CITIGROUP INC
Q1 2023 Form 13-F
NEW YORK, NEW YORK
CIK 0000831001
· CRD 7059
· Publicly traded company
Consolidated report · includes
10 managers
since Q2 2013
$142.6B Reported Value Total
CITIGROUP GLOBAL MARKETS INC. reports 53,776 total accounts under management (AUM). There are 30,983 discretionary accounts valued at $19,969,944,794, and 22,793 non-discretionary accounts valued at $14,894,038,011.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-02
Reported value
$142.6B
Quarter over quarter
+6.0%
Holdings
4,481
Top-10 concentration
34.2%
Reports holdings for
- Citicorp Banking Corp · File #028-04349 · since Q2 2013
- Citigroup Global Markets Inc · File #028-00541 · since Q2 2013
- Citicorp LLC · File #028-11520 · since Q2 2013
- Citigroup Global Markets Europe AG · File #028-10817 · since Q2 2013
- Citibank N A · File #028-04287 · since Q2 2013
- Citigroup Global Markets Ltd · File #028-04309 · since Q2 2013
- Citibank Switzerland · File #028-04289 · since Q2 2013
- Citigroup Global Markets Holdings Inc · File #028-01109 · since Q2 2013
- Citigroup Financial Products Inc · File #028-01114 · since Q2 2013
- Citigroup Global Markets Holdings Bahamas Ltd · File #028-19110 · since Q4 2018
- Citicorp Trust Delaware National Association · File #028-12382 · Q2 2013 – Q4 2025
- Citicorp Trust South Dakota · File #028-12977 · Q2 2013 – Q2 2025
- Citibank Canada (not a 13F filer in our records) · File #028-06215 · Q2 2013 – Q3 2022
- Citibank Overseas Investment Corp (not a 13F filer in our records) · File #028-05347 · Q2 2013 – Q3 2022
- Citigroup Derivatives Markets Inc. (not a 13F filer in our records) · File #028-11547 · Q2 2013 – Q3 2021
- Grupo Financiero Banamex, S.A. de C.V. (not a 13F filer in our records) · File #028-10816 · Q2 2013 – Q3 2018
- TRV Holdings LLC (not a 13F filer in our records) · File #028-16173 · Q1 2014 – Q3 2018
- CITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX (not a 13F filer in our records) · File #028-10815 · Q2 2013 – Q3 2018
- Citi GSCP Inc. (not a 13F filer in our records) · File #028-16164 · Q1 2014 – Q3 2018
- IMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX (not a 13F filer in our records) · File #028-10822 · Q2 2013 – Q3 2018
- COHM Overseas Mexico Holding, S. de R.L. de C.V. (not a 13F filer in our records) · File #028-14268 · Q2 2013 – Q3 2018
- TRV Investments LLC (not a 13F filer in our records) · File #028-16174 · Q1 2014 – Q3 2018
- Citicorp (Mexico) Holdings LLC (not a 13F filer in our records) · File #028-10819 · Q2 2013 – Q3 2018
- Citi Overseas Investments Bahamas Inc. (not a 13F filer in our records) · File #028-10818 · Q2 2013 – Q3 2018
- Citigroup Global Markets Europe Ltd (not a 13F filer in our records) · File #028-04305 · Q2 2013 – Q3 2018
- Citigroup Niagra Holdings LLC (not a 13F filer in our records) · File #028-16171 · Q1 2014 – Q3 2018
- Citigroup Global Markets Finance Corp & Co. beschrankt haftende KG (not a 13F filer in our records) · File #028-10821 · Q2 2013 – Q2 2018
- NAMGK Mexico Holding, S. de R.L. de C.V. (not a 13F filer in our records) · File #028-16172 · Q1 2014 – Q3 2017
- Citigroup Capital Partners Mexico, S. de R.L. de C.V. (not a 13F filer in our records) · File #028-16170 · Q1 2014 – Q3 2017
- Intentionally Omitted (not a 13F filer in our records) · File #028-04311 · Q2 2013 – Q3 2017
- Citigroup Alternative Investments LLC (not a 13F filer in our records) · File #028-10293 · Q2 2013 – Q3 2015
- Citigroup Private Equity LP (not a 13F filer in our records) · File #028-16666 · Q4 2014 – Q3 2015
