Caxton Associates LP's Q4 2021 13F: 255 new positions, 149 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 14, 2022 · 515 reported positions · accession 0001567619-22-004443
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | TESLA INC (TSLA) | 19.4% | 0.0% | −19.4 pts | −178K sh | −100% |
| Exited | APTIV PLC (APTV) | 12.6% | — | −12.6 pts | −600K sh | −100% |
| New | SPDR S&P 500 ETF TR (SPY) | — | 10.0% | +10.0 pts | +166K sh | new |
| Increased | PFIZER INC (PFE) | 9.0% | 17.9% | +9.0 pts | +910K sh | +62% |
| New | UNITED RENTALS INC (URI) | — | 4.6% | +4.6 pts | +109K sh | new |
| New | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | — | 4.4% | +4.4 pts | +291K sh | new |
| Exited | SALESFORCE COM INC (CRM) | 2.9% | — | −2.9 pts | −77,218 sh | −100% |
| Increased | MICRON TECHNOLOGY INC (MU) | 0.6% | 2.6% | +2.0 pts | +160K sh | +255% |
| Increased | AMAZON COM INC (AMZN) | 1.2% | 2.7% | +1.5 pts | +3,730 sh | +145% |
| New | ISHARES TR (EEM) | — | 1.4% | +1.4 pts | +228K sh | new |
| Reduced | ALPHABET INC (GOOGL) | 1.5% | 0.2% | −1.4 pts | −3,647 sh | −90% |
| New | SELECT SECTOR SPDR TR (XLE) | — | 1.2% | +1.2 pts | +176K sh | new |
| Exited | ISHARES SILVER TR (SLV) | 1.0% | — | −1.0 pts | −333K sh | −100% |
| Increased | SELECT SECTOR SPDR TR (XLI) | 0.0% | 0.9% | +0.9 pts | +64,600 sh | +6460% |
| Exited | ANALOG DEVICES INC (ADI) | 0.8% | — | −0.8 pts | −34,500 sh | −100% |
| New | ISHARES TR (FXI) | — | 0.8% | +0.8 pts | +166K sh | new |
| Increased | MICROSOFT CORP (MSFT) | 2.2% | 3.0% | +0.8 pts | +13,791 sh | +25% |
| New | GENERAL ELECTRIC CO (GE) | — | 0.6% | +0.6 pts | +47,545 sh | new |
| Exited | CHESAPEAKE ENERGY CORP (EXE) | 0.5% | — | −0.5 pts | −62,405 sh | −100% |
| Reduced | SELECT SECTOR SPDR TR (XLF) | 1.2% | 0.6% | −0.6 pts | −102K sh | −44% |
| Reduced | ISHARES TR (IWM) | 1.2% | 0.6% | −0.6 pts | −16,600 sh | −42% |
| Exited | SUNRUN INC (RUN) | 0.5% | — | −0.5 pts | −74,925 sh | −100% |
| Exited | HORMEL FOODS CORP (HRL) | 0.5% | — | −0.5 pts | −78,057 sh | −100% |
| New | QUALCOMM INC (QCOM) | — | 0.4% | +0.4 pts | +16,200 sh | new |
| Reduced | NETFLIX INC (NFLX) | 0.4% | 0.0% | −0.4 pts | −4,809 sh | −92% |
| New | INVESCO QQQ TR (QQQ) | — | 0.4% | +0.4 pts | +7,150 sh | new |
| Exited | LIBERTY GLOBAL PLC (LBTYA) | 0.4% | — | −0.4 pts | −84,500 sh | −100% |
| Exited | CIMAREX ENERGY CO (XEC) | 0.3% | — | −0.3 pts | −28,127 sh | −100% |
| Reduced | INTUIT (INTU) | 0.4% | 0.1% | −0.3 pts | −4,140 sh | −77% |
| Exited | DEVON ENERGY CORP NEW (DVN) | 0.3% | — | −0.3 pts | −66,506 sh | −100% |
| Increased | MACQUARIE INFRASTR HOLD LLC (MIC) | 0.0% | 0.3% | +0.3 pts | +709K sh | +9415% |
| Exited | MONSTER BEVERAGE CORP NEW (MNST) | 0.3% | — | −0.3 pts | −24,643 sh | −100% |
| Reduced | ANTERO RESOURCES CORP (AR) | 0.5% | 0.1% | −0.4 pts | −135K sh | −71% |
| Reduced | CONOCOPHILLIPS (COP) | 0.4% | 0.1% | −0.3 pts | −32,112 sh | −80% |
| Exited | UNITEDHEALTH GROUP INC (UNH) | 0.3% | — | −0.3 pts | −5,126 sh | −100% |
| Exited | OVINTIV INC (OVV) | 0.3% | — | −0.3 pts | −59,031 sh | −100% |
| New | HUBBELL INC (HUBB) | — | 0.3% | +0.3 pts | +9,971 sh | new |
| Exited | PELOTON INTERACTIVE INC (PTON) | 0.2% | — | −0.2 pts | −20,000 sh | −100% |
| New | CISCO SYS INC (CSCO) | — | 0.2% | +0.2 pts | +30,285 sh | new |
| New | ARK ETF TR (ARKK) | — | 0.2% | +0.2 pts | +20,000 sh | new |
| New | LANDSTAR SYS INC (LSTR) | — | 0.2% | +0.2 pts | +10,561 sh | new |
