Caxton Associates LP's Q4 2023 13F: 178 new positions, 113 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Feb 14, 2024 · 452 reported positions · accession 0000872573-24-000010
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | MICROSOFT CORP (MSFT) | 5.9% | 7.4% | +1.5 pts | +252K sh | +189% |
| Increased | TESLA INC (TSLA) | 0.0% | 4.2% | +4.2 pts | +329K sh | +30799% |
| New | ANALOG DEVICES INC (ADI) | — | 3.7% | +3.7 pts | +360K sh | new |
| Increased | GENERAL MTRS CO (GM) | 0.5% | 3.2% | +2.7 pts | +1.65M sh | +1514% |
| Increased | SALESFORCE INC (CRM) | 0.7% | 3.0% | +2.3 pts | +197K sh | +836% |
| Increased | ADOBE INC (ADBE) | 3.3% | 3.8% | +0.5 pts | +78,690 sh | +169% |
| New | INTEL CORP (INTC) | — | 2.3% | +2.3 pts | +900K sh | new |
| Exited | NETFLIX INC (NFLX) | 2.3% | — | −2.3 pts | −42,537 sh | −100% |
| Exited | INVESCO QQQ TR (QQQ) | 2.1% | — | −2.1 pts | −42,500 sh | −100% |
| Increased | ALPHABET INC (GOOGL) | 2.8% | 3.2% | +0.4 pts | +291K sh | +193% |
| Increased | META PLATFORMS INC (META) | 1.5% | 2.5% | +1.0 pts | +101K sh | +286% |
| Increased | MICROCHIP TECHNOLOGY INC. (MCHP) | 0.1% | 1.9% | +1.8 pts | +391K sh | +4511% |
| Increased | VERTEX PHARMACEUTICALS INC (VRTX) | 0.3% | 1.6% | +1.4 pts | +71,624 sh | +1383% |
| Exited | PETROLEO BRASILEIRO SA PETRO (PBR) | 1.5% | — | −1.5 pts | −707K sh | −100% |
| Increased | HESS CORP (HES) | 0.1% | 1.5% | +1.4 pts | +196K sh | +3064% |
| Exited | MERCADOLIBRE INC (MELI) | 1.4% | — | −1.4 pts | −7,803 sh | −100% |
| Exited | TAKE-TWO INTERACTIVE SOFTWAR (TTWO) | 1.4% | — | −1.4 pts | −70,000 sh | −100% |
| Exited | THE TRADE DESK INC (TTD) | 1.4% | — | −1.4 pts | −125K sh | −100% |
| Increased | BANK AMERICA CORP (BAC) | 0.2% | 1.4% | +1.3 pts | +787K sh | +1874% |
| Increased | DISNEY WALT CO (DIS) | 0.1% | 1.4% | +1.3 pts | +293K sh | +4049% |
| Exited | ON SEMICONDUCTOR CORP (ON) | 1.3% | — | −1.3 pts | −100K sh | −100% |
| Increased | BOOKING HOLDINGS INC (BKNG) | 0.2% | 1.3% | +1.2 pts | +6,987 sh | +1941% |
| Exited | HUBSPOT INC (HUBS) | 1.2% | — | −1.2 pts | −18,000 sh | −100% |
| Exited | MICRON TECHNOLOGY INC (MU) | 1.2% | — | −1.2 pts | −127K sh | −100% |
| Exited | SYNOPSYS INC (SNPS) | 1.2% | — | −1.2 pts | −18,251 sh | −100% |
| New | QORVO INC (QRVO) | — | 1.2% | +1.2 pts | +200K sh | new |
| Increased | AMAZON COM INC (AMZN) | 0.6% | 1.4% | +0.8 pts | +146K sh | +418% |
| New | PIONEER NAT RES CO (PXD) | — | 1.1% | +1.1 pts | +98,391 sh | new |
| Increased | AUTODESK INC (ADSK) | 0.2% | 1.2% | +1.0 pts | +90,352 sh | +1354% |
| New | WESTROCK CO (WRK) | — | 1.1% | +1.1 pts | +500K sh | new |
| New | GOLDMAN SACHS GROUP INC (GS) | — | 1.0% | +1.0 pts | +52,319 sh | new |
| Increased | APPLIED MATLS INC (AMAT) | 0.2% | 1.1% | +0.9 pts | +120K sh | +1153% |
| Exited | MONGODB INC (MDB) | 1.0% | — | −1.0 pts | −20,000 sh | −100% |
