COMMONWEALTH EQUITY SERVICES LLC's Q3 2026 13F: 217 new positions, 255 exits
Form 13F-HR for the quarter ended Sep 30, 2026 · filed Nov 2, 2026 · 4378 reported positions · accession 0000312272-26-000024
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | EXXONMOBIL HOLDINGS CORP (XOMZZZZ) | — | 0.4% | +0.4 pts | +1.95M sh | new |
| Exited | EXXON MOBIL CORP (XOM) | 0.3% | — | −0.3 pts | −2.03M sh | −100% |
| Reduced | APPLE INC (AAPL) | 3.1% | 3.5% | +0.4 pts | −478K sh | −6% |
| Reduced | STATE STR SPDR S&P 500 ETF T (SPY) | 1.4% | 1.3% | −0.1 pts | −196K sh | −13% |
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 0.3% | 0.4% | +0.2 pts | +2.8M sh | +55% |
| Reduced | DIMENSIONAL ETF TRUST (DFAC) | 0.5% | 0.4% | −0.1 pts | −2.08M sh | −25% |
| Reduced | CARNIVAL CORP LTD (CCL) | 0.2% | 0.0% | −0.1 pts | −3.58M sh | −83% |
| Reduced | NVIDIA CORPORATION (NVDA) | 2.2% | 2.4% | +0.3 pts | −363K sh | −4% |
| Reduced | NIQ GLOBAL INTELLIGENCE PLC (NIQ) | 0.0% | 0.0% | 0.0 pts | −4.17M sh | −100% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JGRO) | 0.2% | 0.1% | −0.1 pts | −724K sh | −42% |
| Increased | ELI LILLY & CO (LLY) | 0.5% | 0.6% | +0.1 pts | +59,905 sh | +17% |
| Reduced | ISHARES TR (IUSB) | 0.2% | 0.1% | −0.1 pts | −1.54M sh | −48% |
| Reduced | VANGUARD SPECIALIZED FUNDS (VIG) | 0.7% | 0.6% | −0.1 pts | −290K sh | −13% |
| Reduced | MICROSOFT CORP (MSFT) | 1.3% | 1.8% | +0.5 pts | −121K sh | −4% |
| Reduced | VANGUARD INDEX FDS (VUG) | 1.0% | 1.0% | 0.0 pts | −676K sh | −7% |
| Reduced | ISHARES TR (IWF) | 1.0% | 1.0% | 0.0 pts | −481K sh | −7% |
| Reduced | ISHARES TR (IVW) | 0.5% | 0.5% | 0.0 pts | −409K sh | −13% |
| Increased | FIRST TR EXCHNG TRADED FD VI (GJUN) | 0.0% | 0.1% | +0.1 pts | +1.38M sh | +579% |
| Increased | SPACE EXPLORATION TECHN CORP (SPCX) | 0.1% | 0.1% | +0.1 pts | +380K sh | +160% |
| Reduced | ISHARES TR (IVV) | 2.5% | 2.6% | +0.1 pts | −70,379 sh | −3% |
| Reduced | FEDERATED HERMES ETF TRUST (FLCG) | 0.3% | 0.2% | 0.0 pts | −1.48M sh | −24% |
| Reduced | ISHARES TR (IEFA) | 0.3% | 0.3% | −0.1 pts | −541K sh | −19% |
| Increased | SPDR SERIES TRUST (SPYM) | 0.2% | 0.2% | +0.1 pts | +551K sh | +38% |
| Reduced | ISHARES TR (IVE) | 0.3% | 0.2% | −0.1 pts | −212K sh | −22% |
| Reduced | VANGUARD INDEX FDS (VOO) | 1.1% | 1.1% | 0.0 pts | −68,710 sh | −5% |
| Reduced | DIMENSIONAL ETF TRUST (DFCF) | 0.1% | 0.1% | −0.1 pts | −1.13M sh | −53% |
| Increased | ISHARES TR (GARP) | 0.0% | 0.1% | +0.1 pts | +528K sh | +164% |
| Increased | AIM ETF PRODUCTS TRUST (QBQV) | 0.0% | 0.1% | +0.1 pts | +1.6M sh | +11360% |
| Reduced | DIMENSIONAL ETF TRUST (DFUS) | 0.2% | 0.1% | 0.0 pts | −523K sh | −33% |
| Reduced | VANGUARD INDEX FDS (VTI) | 0.9% | 0.9% | 0.0 pts | −115K sh | −6% |
| Increased | FIDELITY COVINGTON TRUST (FMDE) | 0.2% | 0.3% | +0.1 pts | +1.04M sh | +27% |
| Reduced | VANGUARD BD INDEX FDS (BND) | 0.2% | 0.1% | −0.1 pts | −566K sh | −31% |
| Reduced | INVESCO QQQ TR (QQQ) | 1.5% | 1.6% | 0.0 pts | −50,667 sh | −3% |
| Increased | RBB FD INC (TBIL) | 0.1% | 0.1% | 0.0 pts | +741K sh | +78% |
| Increased | FIDELITY COVINGTON TRUST (FELC) | 0.2% | 0.3% | +0.1 pts | +833K sh | +22% |
| Reduced | CAPITAL GROUP GROWTH ETF (CGGR) | 0.8% | 0.8% | 0.0 pts | −756K sh | −5% |
| Reduced | FIDELITY COVINGTON TRUST (FTEC) | 0.2% | 0.2% | 0.0 pts | −119K sh | −18% |
| Reduced | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.7% | 0.6% | 0.0 pts | −69,292 sh | −6% |
| Increased | J P MORGAN EXCHANGE TRADED F (JIVE) | 0.0% | 0.1% | 0.0 pts | +348K sh | +110% |
