Chicago Partners Investment Group LLC's Q4 2022 13F: 81 new positions, 27 exits
Form 13F-HR for the quarter ended Dec 31, 2022 · filed Feb 9, 2023 · 641 reported positions · accession 0001563525-23-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | BROOKFIELD ASSET MGMT INC (BAMXXXX) | 0.5% | — | −0.5 pts | −171K sh | −100% |
| New |
BROOKFIELD CORP (BN)
new — newly listed security (e.g. spin-off)
|
— | 0.4% | +0.4 pts | +188K sh | new |
| Increased | VANGUARD INDEX FDS (VOO) | 3.7% | 3.8% | +0.1 pts | +13,555 sh | +9% |
| Reduced | AMAZON COM INC (AMZN) | 0.9% | 0.5% | −0.3 pts | −49,702 sh | −38% |
| Increased | SCHWAB STRATEGIC TR (SCHX) | 0.5% | 0.8% | +0.3 pts | +98,649 sh | +64% |
| Increased | SCHWAB STRATEGIC TR (SCHM) | 0.3% | 0.5% | +0.2 pts | +54,913 sh | +84% |
| Increased | VANGUARD INDEX FDS (VO) | 2.9% | 3.0% | +0.1 pts | +17,040 sh | +9% |
| New | GOLDMAN SACHS ETF TR (GBIL) | — | 0.2% | +0.2 pts | +33,205 sh | new |
| Increased | ISHARES TR (MUB) | 0.0% | 0.2% | +0.2 pts | +27,976 sh | +985% |
| Increased | PACER FDS TR (COWZ) | 0.2% | 0.3% | +0.2 pts | +58,866 sh | +109% |
| Increased | ISHARES TR (IJH) | 2.6% | 2.6% | +0.1 pts | +10,525 sh | +7% |
| Increased | DIMENSIONAL ETF TRUST (DUHP) | 0.3% | 0.4% | +0.2 pts | +109K sh | +70% |
| Increased | DIMENSIONAL ETF TRUST (DFAS) | 0.8% | 0.9% | +0.1 pts | +43,346 sh | +19% |
| Increased | ENTERPRISE PRODS PARTNERS L (EPD) | 2.5% | 2.4% | −0.1 pts | +94,797 sh | +7% |
| New | VANGUARD BD INDEX FDS (VUSB) | — | 0.1% | +0.1 pts | +49,380 sh | new |
| Increased | AMERICAN CENTY ETF TR (AVUS) | 0.5% | 0.6% | +0.1 pts | +32,221 sh | +31% |
| New | DIMENSIONAL ETF TRUST (DFLV) | — | 0.1% | +0.1 pts | +91,066 sh | new |
| Increased | ENERGY TRANSFER L P (ET) | 1.9% | 1.8% | −0.1 pts | +177K sh | +8% |
| Increased | ISHARES TR (ICSH) | 0.6% | 0.6% | +0.1 pts | +45,169 sh | +28% |
| Increased | AMERICAN CENTY ETF TR (AVLV) | 0.6% | 0.6% | +0.1 pts | +41,319 sh | +27% |
| New | DIMENSIONAL ETF TRUST (DFGR) | — | 0.1% | +0.1 pts | +80,589 sh | new |
| Increased | AMERICAN CENTY ETF TR (AVUV) | 0.5% | 0.6% | +0.1 pts | +24,751 sh | +26% |
| Increased | NUVEEN MUN VALUE FD INC (NUV) | 0.2% | 0.3% | +0.1 pts | +213K sh | +52% |
| Increased | ISHARES TR (SUB) | 0.1% | 0.2% | +0.1 pts | +17,870 sh | +102% |
| Reduced | INNOVATOR ETFS TR (FFTY) | 0.5% | 0.2% | −0.2 pts | −78,168 sh | −32% |
| New |
BROOKFIELD ASSET MANAGMT LTD (BAM)
new — newly listed security (e.g. spin-off)
|
— | 0.1% | +0.1 pts | +53,801 sh | new |
| Increased | SCHWAB STRATEGIC TR (SCHA) | 0.2% | 0.3% | +0.1 pts | +37,292 sh | +50% |
