Caxton Associates LP's Q3 2023 13F: 167 new positions, 252 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Nov 14, 2023 · 387 reported positions · accession 0000872573-23-000011
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | AMAZON COM INC (AMZN) | 6.4% | 0.6% | −5.8 pts | −296K sh | −89% |
| Reduced | NVIDIA CORPORATION (NVDA) | 6.7% | 1.6% | −5.1 pts | −81,091 sh | −75% |
| New | ALPHABET INC (GOOGL) | — | 2.8% | +2.8 pts | +151K sh | new |
| Increased | TECK RESOURCES LTD (TECK) | 3.9% | 6.3% | +2.4 pts | +412K sh | +66% |
| Increased | NETFLIX INC (NFLX) | 0.1% | 2.3% | +2.2 pts | +41,184 sh | +3044% |
| New | INVESCO QQQ TR (QQQ) | — | 2.1% | +2.1 pts | +42,500 sh | new |
| Increased | ADOBE INC (ADBE) | 1.8% | 3.3% | +1.6 pts | +22,103 sh | +90% |
| New | ISHARES TR (IEF) | — | 1.5% | +1.5 pts | +118K sh | new |
| New | MERCADOLIBRE INC (MELI) | — | 1.4% | +1.4 pts | +7,803 sh | new |
| Increased | TAKE-TWO INTERACTIVE SOFTWAR (TTWO) | 0.0% | 1.4% | +1.3 pts | +68,305 sh | +4030% |
| New | ON SEMICONDUCTOR CORP (ON) | — | 1.3% | +1.3 pts | +100K sh | new |
| Exited | NETEASE INC (NTES) | 1.3% | — | −1.3 pts | −91,013 sh | −100% |
| Increased | THE TRADE DESK INC (TTD) | 0.1% | 1.4% | +1.3 pts | +118K sh | +1735% |
| Exited | SERVICENOW INC (NOW) | 1.3% | — | −1.3 pts | −15,571 sh | −100% |
| New | HUBSPOT INC (HUBS) | — | 1.2% | +1.2 pts | +18,000 sh | new |
| New | MICRON TECHNOLOGY INC (MU) | — | 1.2% | +1.2 pts | +127K sh | new |
| New | DOCUSIGN INC (DOCU) | — | 1.2% | +1.2 pts | +200K sh | new |
| Reduced | CADENCE DESIGN SYSTEM INC (CDNS) | 2.3% | 1.1% | −1.2 pts | −33,814 sh | −50% |
| Increased | META PLATFORMS INC (META) | 0.4% | 1.5% | +1.1 pts | +25,516 sh | +255% |
| New | MONGODB INC (MDB) | — | 1.0% | +1.0 pts | +20,000 sh | new |
| New | BROADCOM INC (AVGO) | — | 1.0% | +1.0 pts | +8,204 sh | new |
| New | COMCAST CORP NEW (CMCSA) | — | 0.9% | +0.9 pts | +150K sh | new |
| New | FORD MTR CO DEL (F) | — | 0.8% | +0.8 pts | +474K sh | new |
| New | NEXGEN ENERGY LTD (NXE) | — | 0.8% | +0.8 pts | +929K sh | new |
| Exited | HDFC BANK LTD (HDB) | 0.8% | — | −0.8 pts | −75,528 sh | −100% |
| Increased | MICROSOFT CORP (MSFT) | 5.9% | 5.9% | +0.1 pts | +17,246 sh | +15% |
| Exited | WELLS FARGO CO NEW (WFC) | 0.7% | — | −0.7 pts | −116K sh | −100% |
| Increased | PETROLEO BRASILEIRO SA PETRO (PBR) | 0.7% | 1.5% | +0.7 pts | +347K sh | +96% |
| Reduced | SYNOPSYS INC (SNPS) | 1.9% | 1.2% | −0.7 pts | −10,846 sh | −37% |
| New | ETSY INC (ETSY) | — | 0.7% | +0.7 pts | +77,000 sh | new |
| Exited | ARGENX SE (ARGX) | 0.7% | — | −0.7 pts | −12,000 sh | −100% |
| Increased | ITAU UNIBANCO HLDG S A (ITU) | 0.8% | 1.3% | +0.6 pts | +909K sh | +105% |
