Chicago Partners Investment Group LLC's Q3 2023 13F: 29 new positions, 56 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Oct 26, 2023 · 657 reported positions · accession 0001563525-23-000004
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | MAGELLAN MIDSTREAM PRTNRS LP (MMP) | 0.9% | — | −0.9 pts | −274K sh | −100% |
| Increased | ONEOK INC NEW (OKE) | 0.4% | 1.0% | +0.7 pts | +176K sh | +153% |
| Increased | ACCENTURE PLC IRELAND (ACN) | 0.2% | 0.7% | +0.5 pts | +31,741 sh | +211% |
| Increased | ISHARES INC (EMXC) | 0.1% | 0.5% | +0.4 pts | +161K sh | +580% |
| New | DIMENSIONAL ETF TRUST (DUSB) | — | 0.4% | +0.4 pts | +143K sh | new |
| Increased | EA SERIES TRUST (STXE) | 0.1% | 0.5% | +0.4 pts | +287K sh | +286% |
| Reduced | DIMENSIONAL ETF TRUST (DFSD) | 0.5% | 0.1% | −0.3 pts | −140K sh | −70% |
| Increased | DIMENSIONAL ETF TRUST (DFAC) | 1.8% | 2.1% | +0.2 pts | +248K sh | +19% |
| Increased | VANGUARD INDEX FDS (VOO) | 4.0% | 4.2% | +0.2 pts | +14,855 sh | +8% |
| Reduced | DIMENSIONAL ETF TRUST (DFEM) | 0.3% | 0.1% | −0.2 pts | −159K sh | −62% |
| Increased | VANGUARD INDEX FDS (VO) | 2.9% | 2.8% | −0.1 pts | +15,919 sh | +6% |
| Reduced | DIMENSIONAL ETF TRUST (DFAE) | 0.3% | 0.1% | −0.2 pts | −128K sh | −56% |
| Increased | SPDR SER TR (BIL) | 0.0% | 0.2% | +0.1 pts | +29,786 sh | +880% |
| Increased | DIMENSIONAL ETF TRUST (DUHP) | 0.7% | 0.8% | +0.1 pts | +96,438 sh | +19% |
| Reduced | ISHARES TR (EEM) | 0.3% | 0.1% | −0.1 pts | −66,476 sh | −52% |
| Increased | WISDOMTREE TR (XC) | 0.0% | 0.1% | +0.1 pts | +78,936 sh | +643% |
| Increased | VANGUARD INDEX FDS (VUG) | 1.9% | 2.0% | +0.1 pts | +7,022 sh | +6% |
| Increased | BROOKFIELD CORP (BN) | 0.5% | 0.6% | +0.1 pts | +60,248 sh | +22% |
| Increased | ENERGY TRANSFER L P (ET) | 1.7% | 1.9% | +0.2 pts | +133K sh | +5% |
| Increased | DIMENSIONAL ETF TRUST (DFIC) | 0.3% | 0.4% | +0.1 pts | +81,462 sh | +32% |
| Reduced | FLEXSHARES TR (RAVI) | 0.2% | 0.1% | −0.1 pts | −24,054 sh | −41% |
| Increased | ISHARES TR (IGSB) | 0.7% | 0.8% | +0.1 pts | +34,429 sh | +12% |
| Increased | DIMENSIONAL ETF TRUST (DISV) | 0.1% | 0.2% | +0.1 pts | +74,687 sh | +75% |
| Increased | ISHARES TR (IEF) | 0.1% | 0.2% | +0.1 pts | +18,826 sh | +146% |
| Reduced | PIMCO ETF TR (MINT) | 0.3% | 0.2% | −0.1 pts | −16,810 sh | −34% |
| Increased | SCHWAB STRATEGIC TR (SCHX) | 0.9% | 0.9% | +0.1 pts | +32,950 sh | +10% |
| Increased | INNOVATOR ETFS TR (SFLR) | 0.0% | 0.1% | +0.1 pts | +61,096 sh | +169% |
| Increased | DIMENSIONAL ETF TRUST (DFSV) | 0.5% | 0.6% | 0.0 pts | +61,858 sh | +17% |
| Reduced | DIMENSIONAL ETF TRUST (DFCF) | 0.4% | 0.4% | −0.1 pts | −36,769 sh | −18% |
