CETERA INVESTMENT ADVISERS
Q1 2024 Form 13-F
SCHAUMBURG, ILLINOIS
CIK 0001666741
· CRD 105644
· SEC-registered investment adviser
$42.4B Reported Value Total
CETERA INVESTMENT ADVISERS LLC reports 423,554 total accounts under management (AUM). There are 339,316 discretionary accounts valued at $78,383,706,781, and 84,238 non-discretionary accounts valued at $26,084,888,330.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-23
Reported value
$42.4B
Quarter over quarter
+6.7%
Holdings
3,658
Top-10 concentration
17.2%
Filing Structure
Reports holdings for
- GeoWealth Management LLC · File #028-16841 · Q3 2025 – Q1 2026 · declared by one filing
- TrustBank · File #028-26149 · Q4 2025 – Q1 2026 · declared by one filing
Key People
Form ADV owners & control persons
Jeffrey Robert Buchheister
CHIEF FINANCIAL OFFICER, MANAGER
Serge Budevich
VICE PRESIDENT, TAX OFFICER
Matthew Neil Kalani Fries
VICE PRESIDENT
Filing Navigation
13F Metrics
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Q1 2024 13F record
Q1 2024 13F filing summary
| Period of report | March 31, 2024 |
|---|---|
| Filed | May 15, 2024 |
| Form | 13F-HR |
| Reported value | $42.4B |
| Positions | 3,658 |
| Change in reported value | +244.4% |
| New positions | 1,500 |
| Exited positions | 53 |
| Position turnover | 41.9% |
| Top-10 concentration | 17.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,863 | $109.8B |
|
Q1 2026 13F
Filed May 13, 2026
|
4,674 | $94.0B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
4,595 | $91.5B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
4,495 | $86.0B |
|
Q2 2025 13F
Filed Aug 8, 2025
|
4,044 | $59.3B |
|
Q1 2025 13F
Filed May 6, 2025
|
3,942 | $51.6B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
3,725 | $47.8B |
|
Q3 2024 13F
Filed Nov 13, 2024
|
3,682 | $45.7B |
|
Q2 2024 13F
Filed Aug 22, 2024
|
3,683 | $43.4B |
|
Q1 2024 13F
Filed May 15, 2024
|
3,658 | $42.4B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
2,211 | $12.3B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
2,178 | $11.6B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
2,173 | $11.9B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,145 | $11.4B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
2,088 | $10.8B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,695 | $5.0B |
|
Q2 2022 13F
Filed Aug 11, 2022
|
1,807 | $6.3B |
|
Q1 2022 13F
Filed May 13, 2022
|
1,859 | $7.0B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
1,846 | $7.0B |
|
Q3 2021 13F
Filed Nov 16, 2021
|
1,774 | $6.3B |
23 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $1.2B | 2.81% |
| 2 | AAPL APPLE INC | $1.0B | 2.46% |
| 3 | MSFT MICROSOFT CORP | $814.3M | 1.92% |
| 4 | QQQ INVESCO QQQ TR | $712.4M | 1.68% |
| 5 | SPY SPDR S&P 500 ETF TR | $661.3M | 1.56% |
| 6 | VTI VANGUARD INDEX FDS | $625.8M | 1.48% |
| 7 | NVDA NVIDIA CORPORATION | $615.0M | 1.45% |
| 8 | AMZN AMAZON COM INC | $606.8M | 1.43% |
| 9 | VOO VANGUARD INDEX FDS | $581.8M | 1.37% |
| 10 | IWF ISHARES TR | $442.3M | 1.04% |
| 11 | IUSB ISHARES TR | $394.5M | 0.93% |
| 12 | AGG ISHARES TR | $374.9M | 0.88% |
| 13 | VUG VANGUARD INDEX FDS | $356.7M | 0.84% |
| 14 | VTV VANGUARD INDEX FDS | $355.9M | 0.84% |
| 15 | BND VANGUARD BD INDEX FDS | $349.2M | 0.82% |
| 16 | VXUS VANGUARD STAR FDS | $303.8M | 0.72% |
| 17 | BIL SPDR SER TR | $303.4M | 0.72% |
| 18 | QUAL ISHARES TR | $275.7M | 0.65% |
| 19 | BRK-B BERKSHIRE HATHAWAY INC DEL | $270.7M | 0.64% |
| 20 | IVE ISHARES TR | $263.5M | 0.62% |
Values as reported on the Q1 2024 Form 13F. Every position is in the holdings table below.