CETERA INVESTMENT ADVISERS
Q3 2023 Form 13-F
SCHAUMBURG, ILLINOIS
CIK 0001666741
· CRD 105644
· SEC-registered investment adviser
$11.6B Reported Value Total
CETERA INVESTMENT ADVISERS LLC reports 176,986 total accounts under management (AUM). There are 163,996 discretionary accounts valued at $30,328,476,149, and 12,990 non-discretionary accounts valued at $3,027,893,792.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-03
Reported value
$11.6B
Quarter over quarter
-3.7%
Holdings
2,178
Top-10 concentration
18.3%
Filing Structure
Reports holdings for
- GeoWealth Management LLC · File #028-16841 · Q3 2025 – Q1 2026 · declared by one filing
- TrustBank · File #028-26149 · Q4 2025 – Q1 2026 · declared by one filing
Key People
Form ADV owners & control persons
Jeffrey Robert Buchheister
CHIEF FINANCIAL OFFICER, MANAGER
Serge Budevich
VICE PRESIDENT, TAX OFFICER
Lisa Anne Gok
SECRETARY
Filing Navigation
13F Metrics
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | November 14, 2023 |
| Form | 13F-HR |
| Reported value | $11.6B |
| Positions | 2,178 |
| Change in reported value | -2.6% |
| New positions | 131 |
| Exited positions | 126 |
| Position turnover | 11.2% |
| Top-10 concentration | 18.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,863 | $109.8B |
|
Q1 2026 13F
Filed May 13, 2026
|
4,674 | $94.0B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
4,595 | $91.5B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
4,495 | $86.0B |
|
Q2 2025 13F
Filed Aug 8, 2025
|
4,044 | $59.3B |
|
Q1 2025 13F
Filed May 6, 2025
|
3,942 | $51.6B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
3,725 | $47.8B |
|
Q3 2024 13F
Filed Nov 13, 2024
|
3,682 | $45.7B |
|
Q2 2024 13F
Filed Aug 22, 2024
|
3,683 | $43.4B |
|
Q1 2024 13F
Filed May 15, 2024
|
3,658 | $42.4B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
2,211 | $12.3B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
2,178 | $11.6B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
2,173 | $11.9B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,145 | $11.4B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
2,088 | $10.8B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,695 | $5.0B |
|
Q2 2022 13F
Filed Aug 11, 2022
|
1,807 | $6.3B |
|
Q1 2022 13F
Filed May 13, 2022
|
1,859 | $7.0B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
1,846 | $7.0B |
|
Q3 2021 13F
Filed Nov 16, 2021
|
1,774 | $6.3B |
23 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $441.8M | 3.81% |
| 2 | AAPL APPLE INC | $295.9M | 2.55% |
| 3 | VTI VANGUARD INDEX FDS | $274.7M | 2.37% |
| 4 | MSFT MICROSOFT CORP | $170.3M | 1.47% |
| 5 | IUSB ISHARES TR | $165.6M | 1.43% |
| 6 | SPY SPDR S&P 500 ETF TR | $162.5M | 1.4% |
| 7 | VXUS VANGUARD STAR FDS | $161.2M | 1.39% |
| 8 | BND VANGUARD BD INDEX FDS | $153.6M | 1.33% |
| 9 | QQQ INVESCO QQQ TR | $152.3M | 1.31% |
| 10 | FTCS FIRST TR EXCHANGE-TRADED FD | $146.5M | 1.26% |
| 11 | VUG VANGUARD INDEX FDS | $144.0M | 1.24% |
| 12 | AGG ISHARES TR | $138.9M | 1.2% |
| 13 | SCHD SCHWAB STRATEGIC TR | $118.5M | 1.02% |
| 14 | VTV VANGUARD INDEX FDS | $114.2M | 0.99% |
| 15 | BSV VANGUARD BD INDEX FDS | $104.2M | 0.9% |
| 16 | AMZN AMAZON COM INC | $104.1M | 0.9% |
| 17 | VOO VANGUARD INDEX FDS | $98.7M | 0.85% |
| 18 | NVDA NVIDIA CORPORATION | $98.7M | 0.85% |
| 19 | BNDX VANGUARD CHARLOTTE FDS | $95.5M | 0.82% |
| 20 | TFLO ISHARES TR | $87.1M | 0.75% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.