVE PLANNING reports 204,119 total accounts under management (AUM). There are 202,533 discretionary accounts valued at $129,139,252,745, and 1,586 non-discretionary accounts valued at $1,387,650,116.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
5 funds
· $197.4M gross asset value
Private Equity Fund: $197.4M
Source: Form ADV filed 2026-07-10
Reported value
$69.4B
Quarter over quarter
+5.4%
Holdings
2,541
Top-10 concentration
44.5%
Filing Structure
Reports holdings for
- CREATIVE PLANNING TRUST Co LLC · File #028-23240 · since Q1 2023
Key People
Form ADV owners & control persons
James Lewis Battmer
CHIEF INVESTMENT OFFICER
David John Kaye
CHIEF FINANCIAL OFFICER
Jonathan Michael Knapp
CHIEF OPERATIONS OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q1 2023 13F record
Q1 2023 13F filing summary
| Period of report | March 31, 2023 |
|---|---|
| Filed | May 15, 2023 |
| Form | 13F-HR |
| Reported value | $69.4B |
| Positions | 2,541 |
| Change in reported value | +4.4% |
| New positions | 317 |
| Exited positions | 154 |
| Position turnover | 17.5% |
| Top-10 concentration | 44.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 2, 2026
|
4,254 | $178.7B |
|
Q2 2026 13F
Filed Aug 13, 2026
|
4,194 | $171.1B |
|
Q1 2026 13F
Filed May 12, 2026
|
4,074 | $147.4B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
3,871 | $139.7B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
3,809 | $130.9B |
|
Q2 2025 13F
Filed Aug 8, 2025
|
3,592 | $117.1B |
|
Q1 2025 13F
Filed May 15, 2025
|
3,421 | $106.4B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
3,551 | $102.8B |
|
Q3 2024 13F
Filed Oct 11, 2024
|
3,181 | $101.0B |
|
Q2 2024 13F
Filed Aug 15, 2024
|
2,986 | $93.7B |
|
Q1 2024 13F
Filed May 13, 2024
|
2,837 | $90.2B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
2,712 | $53.9B |
|
Q3 2023 13F
Filed Nov 16, 2023
|
2,805 | $74.9B |
|
Q2 2023 13F
Filed Jul 21, 2023
|
2,527 | $75.1B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,541 | $69.4B |
|
Q4 2022 13F
Filed Feb 10, 2023
|
2,379 | $66.5B |
|
Q3 2022 13F
Filed Nov 3, 2022
|
2,213 | $57.8B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,168 | $60.7B |
|
Q1 2022 13F
Filed May 16, 2022
|
2,251 | $64.6B |
|
Q4 2021 13F
Filed Feb 11, 2022
|
2,067 | $62.2B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $7.8B | 11.19% |
| 2 | VEA VANGUARD TAX-MANAGED FDS | $5.2B | 7.55% |
| 3 | BND VANGUARD BD INDEX FDS | $3.2B | 4.57% |
| 4 | IEMG ISHARES INC | $3.0B | 4.35% |
| 5 | SPMD SPDR SER TR | $2.4B | 3.39% |
| 6 | VV VANGUARD INDEX FDS | $2.3B | 3.38% |
| 7 | VCIT VANGUARD SCOTTSDALE FDS | $1.8B | 2.63% |
| 8 | VTI VANGUARD INDEX FDS | $1.8B | 2.59% |
| 9 | VO VANGUARD INDEX FDS | $1.7B | 2.44% |
| 10 | VNQ VANGUARD INDEX FDS | $1.7B | 2.4% |
| 11 | SPDW SPDR INDEX SHS FDS | $1.6B | 2.35% |
| 12 | AAPL APPLE INC | $1.5B | 2.09% |
| 13 | SCHX SCHWAB STRATEGIC TR | $1.4B | 2.05% |
| 14 | SPY SPDR S&P 500 ETF TR | $1.4B | 2.01% |
| 15 | DGS WISDOMTREE TR | $1.3B | 1.91% |
| 16 | SPYM SPDR SER TR | $1.2B | 1.67% |
| 17 | AGG ISHARES TR | $1.1B | 1.6% |
| 18 | IDEV ISHARES TR | $1.1B | 1.57% |
| 19 | MUB ISHARES TR | $1.1B | 1.55% |
| 20 | VTEB VANGUARD MUN BD FDS | $1.0B | 1.46% |
Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.