| Increased | VANGUARD INDEX FDS (VB) | 1.0% | 1.0% | 0.0 pts | +7,738 sh | +8% |
| Increased | MICROSOFT CORP (MSFT) | 1.4% | 1.6% | +0.1 pts | +4,075 sh | +5% |
| Increased | VANGUARD BD INDEX FDS (BND) | 0.2% | 0.3% | +0.1 pts | +19,277 sh | +36% |
| Reduced | ISHARES INC (IEMG) | 0.2% | 0.1% | −0.1 pts | −28,660 sh | −41% |
| Increased | ENTERPRISE PRODS PARTNERS L (EPD) | 2.2% | 2.4% | +0.2 pts | +46,853 sh | +3% |
| Increased | DIMENSIONAL ETF TRUST (DFAI) | 0.5% | 0.5% | 0.0 pts | +50,961 sh | +15% |
| Increased | ISHARES TR (IJH) | 2.4% | 2.2% | −0.1 pts | +5,280 sh | +3% |
| Increased | APPLE INC (AAPL) | 2.2% | 2.1% | −0.1 pts | +6,506 sh | +3% |
| Reduced | FIRST TR EXCH TRD ALPHDX FD (FEM) | 0.1% | 0.1% | −0.1 pts | −55,909 sh | −51% |
| Increased | BLUE OWL CAPITAL INC (OWL) | 0.1% | 0.1% | +0.1 pts | +88,104 sh | +83% |
| Increased | DIMENSIONAL ETF TRUST (DFAS) | 1.1% | 1.0% | 0.0 pts | +21,315 sh | +6% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 2.9% | 2.9% | 0.0 pts | +3,110 sh | +2% |
| Increased | ISHARES TR (IGIB) | 0.1% | 0.2% | +0.1 pts | +21,875 sh | +50% |
| New | CBOE GLOBAL MKTS INC (CBOE) | — | 0.1% | +0.1 pts | +6,426 sh | new |
| Reduced | INVESCO EXCHANGE TRADED FD T (PRF) | 0.0% | 0.0% | 0.0 pts | −33,050 sh | −82% |
| Increased | ISHARES TR (IWC) | 0.4% | 0.4% | 0.0 pts | +10,457 sh | +16% |
| Increased | ISHARES TR (AGG) | 0.5% | 0.5% | 0.0 pts | +9,967 sh | +10% |
| Reduced | SCHWAB STRATEGIC TR (SCHE) | 0.1% | 0.0% | −0.1 pts | −39,737 sh | −54% |
| Reduced | ISHARES TR (IEFA) | 0.5% | 0.4% | −0.1 pts | −14,003 sh | −10% |
| Reduced | VANGUARD INDEX FDS (VTV) | 0.9% | 0.9% | −0.1 pts | −6,453 sh | −5% |
| New | ISHARES TR (INDA) | — | 0.0% | 0.0 pts | +18,371 sh | new |
The 50 largest of 652 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- INVESCO EXCHANGE TRADED FD T (RPG): 68,804 shares as filed last quarter, 68,804 after adjustment → 68,997 now (prior share count corrected for a stock split)
Top 10 positions — 24.6% of the equity book
Changes in the top 10 this quarter: ET entered · IWS left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VOO) | 4.0% | 4.2% | |
| 2 | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 2.9% | 2.9% | |
| 3 | VANGUARD INDEX FDS (VO) | 2.9% | 2.8% | |
| 4 | ENTERPRISE PRODS PARTNERS L (EPD) | 2.2% | 2.4% | |
| 5 | ISHARES TR (IJH) | 2.4% | 2.2% | |
| 6 | APPLE INC (AAPL) | 2.2% | 2.1% | |
| 7 | DIMENSIONAL ETF TRUST (DFAC) | 1.8% | 2.1% | |
| 8 | VANGUARD INDEX FDS (VUG) | 1.9% | 2.0% | |
| 9 | ENERGY TRANSFER L P (ET) | 1.7% | 1.9% | Entered the top 10 |
| 10 | SPDR S&P 500 ETF TR (SPY) | 1.9% | 1.9% | |
| — | ISHARES TR (IWS) | 1.8% | 1.7% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).