CETERA ADVISORS LLC
Q1 2024 Form 13-F
DENVER, COLORADO
CIK 0001534400
· CRD 10299
· SEC-registered investment adviser
$12.7B Reported Value Total
CETERA ADVISORS LLC reports 81,652 total accounts under management (AUM). There are 71,132 discretionary accounts valued at $18,822,888,694, and 10,520 non-discretionary accounts valued at $3,166,458,571.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Source: Form ADV filed 2024-03-28
Reported value
$12.7B
Quarter over quarter
+6.9%
Holdings
2,416
Top-10 concentration
18.4%
Filing Structure
Reports holdings for
- HANCOCK WHITNEY INVESTMENT SERVICES INC. (not a 13F filer in our records) · File #028-22104 · Q3 2022 – Q3 2022 · declared by one filing
Key People
Form ADV owners & control persons
Summer Seltzer Arnold
VICE PRESIDENT
Jeffrey Robert Buchheister
CHIEF FINANCIAL OFFICER
Gary Lynn Chaffin
TAX OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q1 2024 13F record
Q1 2024 13F filing summary
| Period of report | March 31, 2024 |
|---|---|
| Filed | May 15, 2024 |
| Form | 13F-HR |
| Reported value | $12.7B |
| Positions | 2,416 |
| Change in reported value | +75.8% |
| New positions | 711 |
| Exited positions | 77 |
| Position turnover | 31.6% |
| Top-10 concentration | 18.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q1 2024 13F
Filed May 15, 2024
|
2,416 | $12.7B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
1,782 | $7.2B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
1,690 | $6.4B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
1,643 | $6.3B |
|
Q1 2023 13F
Filed May 15, 2023
|
1,642 | $6.0B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
1,591 | $5.5B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,298 | $3.8B |
|
Q2 2022 13F
Filed Aug 11, 2022
|
1,353 | $4.4B |
|
Q1 2022 13F
Filed May 12, 2022
|
1,400 | $5.0B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
1,428 | $4.9B |
|
Q3 2021 13F
Filed Nov 16, 2021
|
1,398 | $5.1B |
|
Q2 2021 13F
Filed Aug 13, 2021
|
1,312 | $4.2B |
|
Q1 2021 13F
Filed May 17, 2021
|
1,208 | $3.6B |
|
Q4 2020 13F
Filed Feb 17, 2021
|
1,033 | $3.1B |
|
Q3 2020 13F
Filed Nov 13, 2020
|
947 | $2.7B |
|
Q2 2020 13F
Filed Aug 13, 2020
|
905 | $2.3B |
|
Q1 2020 13F
Filed May 8, 2020
|
795 | $1.9B |
|
Q4 2019 13F
Filed Feb 10, 2020
|
910 | $2.3B |
|
Q3 2019 13F
Filed Nov 6, 2019
|
883 | $2.3B |
|
Q2 2019 13F
Filed Aug 12, 2019
|
920 | $2.3B |
24 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $396.3M | 3.12% |
| 2 | IVV ISHARES TR | $334.0M | 2.63% |
| 3 | SPY SPDR S&P 500 ETF TR | $288.2M | 2.27% |
| 4 | MSFT MICROSOFT CORP | $262.1M | 2.07% |
| 5 | QQQ INVESCO QQQ TR | $248.1M | 1.96% |
| 6 | NVDA NVIDIA CORPORATION | $205.0M | 1.62% |
| 7 | AMZN AMAZON COM INC | $178.9M | 1.41% |
| 8 | VTI VANGUARD INDEX FDS | $170.1M | 1.34% |
| 9 | VOO VANGUARD INDEX FDS | $131.5M | 1.04% |
| 10 | BIL SPDR SER TR | $116.8M | 0.92% |
| 11 | IWF ISHARES TR | $116.8M | 0.92% |
| 12 | GOOGL ALPHABET INC | $101.4M | 0.8% |
| 13 | BUFR FIRST TR EXCHNG TRADED FD VI | $100.0M | 0.79% |
| 14 | USMV ISHARES TR | $96.3M | 0.76% |
| 15 | BRK-B BERKSHIRE HATHAWAY INC DEL | $96.1M | 0.76% |
| 16 | IUSB ISHARES TR | $93.3M | 0.74% |
| 17 | JPM JPMORGAN CHASE & CO | $91.2M | 0.72% |
| 18 | IVW ISHARES TR | $83.0M | 0.65% |
| 19 | QUAL ISHARES TR | $79.3M | 0.63% |
| 20 | META META PLATFORMS INC | $77.0M | 0.61% |
Values as reported on the Q1 2024 Form 13F. Every position is in the holdings table below.