CONCOURSE FINANCIAL GROUP SECURITIES INC
Q3 2022 Form 13-F
BIRMINGHAM, ALABAMA
CIK 0000752798
· CRD 15708
· SEC-registered investment adviser
Consolidated report · includes
2 managers
since Q3 2023
$1.1B Reported Value Total
CONCOURSE FINANCIAL GROUP SECURITIES, INC. reports 24,896 total accounts under management (AUM). There are 17,852 discretionary accounts valued at $3,860,007,362, and 7,044 non-discretionary accounts valued at $1,884,705,681.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Source: Form ADV filed 2024-10-28
Reported value
$1.1B
Quarter over quarter
-5.7%
Holdings
1,834
Top-10 concentration
21.3%
Filing Structure
Reports holdings for
- Dai-ichi Life International Ltd · File #028-23254 · since Q3 2023
- Dai-ichi Life International Holdings LLC · File #028-23255 · since Q3 2023
- PROTECTIVE LIFE CORP · File #028-18945 · Q1 2023 – Q4 2025
- Dai-ichi Life Holdings Inc · File #028-06348 · Q1 2023 – Q3 2025
Key People
Form ADV owners & control persons
Elizabeth Giltz Anderson
PRESIDENT/CEO
Darren Cyril Guerrera
CFO
Rory Marshall Hartley
MANAGING DIRECTOR
Filing Navigation
13F Metrics
Loading 13F Metrics
Q3 2022 13F record
Q3 2022 13F filing summary
| Period of report | September 30, 2022 |
|---|---|
| Filed | November 15, 2022 |
| Form | 13F-HR |
| Reported value | $1.1B |
| Positions | 1,834 |
| Change in reported value | -11.0% |
| New positions | 115 |
| Exited positions | 10,408 |
| Position turnover | 86.0% |
| Top-10 concentration | 21.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2025 13F
Filed Aug 12, 2025
|
0 | $0 |
|
Q1 2025 13F
Filed May 14, 2025
|
0 | $0 |
|
Q4 2024 13F
Filed Feb 13, 2025
|
2,238 | $1.8B |
|
Q3 2024 13F
Filed Oct 10, 2024
|
2,236 | $1.7B |
|
Q2 2024 13F
Filed Jul 23, 2024
|
2,293 | $1.6B |
|
Q1 2024 13F
Filed May 1, 2024
|
2,300 | $1.6B |
|
Q4 2023 13F
Filed Feb 7, 2024
|
2,269 | $1.4B |
|
Q3 2023 13F
Filed Oct 25, 2023
|
2,298 | $1.3B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
2,326 | $1.3B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,360 | $1.3B |
|
Q4 2022 13F
Filed Jan 30, 2023
|
2,292 | $1.2B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
1,834 | $1.1B |
|
Q2 2022 13F
Filed Aug 9, 2022
|
2,071 | $1.2B |
|
Q1 2022 13F
Filed May 9, 2022
|
2,075 | $1.4B |
|
Q4 2021 13F
Filed Feb 7, 2022
|
2,252 | $1.8B |
|
Q3 2021 13F
Filed Nov 9, 2021
|
2,273 | $1.6B |
|
Q2 2021 13F
Filed Aug 13, 2021
|
2,253 | $1.6B |
|
Q1 2021 13F
Filed May 13, 2021
|
2,192 | $1.4B |
|
Q4 2020 13F
Filed Feb 2, 2021
|
2,145 | $1.3B |
|
Q3 2020 13F
Filed Nov 13, 2020
|
2,051 | $1.1B |
8 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $39.8M | 3.77% |
| 2 | MGC VANGUARD WORLD FD | $32.5M | 3.08% |
| 3 | VEA VANGUARD TAX MANAGED INTL FD | $27.0M | 2.56% |
| 4 | ESGU ISHARES TR | $21.9M | 2.07% |
| 5 | VO VANGUARD INDEX FDS | $20.1M | 1.9% |
| 6 | AGG ISHARES TR | $19.6M | 1.86% |
| 7 | IUSB ISHARES TR | $17.9M | 1.7% |
| 8 | IJR ISHARES TR | $16.2M | 1.54% |
| 9 | GOVT ISHARES TR | $15.3M | 1.45% |
| 10 | SHY ISHARES TR | $14.7M | 1.39% |
| 11 | MSFT MICROSOFT CORP | $12.2M | 1.16% |
| 12 | BNDX VANGUARD CHARLOTTE FDS | $11.4M | 1.08% |
| 13 | SCHG SCHWAB STRATEGIC TR | $9.9M | 0.94% |
| 14 | VWO VANGUARD INTL EQUITY INDEX F | $9.3M | 0.88% |
| 15 | SDY SPDR SERIES TRUST | $9.2M | 0.87% |
| 16 | VUG VANGUARD INDEX FDS | $8.8M | 0.84% |
| 17 | IGSB ISHARES TR | $8.7M | 0.82% |
| 18 | BSV VANGUARD BD INDEX FD INC | $8.6M | 0.82% |
| 19 | ABOT TRIMTABS ETF TR | $7.5M | 0.71% |
| 20 | VTI VANGUARD INDEX FDS | $7.2M | 0.69% |
Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.