| New | CATALENT INC (CTLT) | — | 1.0% | +1.0 pts | +420K sh | new |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.2% | 1.0% | +0.8 pts | +300K sh | +1515% |
| Exited | COMCAST CORP NEW (CMCSA) | 0.9% | — | −0.9 pts | −150K sh | −100% |
| Exited | SNOWFLAKE INC (SNOW) | 0.9% | — | −0.9 pts | −42,500 sh | −100% |
| Increased | KEYCORP (KEY) | 0.0% | 0.8% | +0.8 pts | +1.09M sh | +3655% |
| Increased | CADENCE DESIGN SYSTEM INC (CDNS) | 1.1% | 1.3% | +0.1 pts | +56,155 sh | +166% |
| New | FIFTH THIRD BANCORP (FITB) | — | 0.8% | +0.8 pts | +430K sh | new |
| New | ALLY FINL INC (ALLY) | — | 0.7% | +0.7 pts | +412K sh | new |
| Increased | TEXAS INSTRS INC (TXN) | 0.4% | 0.9% | +0.5 pts | +83,656 sh | +522% |
| New | US BANCORP DEL (USB) | — | 0.7% | +0.7 pts | +326K sh | new |
| New | BAKER HUGHES COMPANY (BKR) | — | 0.7% | +0.7 pts | +400K sh | new |
| Exited | ETSY INC (ETSY) | 0.7% | — | −0.7 pts | −77,000 sh | −100% |
| Exited | ISHARES TR (AAXJ) | 0.6% | — | −0.6 pts | −71,828 sh | −100% |
| Increased | COCA COLA CO (KO) | 0.1% | 0.7% | +0.6 pts | +211K sh | +3033% |
| New | WELLS FARGO CO NEW (WFC) | — | 0.6% | +0.6 pts | +250K sh | new |
| Increased | APPLE INC (AAPL) | 0.4% | 0.8% | +0.4 pts | +63,082 sh | +373% |
| Increased | TECK RESOURCES LTD (TECK) | 6.3% | 2.9% | −3.4 pts | +279K sh | +27% |
The 50 largest of 497 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- LUFAX HOLDING LTD (LU): 54975P102 → 54975P201, 1.31M → 147K shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 36.2% of the equity book
Changes in the top 10 this quarter: TSLA entered · ADI entered · GM entered · CRM entered · META entered · INTC entered · ALV left · NFLX left · CCJ left · QQQ left · CME left · NVDA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | MICROSOFT CORP (MSFT) | 5.9% | 7.4% | |
| 2 | TESLA INC (TSLA) | 0.0% | 4.2% | Entered the top 10 |
| 3 | ADOBE INC (ADBE) | 3.3% | 3.8% | |
| 4 | ANALOG DEVICES INC (ADI) | 0.0% | 3.7% | Entered the top 10 |
| 5 | GENERAL MTRS CO (GM) | 0.5% | 3.2% | Entered the top 10 |
| 6 | ALPHABET INC (GOOGL) | 2.8% | 3.2% | |
| 7 | SALESFORCE INC (CRM) | 0.7% | 3.0% | Entered the top 10 |
| 8 | TECK RESOURCES LTD (TECK) | 6.3% | 2.9% | |
| 9 | META PLATFORMS INC (META) | 1.5% | 2.5% | Entered the top 10 |
| 10 | INTEL CORP (INTC) | 0.0% | 2.3% | Entered the top 10 |
| — | AUTOLIV INC (ALV) | 4.2% | 1.7% | Left the top 10 |
| — | NETFLIX INC (NFLX) | 2.3% | 0.0% | Left the top 10 |
| — | CAMECO CORP (CCJ) | 2.2% | 0.7% | Left the top 10 |
| — | INVESCO QQQ TR (QQQ) | 2.1% | 0.0% | Left the top 10 |
| — | CME GROUP INC (CME) | 1.8% | 0.7% | Left the top 10 |
| — | NVIDIA CORPORATION (NVDA) | 1.6% | 0.8% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | EXXON MOBIL CORP (XOM) | Call | 80,000 | 0 | $0 |
| Exited | CAMECO CORP (CCJ) | Call | 100K | 0 | $0 |