| Increased | CAMECO CORP (CCJ) | 1.3% | 2.2% | +0.9 pts | +121K sh | +43% |
| New | SALESFORCE INC (CRM) | — | 0.7% | +0.7 pts | +23,500 sh | new |
| New | ISHARES TR (AAXJ) | — | 0.6% | +0.6 pts | +71,828 sh | new |
| New | SKYWORKS SOLUTIONS INC (SWKS) | — | 0.6% | +0.6 pts | +42,646 sh | new |
| Exited | CHEMED CORP NEW (CHE) | 0.6% | — | −0.6 pts | −7,083 sh | −100% |
| New | BOEING CO (BA) | — | 0.5% | +0.5 pts | +20,000 sh | new |
| Exited | INTERNATIONAL BUSINESS MACHS (IBM) | 0.5% | — | −0.5 pts | −25,000 sh | −100% |
| Reduced | UBER TECHNOLOGIES INC (UBER) | 0.6% | 0.1% | −0.5 pts | −75,000 sh | −86% |
| Exited | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.4% | — | −0.4 pts | −28,546 sh | −100% |
| Exited | WORLD WRESTLING ENTMT INC (WWE) | 0.4% | — | −0.4 pts | −26,471 sh | −100% |
| Exited | ADVANCED MICRO DEVICES INC (AMD) | 0.4% | — | −0.4 pts | −25,000 sh | −100% |
| Reduced | PAYPAL HLDGS INC (PYPL) | 0.7% | 0.2% | −0.5 pts | −50,979 sh | −72% |
| Exited | CBRE GROUP INC (CBRE) | 0.4% | — | −0.4 pts | −33,545 sh | −100% |
| Exited | PALO ALTO NETWORKS INC (PANW) | 0.4% | — | −0.4 pts | −10,592 sh | −100% |
| New | JACKSON FINANCIAL INC (JXN) | — | 0.4% | +0.4 pts | +73,290 sh | new |
| Exited | PEPSICO INC (PEP) | 0.4% | — | −0.4 pts | −14,226 sh | −100% |
| New | ISHARES TR (EEM) | — | 0.4% | +0.4 pts | +72,490 sh | new |
| Exited | MCKESSON CORP (MCK) | 0.4% | — | −0.4 pts | −6,097 sh | −100% |
The 50 largest of 616 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 32.5% of the equity book
Changes in the top 10 this quarter: GOOGL entered · NFLX entered · CCJ entered · QQQ entered · AMZN left · CDNS left · SNPS left · NTES left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | TECK RESOURCES LTD (TECK) | 3.9% | 6.3% | |
| 2 | MICROSOFT CORP (MSFT) | 5.9% | 5.9% | |
| 3 | AUTOLIV INC (ALV) | 4.0% | 4.2% | |
| 4 | ADOBE INC (ADBE) | 1.8% | 3.3% | |
| 5 | ALPHABET INC (GOOGL) | 0.0% | 2.8% | Entered the top 10 |
| 6 | NETFLIX INC (NFLX) | 0.1% | 2.3% | Entered the top 10 |
| 7 | CAMECO CORP (CCJ) | 1.3% | 2.2% | Entered the top 10 |
| 8 | INVESCO QQQ TR (QQQ) | 0.0% | 2.1% | Entered the top 10 |
| 9 | CME GROUP INC (CME) | 1.7% | 1.8% | |
| 10 | NVIDIA CORPORATION (NVDA) | 6.7% | 1.6% | |
| — | AMAZON COM INC (AMZN) | 6.4% | 0.6% | Left the top 10 |
| — | CADENCE DESIGN SYSTEM INC (CDNS) | 2.3% | 1.1% | Left the top 10 |
| — | SYNOPSYS INC (SNPS) | 1.9% | 1.2% | Left the top 10 |
| — | NETEASE INC (NTES) | 1.3% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | EXXON MOBIL CORP (XOM) | Call | 0 | 80,000 | $9.41M |
| New | CAMECO CORP (CCJ) | Call | 0 | 100K | $3.96M |