- Citigroup Investments Inc. (not a 13F filer in our records) · File #028-10295 · Q2 2013 – Q3 2015
- Automated Trading Desk Financial Services, LLC (not a 13F filer in our records) · File #028-15302 · Q2 2013 – Q3 2014
- Citigroup Acquisition LLC (not a 13F filer in our records) · File #028-14760 · Q2 2013 – Q3 2014
- Automated Trading Desk, LLC (not a 13F filer in our records) · File #028-14758 · Q2 2013 – Q3 2014
- Automated Trading Desk Holdings, Inc. (not a 13F filer in our records) · File #028-14757 · Q2 2013 – Q3 2014
- Citigroup Global Markets U.K. Equity Ltd (not a 13F filer in our records) · File #028-06229 · Q2 2013 – Q3 2013
- Citigroup Global Markets Luxembourg (not a 13F filer in our records) · File #028-15306 · Q2 2013 – Q3 2013
- Citigroup Trust - Delaware, National Association (not a 13F filer in our records) · File #028-12981 · Q2 2013 – Q3 2013
Key People
Form ADV owners & control persons
Michael Agnello
CHIEF FINANCIAL OFFICER
Christopher Barratt
CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER (FINOP)
Robert James Cole
CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY BUSINESS
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q1 2023 13F record
Q1 2023 13F filing summary
| Period of report | March 31, 2023 |
|---|---|
| Filed | May 11, 2023 |
| Form | 13F-HR |
| Reported value | $142.6B |
| Positions | 4,481 |
| Change in reported value | +13.6% |
| New positions | 247 |
| Exited positions | 477 |
| Position turnover | 14.6% |
| Top-10 concentration | 34.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 3, 2026
|
4,712 | $302.7B |
|
Q1 2026 13F
Filed May 11, 2026
|
4,880 | $234.5B |
|
Q4 2025 13F
Filed Feb 13, 2026
|
4,897 | $226.6B |
|
Q3 2025 13F
Filed Nov 10, 2025
|
5,004 | $224.3B |
|
Q2 2025 13F
Filed Aug 11, 2025
|
4,668 | $203.6B |
|
Q1 2025 13F
Filed May 12, 2025
|
4,538 | $195.7B |
|
Q4 2024 13F
Filed Feb 12, 2025
|
4,755 | $168.6B |
|
Q3 2024 13F
Filed Nov 12, 2024
|
4,628 | $172.7B |
|
Q2 2024 13F
Filed Aug 12, 2024
|
4,559 | $156.1B |
|
Q1 2024 13F
Filed May 10, 2024
|
4,601 | $152.3B |
|
Q4 2023 13F
Filed Feb 9, 2024
|
4,626 | $141.9B |
|
Q3 2023 13F
Filed Nov 9, 2023
|
4,631 | $133.8B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
4,568 | $152.5B |
|
Q1 2023 13F
Filed May 11, 2023
|
4,481 | $142.6B |
|
Q4 2022 13F
Filed Feb 9, 2023
|
4,729 | $125.6B |
|
Q3 2022 13F
Filed Nov 10, 2022
|
4,545 | $139.7B |
|
Q2 2022 13F
Filed Aug 10, 2022
|
4,966 | $134.4B |
|
Q1 2022 13F
Filed May 12, 2022
|
5,120 | $164.5B |
|
Q4 2021 13F
Filed Feb 10, 2022
|
4,805 | $186.7B |
|
Q3 2021 13F
Filed Nov 10, 2021
|
4,760 | $169.3B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | QQQ P INVESCO QQQ TR | $13.2B | 9.26% |
| 2 | IWM P ISHARES TR | $7.5B | 5.29% |
| 3 | QQQ C INVESCO QQQ TR | $6.9B | 4.82% |
| 4 | SPY P SPDR S&P 500 ETF TR | $6.5B | 4.57% |
| 5 | IWM C ISHARES TR | $3.7B | 2.62% |
| 6 | AAPL APPLE INC | $2.6B | 1.83% |
| 7 | SPY SPDR S&P 500 ETF TR | $2.2B | 1.58% |
| 8 | GLD C SPDR GOLD TR | $2.1B | 1.49% |
| 9 | HYG P ISHARES TR | $2.1B | 1.49% |
| 10 | MSFT MICROSOFT CORP | $1.8B | 1.28% |
| 11 | SPY C SPDR S&P 500 ETF TR | $1.3B | 0.94% |
| 12 | QQQ INVESCO QQQ TR | $1.3B | 0.93% |
| 13 | IVV ISHARES TR | $1.1B | 0.75% |
| 14 | LQD P ISHARES TR | $925.2M | 0.65% |
| 15 | AMZN AMAZON COM INC | $886.4M | 0.62% |
| 16 | IWM ISHARES TR | $864.3M | 0.61% |
| 17 | NVDA NVIDIA CORPORATION | $860.2M | 0.6% |
| 18 | GOOGL ALPHABET INC | $850.9M | 0.6% |
| 19 | HD HOME DEPOT INC | $849.4M | 0.6% |
| 20 | EFA P ISHARES TR | $829.2M | 0.58% |
Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.