| Reduced | ISHARES TR (TLH) | 0.1% | 0.0% | 0.0 pts | −358K sh | −72% |
| Increased | FIDELITY COVINGTON TRUST (FENI) | 0.3% | 0.4% | +0.1 pts | +811K sh | +12% |
| Reduced | DIMENSIONAL ETF TRUST (DFSD) | 0.1% | 0.0% | 0.0 pts | −685K sh | −56% |
| Reduced | ISHARES TR (IJR) | 0.5% | 0.4% | −0.1 pts | −232K sh | −9% |
| Reduced | AMAZON COM INC (AMZN) | 1.2% | 1.3% | +0.1 pts | −124K sh | −3% |
| Reduced | FIDELITY COMWLTH TR (ONEQ) | 0.2% | 0.1% | 0.0 pts | −288K sh | −23% |
| Reduced | DIMENSIONAL ETF TRUST (DFIC) | 0.1% | 0.0% | 0.0 pts | −802K sh | −49% |
| Reduced | VANGUARD WORLD FD (MGK) | 0.1% | 0.1% | 0.0 pts | −314K sh | −34% |
| Increased | PUTNAM ETF TRUST (PVAL) | 0.5% | 0.6% | +0.1 pts | +548K sh | +7% |
| Increased | SPDR SERIES TRUST (SPYG) | 0.3% | 0.3% | +0.1 pts | +228K sh | +13% |
| Reduced | VANGUARD TAX-MANAGED FDS (VEA) | 1.5% | 1.5% | 0.0 pts | −396K sh | −2% |
The 50 largest of 4,525 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- STONEX GROUP INC (SNEX): 5,423 shares as filed last quarter, 8,135 after adjustment → 7,977 now (prior share count adjusted for a stock split)
- RUSH ENTERPRISES INC (RUSHA): 6,900 shares as filed last quarter, 10,350 after adjustment → 14,491 now (prior share count adjusted for a stock split)
- BNY MELLON ETF TRUST (BKIE): 6,748 shares as filed last quarter, 20,244 after adjustment → 25,316 now (prior share count adjusted for a stock split)
- BNY MELLON ETF TRUST (BKLC): 8,380 shares as filed last quarter, 25,140 after adjustment → 24,199 now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- TRULIEVE CANNABIS CORP (TRLV): 89788C104 → 89790E106, 21,244 → 22,229 shares (share count changed with the identifier; not shown as a trade)
- COLUMBIA FINL INC (CLBK): 197641103 → 197914104, 13,132 → 74,235 shares (share count changed with the identifier; not shown as a trade)
- UBS ASSET MGMT HIGH YIELD CR (DHY): 22544F103 → 22544F202, 400K → 31,794 shares (share count changed with the identifier; not shown as a trade)
- DFA INVT DIMENSIONS GROUP IN (DXUV): 25434V559 → 25239Y154, 26,870 → 68,526 shares (share count changed with the identifier; not shown as a trade)
- DFA INVT DIMENSIONS GROUP IN (DFAR): 25434V823 → 25239Y147, 92,572 → 90,174 shares (share count changed with the identifier; not shown as a trade)
- TEVA PHARMACEUTICAL INDS LTD (TEVA): 881624209 → M8769Q102, 131K → 133K shares (share count changed with the identifier; not shown as a trade)
- DFA INVT DIMENSIONS GROUP IN (DCOR): 25434V625 → 25239Y220, 212K → 94,115 shares (share count changed with the identifier; not shown as a trade)
- DFA INVT DIMENSIONS GROUP IN (DFSV): 25434V815 → 25239Y170, 645K → 590K shares (share count changed with the identifier; not shown as a trade)
- DFA INVT DIMENSIONS GROUP IN (DUHP): 25434V831 → 25239Y196, 664K → 525K shares (share count changed with the identifier; not shown as a trade)
- ONEOK INC NEW (OKE): 682680103 → 30609A109, 380K → 372K shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 18.1% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 3.1% | 3.5% | |
| 2 | ISHARES TR (IVV) | 2.5% | 2.6% | |
| 3 | NVIDIA CORPORATION (NVDA) | 2.2% | 2.4% | |
| 4 | MICROSOFT CORP (MSFT) | 1.3% | 1.8% | |
| 5 | INVESCO QQQ TR (QQQ) | 1.5% | 1.6% | |
| 6 | VANGUARD TAX-MANAGED FDS (VEA) | 1.5% | 1.5% | |
| 7 | AMAZON COM INC (AMZN) | 1.2% | 1.3% | |
| 8 | STATE STR SPDR S&P 500 ETF T (SPY) | 1.4% | 1.3% | |
| 9 | VANGUARD INDEX FDS (VOO) | 1.1% | 1.1% | |
| 10 | ISHARES TR (IWF) | 1.0% | 1.0% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).