CETERA ADVISORS LLC
Q2 2022 Form 13-F
DENVER, COLORADO
CIK 0001534400
· CRD 10299
· SEC-registered investment adviser
$4.4B Reported Value Total
CETERA ADVISORS LLC reports 84,769 total accounts under management (AUM). There are 73,400 discretionary accounts valued at $20,164,668,480, and 11,369 non-discretionary accounts valued at $3,860,926,267.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Source: Form ADV filed 2024-03-28
Reported value
$4.4B
Quarter over quarter
-14.5%
Holdings
1,353
Top-10 concentration
19.0%
Filing Structure
Reports holdings for
- HANCOCK WHITNEY INVESTMENT SERVICES INC. (not a 13F filer in our records) · File #028-22104 · Q3 2022 – Q3 2022 · declared by one filing
Key People
Form ADV owners & control persons
Summer Seltzer Arnold
VICE PRESIDENT
Jeffrey Robert Buchheister
CHIEF FINANCIAL OFFICER
Gary Lynn Chaffin
TAX OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q2 2022 13F record
Q2 2022 13F filing summary
| Period of report | June 30, 2022 |
|---|---|
| Filed | August 11, 2022 |
| Form | 13F-HR |
| Reported value | $4.4B |
| Positions | 1,353 |
| Change in reported value | -12.4% |
| New positions | 114 |
| Exited positions | 161 |
| Position turnover | 18.2% |
| Top-10 concentration | 19.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q1 2024 13F
Filed May 15, 2024
|
2,416 | $12.7B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
1,782 | $7.2B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
1,690 | $6.4B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
1,643 | $6.3B |
|
Q1 2023 13F
Filed May 15, 2023
|
1,642 | $6.0B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
1,591 | $5.5B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,298 | $3.8B |
|
Q2 2022 13F
Filed Aug 11, 2022
|
1,353 | $4.4B |
|
Q1 2022 13F
Filed May 12, 2022
|
1,400 | $5.0B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
1,428 | $4.9B |
|
Q3 2021 13F
Filed Nov 16, 2021
|
1,398 | $5.1B |
|
Q2 2021 13F
Filed Aug 13, 2021
|
1,312 | $4.2B |
|
Q1 2021 13F
Filed May 17, 2021
|
1,208 | $3.6B |
|
Q4 2020 13F
Filed Feb 17, 2021
|
1,033 | $3.1B |
|
Q3 2020 13F
Filed Nov 13, 2020
|
947 | $2.7B |
|
Q2 2020 13F
Filed Aug 13, 2020
|
905 | $2.3B |
|
Q1 2020 13F
Filed May 8, 2020
|
795 | $1.9B |
|
Q4 2019 13F
Filed Feb 10, 2020
|
910 | $2.3B |
|
Q3 2019 13F
Filed Nov 6, 2019
|
883 | $2.3B |
|
Q2 2019 13F
Filed Aug 12, 2019
|
920 | $2.3B |
24 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $161.7M | 3.68% |
| 2 | SPY SPDR S&P 500 ETF TR | $128.5M | 2.93% |
| 3 | STIP ISHARES TR | $92.0M | 2.09% |
| 4 | USMV ISHARES TR | $90.4M | 2.06% |
| 5 | IVV ISHARES TR | $86.7M | 1.97% |
| 6 | GSLC GOLDMAN SACHS ETF TR | $65.6M | 1.49% |
| 7 | MSFT MICROSOFT CORP | $56.8M | 1.29% |
| 8 | IWF ISHARES TR | $52.9M | 1.2% |
| 9 | VOO VANGUARD INDEX FDS | $51.4M | 1.17% |
| 10 | AMZN AMAZON COM INC | $49.0M | 1.12% |
| 11 | IVE ISHARES TR | $48.0M | 1.09% |
| 12 | FVD FIRST TR VALUE LINE DIVID IN | $38.6M | 0.88% |
| 13 | RSP INVESCO EXCHANGE TRADED FD T | $38.1M | 0.87% |
| 14 | QQQ INVESCO QQQ TR | $37.1M | 0.84% |
| 15 | GOOGL ALPHABET INC | $36.7M | 0.84% |
| 16 | RDVY FIRST TR EXCHANGE-TRADED FD | $36.7M | 0.84% |
| 17 | FTCS FIRST TR EXCHANGE-TRADED FD | $36.2M | 0.82% |
| 18 | IJR ISHARES TR | $34.8M | 0.79% |
| 19 | TSLA TESLA INC | $34.4M | 0.78% |
| 20 | SCHD SCHWAB STRATEGIC TR | $33.4M | 0.76% |
Values as reported on the Q2 2022 Form 13F. Every position is in the holdings table below.