| Increased | SCHWAB STRATEGIC TR (SCHF) | 0.1% | 0.2% | +0.1 pts | +44,220 sh | +120% |
| Increased | ISHARES TR (IVV) | 1.1% | 1.1% | 0.0 pts | +3,701 sh | +9% |
| Increased | ISHARES TR (AGG) | 0.2% | 0.2% | +0.1 pts | +15,421 sh | +64% |
| Increased | DIMENSIONAL ETF TRUST (DFEM) | 0.2% | 0.3% | +0.1 pts | +61,932 sh | +40% |
| Increased | INVESCO QQQ TR (QQQ) | 0.2% | 0.3% | +0.1 pts | +4,735 sh | +50% |
| Increased | DIMENSIONAL ETF TRUST (DFUS) | 1.6% | 1.6% | 0.0 pts | +32,286 sh | +6% |
| Increased | ISHARES TR (QUAL) | 0.0% | 0.1% | +0.1 pts | +11,641 sh | +258% |
| Increased | DIMENSIONAL ETF TRUST (DFSV) | 0.2% | 0.3% | +0.1 pts | +50,760 sh | +40% |
| New | GEO GROUP INC NEW (GEO) | — | 0.1% | +0.1 pts | +125K sh | new |
| Increased | AMERICAN CENTY ETF TR (AVIV) | 0.2% | 0.3% | +0.1 pts | +27,696 sh | +44% |
| Increased | SCHWAB STRATEGIC TR (SCHB) | 0.2% | 0.3% | +0.1 pts | +26,037 sh | +35% |
| Increased | PACER FDS TR (PSFF) | 0.1% | 0.1% | +0.1 pts | +55,008 sh | +148% |
| Increased | DIMENSIONAL ETF TRUST (DFSD) | 1.6% | 1.5% | −0.1 pts | +26,782 sh | +5% |
| Increased | SPDR SER TR (MDYG) | 0.0% | 0.1% | +0.1 pts | +17,411 sh | +217% |
| New | HUBSPOT INC (HUBS) | — | 0.1% | +0.1 pts | +3,346 sh | new |
| New | PROCORE TECHNOLOGIES INC (PCOR) | — | 0.1% | +0.1 pts | +18,585 sh | new |
| New | VANECK ETF TRUST (PFXF) | — | 0.1% | +0.1 pts | +60,409 sh | new |
| Increased | VANGUARD SCOTTSDALE FDS (VCSH) | 0.1% | 0.1% | +0.1 pts | +13,527 sh | +113% |
| New | QURATE RETAIL INC (QVCGA) | — | 0.1% | +0.1 pts | +403K sh | new |
| Increased | VANGUARD MUN BD FDS (VTEB) | 0.1% | 0.1% | +0.1 pts | +20,023 sh | +77% |
| Increased | DIMENSIONAL ETF TRUST (DFAI) | 0.4% | 0.4% | +0.1 pts | +36,085 sh | +17% |
| Increased | FIRST TR EXCHANGE-TRADED FD (FTSL) | 0.3% | 0.3% | 0.0 pts | +21,307 sh | +26% |
| Increased | FIRST TR EXCH TRADED FD III (FPE) | 0.2% | 0.3% | 0.0 pts | +53,978 sh | +30% |
The 50 largest of 621 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 24.0% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VOO) | 3.7% | 3.8% | |
| 2 | VANGUARD INDEX FDS (VO) | 2.9% | 3.0% | |
| 3 | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 2.9% | 2.7% | |
| 4 | ISHARES TR (IJH) | 2.6% | 2.6% | |
| 5 | ENTERPRISE PRODS PARTNERS L (EPD) | 2.5% | 2.4% | |
| 6 | ISHARES TR (IWS) | 2.3% | 2.2% | |
| 7 | APPLE INC (AAPL) | 2.0% | 1.9% | |
| 8 | SPDR S&P 500 ETF TR (SPY) | 2.1% | 1.9% | |
| 9 | ENERGY TRANSFER L P (ET) | 1.9% | 1.8% | |
| 10 | DIMENSIONAL ETF TRUST (DFAC) | 1.8% | 1.7% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).