CETERA ADVISOR NETWORKS LLC
Q4 2020 Form 13-F
EL SEGUNDO, CALIFORNIA
CIK 0001534468
· CRD 13572
· SEC-registered investment adviser
$4.3B Reported Value Total
CETERA ADVISOR NETWORKS LLC reports 85,917 total accounts under management (AUM). There are 65,525 discretionary accounts valued at $18,152,065,570, and 20,392 non-discretionary accounts valued at $7,676,942,030.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary & Non-Discretionary
Source: Form ADV filed 2023-06-04
Reported value
$4.3B
Quarter over quarter
+11.8%
Holdings
1,344
Top-10 concentration
21.2%
Key People
Form ADV owners & control persons
Jeffrey Robert Buchheister
CHIEF FINANCIAL OFFICER
Gary Lynn Chaffin
TAX OFFICER
Kofi Sule Coaxum
VICE PRESIDENT
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q4 2020 13F record
Q4 2020 13F filing summary
| Period of report | December 31, 2020 |
|---|---|
| Filed | February 17, 2021 |
| Form | 13F-HR |
| Reported value | $4.3B |
| Positions | 1,344 |
| Change in reported value | +12.4% |
| New positions | 195 |
| Exited positions | 86 |
| Position turnover | 19.7% |
| Top-10 concentration | 21.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q1 2024 13F
Filed May 15, 2024
|
2,800 | $20.2B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
2,767 | $18.0B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
2,696 | $15.8B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
2,596 | $14.4B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,578 | $13.6B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
2,535 | $12.3B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
2,077 | $8.1B |
|
Q2 2022 13F
Filed Aug 11, 2022
|
2,055 | $7.8B |
|
Q1 2022 13F
Filed May 12, 2022
|
2,055 | $8.2B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
2,024 | $8.2B |
|
Q3 2021 13F
Filed Nov 16, 2021
|
1,945 | $7.4B |
|
Q2 2021 13F
Filed Aug 13, 2021
|
1,884 | $7.1B |
|
Q1 2021 13F
Filed May 17, 2021
|
1,473 | $4.7B |
|
Q4 2020 13F
Filed Feb 17, 2021
|
1,344 | $4.3B |
|
Q3 2020 13F
Filed Nov 13, 2020
|
1,235 | $3.8B |
|
Q2 2020 13F
Filed Aug 13, 2020
|
3,301 | $3.8B |
|
Q1 2020 13F
Filed May 8, 2020
|
1,111 | $3.0B |
|
Q4 2019 13F
Filed Feb 10, 2020
|
1,242 | $3.7B |
|
Q3 2019 13F
Filed Nov 6, 2019
|
1,193 | $3.3B |
|
Q2 2019 13F
Filed Aug 12, 2019
|
1,186 | $3.3B |
24 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2020
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $146.4M | 3.39% |
| 2 | VOO VANGUARD INDEX FDS | $145.3M | 3.36% |
| 3 | QQQ INVESCO QQQ TR | $106.7M | 2.47% |
| 4 | IWF ISHARES TR | $101.5M | 2.35% |
| 5 | IVV ISHARES TR | $88.3M | 2.05% |
| 6 | SPY SPDR S&P 500 ETF TR | $84.2M | 1.95% |
| 7 | AMZN AMAZON COM INC | $67.5M | 1.56% |
| 8 | MSFT MICROSOFT CORP | $65.2M | 1.51% |
| 9 | MTUM ISHARES TR | $57.0M | 1.32% |
| 10 | USMV ISHARES TR | $54.0M | 1.25% |
| 11 | FTCS FIRST TR EXCHANGE-TRADED FD | $52.4M | 1.21% |
| 12 | AGG ISHARES TR | $51.8M | 1.2% |
| 13 | IJR ISHARES TR | $44.4M | 1.03% |
| 14 | VYM VANGUARD WHITEHALL FDS | $42.6M | 0.99% |
| 15 | COWZ PACER FDS TR | $35.2M | 0.82% |
| 16 | IEFA ISHARES TR | $35.2M | 0.81% |
| 17 | VB VANGUARD INDEX FDS | $32.9M | 0.76% |
| 18 | XLK SELECT SECTOR SPDR TR | $32.6M | 0.75% |
| 19 | DGRO ISHARES TR | $31.8M | 0.74% |
| 20 | IWO ISHARES TR | $31.2M | 0.72% |
Values as reported on the Q4 2020 Form 13F. Every position is in the holdings table below.