CONCOURSE FINANCIAL GROUP SECURITIES INC
Q3 2023 Form 13-F
BIRMINGHAM, ALABAMA
CIK 0000752798
· CRD 15708
· SEC-registered investment adviser
Consolidated report · includes
2 managers
since Q3 2023
$1.3B Reported Value Total
CONCOURSE FINANCIAL GROUP SECURITIES, INC. reports 21,163 total accounts under management (AUM). There are 15,503 discretionary accounts valued at $2,696,403,055, and 5,660 non-discretionary accounts valued at $1,324,133,842.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Source: Form ADV filed 2024-10-28
Reported value
$1.3B
Quarter over quarter
-3.7%
Holdings
2,298
Top-10 concentration
19.8%
Filing Structure
Reports holdings for
- Dai-ichi Life International Ltd · File #028-23254 · since Q3 2023
- Dai-ichi Life International Holdings LLC · File #028-23255 · since Q3 2023
- PROTECTIVE LIFE CORP · File #028-18945 · Q1 2023 – Q4 2025
- Dai-ichi Life Holdings Inc · File #028-06348 · Q1 2023 – Q3 2025
Key People
Form ADV owners & control persons
Elizabeth Giltz Anderson
PRESIDENT/CEO
Darren Cyril Guerrera
CFO
Rory Marshall Hartley
MANAGING DIRECTOR
Filing Navigation
13F Metrics
Loading 13F Metrics
Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | October 25, 2023 |
| Form | 13F-HR |
| Reported value | $1.3B |
| Positions | 2,298 |
| Change in reported value | -2.3% |
| New positions | 142 |
| Exited positions | 9,908 |
| Position turnover | 82.3% |
| Top-10 concentration | 19.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2025 13F
Filed Aug 12, 2025
|
0 | $0 |
|
Q1 2025 13F
Filed May 14, 2025
|
0 | $0 |
|
Q4 2024 13F
Filed Feb 13, 2025
|
2,238 | $1.8B |
|
Q3 2024 13F
Filed Oct 10, 2024
|
2,236 | $1.7B |
|
Q2 2024 13F
Filed Jul 23, 2024
|
2,293 | $1.6B |
|
Q1 2024 13F
Filed May 1, 2024
|
2,300 | $1.6B |
|
Q4 2023 13F
Filed Feb 7, 2024
|
2,269 | $1.4B |
|
Q3 2023 13F
Filed Oct 25, 2023
|
2,298 | $1.3B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
2,326 | $1.3B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,360 | $1.3B |
|
Q4 2022 13F
Filed Jan 30, 2023
|
2,292 | $1.2B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
1,834 | $1.1B |
|
Q2 2022 13F
Filed Aug 9, 2022
|
2,071 | $1.2B |
|
Q1 2022 13F
Filed May 9, 2022
|
2,075 | $1.4B |
|
Q4 2021 13F
Filed Feb 7, 2022
|
2,252 | $1.8B |
|
Q3 2021 13F
Filed Nov 9, 2021
|
2,273 | $1.6B |
|
Q2 2021 13F
Filed Aug 13, 2021
|
2,253 | $1.6B |
|
Q1 2021 13F
Filed May 13, 2021
|
2,192 | $1.4B |
|
Q4 2020 13F
Filed Feb 2, 2021
|
2,145 | $1.3B |
|
Q3 2020 13F
Filed Nov 13, 2020
|
2,051 | $1.1B |
8 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $51.8M | 4.02% |
| 2 | MGC VANGUARD WORLD FD | $33.8M | 2.62% |
| 3 | VEA VANGUARD TAX MANAGED INTL FD | $27.4M | 2.13% |
| 4 | AGG ISHARES TR | $24.0M | 1.86% |
| 5 | IUSB ISHARES TR | $22.6M | 1.75% |
| 6 | VO VANGUARD INDEX FDS | $21.9M | 1.7% |
| 7 | AAPL APPLE INC | $21.7M | 1.68% |
| 8 | MBB ISHARES TR | $20.5M | 1.59% |
| 9 | MSFT MICROSOFT CORP | $16.0M | 1.25% |
| 10 | QUAL ISHARES TR | $15.5M | 1.2% |
| 11 | TFLO ISHARES TR | $13.0M | 1.01% |
| 12 | FTSM FIRST TR EXCHANGE TRADED FD | $12.4M | 0.97% |
| 13 | IJR ISHARES TR | $12.3M | 0.95% |
| 14 | AMZN AMAZON COM INC | $11.8M | 0.92% |
| 15 | SCHG SCHWAB STRATEGIC TR | $11.1M | 0.86% |
| 16 | EFV ISHARES TR | $10.9M | 0.85% |
| 17 | IEFA ISHARES TR | $10.9M | 0.84% |
| 18 | VUG VANGUARD INDEX FDS | $10.3M | 0.8% |
| 19 | GOOGL ALPHABET INC | $9.9M | 0.77% |
| 20 | BNDX VANGUARD CHARLOTTE FDS | $9.9M | 0.77% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.