| Exited | NEXTERA ENERGY INC (NEE) | 0.2% | — | −0.2 pts | −20,180 sh | −100% |
| New | YUM CHINA HLDGS INC (YUMC) | — | 0.2% | +0.2 pts | +35,218 sh | new |
| New | GENTEX CORP (GNTX) | — | 0.2% | +0.2 pts | +50,341 sh | new |
| New | PUBLIC STORAGE (PSA) | — | 0.2% | +0.2 pts | +4,635 sh | new |
| Increased | CITIGROUP INC (C) | 0.1% | 0.3% | +0.2 pts | +28,300 sh | +442% |
| Exited | ADOBE SYSTEMS INCORPORATED (ADBE) | 0.2% | — | −0.2 pts | −2,514 sh | −100% |
| Exited | DOLBY LABORATORIES INC (DLB) | 0.2% | — | −0.2 pts | −16,359 sh | −100% |
| Increased | AMERICAN NATIONAL GROUP INC (ANAT) | 0.1% | 0.2% | +0.2 pts | +8,045 sh | +390% |
| New | DTE ENERGY CO (DTE) | — | 0.2% | +0.2 pts | +12,686 sh | new |
The 50 largest of 616 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 51.2% of the equity book
Changes in the top 10 this quarter: SPY entered · URI entered · TSM entered · AMZN entered · MU entered · TSLA left · APTV left · CRM left · ISRG left · GOOGL left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | PFIZER INC (PFE) | 9.0% | 17.9% | |
| 2 | SPDR S&P 500 ETF TR (SPY) | 0.0% | 10.0% | Entered the top 10 |
| 3 | UNITED RENTALS INC (URI) | 0.0% | 4.6% | Entered the top 10 |
| 4 | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.0% | 4.4% | Entered the top 10 |
| 5 | MICROSOFT CORP (MSFT) | 2.2% | 3.0% | |
| 6 | AMAZON COM INC (AMZN) | 1.2% | 2.7% | Entered the top 10 |
| 7 | MICRON TECHNOLOGY INC (MU) | 0.6% | 2.6% | Entered the top 10 |
| 8 | MODERNA INC (MRNA) | 3.5% | 2.1% | |
| 9 | ZEBRA TECHNOLOGIES CORPORATI (ZBRA) | 1.9% | 1.9% | |
| 10 | CME GROUP INC (CME) | 1.6% | 1.9% | |
| — | TESLA INC (TSLA) | 19.4% | 0.0% | Left the top 10 |
| — | APTIV PLC (APTV) | 12.6% | 0.0% | Left the top 10 |
| — | SALESFORCE COM INC (CRM) | 2.9% | 0.0% | Left the top 10 |
| — | INTUITIVE SURGICAL INC (ISRG) | 1.7% | 1.7% | Left the top 10 |
| — | ALPHABET INC (GOOGL) | 1.5% | 0.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | ISHARES TR (IWM) | Put | 310K | 172K | $38.3M |
| New | SELECT SECTOR SPDR TR (XLB) | Put | 0 | 500K | $27.8M |
| New | SELECT SECTOR SPDR TR (XLU) | Call | 0 | 300K | $21.5M |
| Exited | PFIZER INC (PFE) | Call | 469K | 0 | $0 |
| Exited | SELECT SECTOR SPDR TR (XLF) | Put | 500K | 0 | $0 |
| New | META PLATFORMS INC (META) | Call | 0 | 50,000 | $16.8M |
| Increased | SELECT SECTOR SPDR TR (XLB) | Call | 15,000 | 300K | $16.7M |
| Exited | ISHARES SILVER TR (SLV) | Put | 750K | 0 | $0 |
| Exited | ANALOG DEVICES INC (ADI) | Put | 70,000 | 0 | $0 |
| New | GENERAL ELECTRIC CO (GE) | Put | 0 | 110K | $10.4M |
| Exited | CONOCOPHILLIPS (COP) | Put | 140K | 0 | $0 |
| Exited | FACEBOOK INC (META) | Put | 27,500 | 0 | $0 |
| Exited | ALPHABET INC (GOOG) | Call | 3,500 | 0 | $0 |
| New | ISHARES TR (FXI) | Put | 0 | 250K | $9.15M |
| New | SELECT SECTOR SPDR TR (XLC) | Put | 0 | 100K | $7.77M |
| New | SELECT SECTOR SPDR TR (XLC) | Call | 0 | 100K | $7.77M |
| Exited | ISHARES TR (TLT) | Put | 50,000 | 0 | $0 |
| New | SPDR S&P 500 ETF TR (SPY) | Put | 0 | 15,000 | $7.12M |
| New | SPDR S&P 500 ETF TR (SPY) | Call | 0 | 15,000 | $7.12M |
| Increased | KRANESHARES TR (KWEB) | Call | 5,000 | 110K | $4.01M |
| Exited | ISHARES INC (EWJ) | Call | 48,800 | 0 | $0 |
| Exited | INVESCO QQQ TR (QQQ) | Put | 8,500 | 0 | $0 |
| Exited | ADOBE SYSTEMS INCORPORATED (ADBE) | Put | 5,000 | 0 | $0 |
| New | ARK ETF TR (ARKK) | Put | 0 | 25,100 | $2.37M |
| New | ISHARES TR (EEM) | Call | 0 | 35,000 | $1.71M |