Caxton Associates LP's Q2 2021 13F: 240 new positions, 193 exits
Form 13F-HR for the quarter ended Jun 30, 2021 · filed Aug 16, 2021 · 434 reported positions · accession 0001567619-21-015887
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | FACEBOOK INC (META) | 7.9% | 0.8% | −7.1 pts | −257K sh | −94% |
| Increased | BAIDU INC (BIDU) | 1.4% | 11.1% | +9.6 pts | +350K sh | +516% |
| Reduced | ALPHABET INC (GOOGL) | 8.1% | 4.3% | −3.8 pts | −26,583 sh | −66% |
| New | TESLA INC (TSLA) | — | 7.3% | +7.3 pts | +82,468 sh | new |
| Reduced | MICROSOFT CORP (MSFT) | 8.5% | 5.7% | −2.8 pts | −207K sh | −56% |
| Reduced | APTIV PLC (APTV) | 10.1% | 8.4% | −1.7 pts | −338K sh | −45% |
| Reduced | OCCIDENTAL PETE CORP (OXY) | 4.3% | 0.1% | −4.2 pts | −1.64M sh | −99% |
| Reduced | AMAZON COM INC (AMZN) | 6.9% | 5.1% | −1.8 pts | −11,528 sh | −50% |
| Exited | HESS CORP (HES) | 4.6% | — | −4.6 pts | −660K sh | −100% |
| Exited | SPDR GOLD TR (GLD) | 3.9% | — | −3.9 pts | −253K sh | −100% |
| Exited | DISNEY WALT CO (DIS) | 3.6% | — | −3.6 pts | −202K sh | −100% |
| New | ISHARES TR (IWM) | — | 1.6% | +1.6 pts | +54,500 sh | new |
| New | ADVANCED MICRO DEVICES INC (AMD) | — | 1.5% | +1.5 pts | +122K sh | new |
| Exited | VIACOMCBS INC (PARA) | 1.4% | — | −1.4 pts | −317K sh | −100% |
| Increased | MASTERCARD INCORPORATED (MA) | 0.1% | 1.4% | +1.3 pts | +27,282 sh | +1803% |
| Exited | VISA INC (V) | 1.2% | — | −1.2 pts | −56,105 sh | −100% |
| Exited | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 1.0% | — | −1.0 pts | −87,550 sh | −100% |
| New | SELECT SECTOR SPDR TR (XLV) | — | 1.0% | +1.0 pts | +59,000 sh | new |
| New | JOHNSON & JOHNSON (JNJ) | — | 1.0% | +1.0 pts | +44,338 sh | new |
| New | PAYPAL HLDGS INC (PYPL) | — | 0.7% | +0.7 pts | +17,500 sh | new |
| Reduced | ZEBRA TECHNOLOGIES CORPORATI (ZBRA) | 1.1% | 1.0% | −0.1 pts | −9,016 sh | −38% |
| Reduced | INTUITIVE SURGICAL INC (ISRG) | 0.8% | 0.7% | −0.1 pts | −5,100 sh | −46% |
| Exited | SABRE CORP (SABR) | 0.5% | — | −0.5 pts | −375K sh | −100% |
| New | ISHARES TR (EEM) | — | 0.5% | +0.5 pts | +68,000 sh | new |
| Exited | UBER TECHNOLOGIES INC (UBER) | 0.5% | — | −0.5 pts | −91,700 sh | −100% |
| Exited | ON SEMICONDUCTOR CORP (ON) | 0.5% | — | −0.5 pts | −120K sh | −100% |
| Exited | APPLIED MATLS INC (AMAT) | 0.5% | — | −0.5 pts | −36,867 sh | −100% |
| New | ANALOG DEVICES INC (ADI) | — | 0.4% | +0.4 pts | +18,900 sh | new |
| New | BERKSHIRE HATHAWAY INC DEL (BRK-B) | — | 0.4% | +0.4 pts | +11,131 sh | new |
| New | EQUINOR ASA (EQNR) | — | 0.4% | +0.4 pts | +145K sh | new |
| Increased | DELL TECHNOLOGIES INC (DELL) | 0.0% | 0.4% | +0.4 pts | +28,678 sh | +571% |
| New | ARK ETF TR (ARKK) | — | 0.3% | +0.3 pts | +20,000 sh | new |
| Increased | SUNRUN INC (RUN) | 8.1% | 10.3% | +2.2 pts | +44,925 sh | +3% |
| Exited | COMCAST CORP NEW (CMCSA) | 0.3% | — | −0.3 pts | −54,080 sh | −100% |
| Exited | WESTERN DIGITAL CORP. (WDC) | 0.3% | — | −0.3 pts | −43,700 sh | −100% |
| New | DOLBY LABORATORIES INC (DLB) | — | 0.3% | +0.3 pts | +21,788 sh | new |
| Increased | CME GROUP INC (CME) | 1.2% | 1.9% | +0.7 pts | +8,037 sh | +13% |
| New | SOLAREDGE TECHNOLOGIES INC (SEDG) | — | 0.2% | +0.2 pts | +5,734 sh | new |
| New | HONEYWELL INTL INC (HON) | — | 0.2% | +0.2 pts | +7,170 sh | new |
| New | ENPHASE ENERGY INC (ENPH) | — | 0.2% | +0.2 pts | +8,101 sh | new |
| New | FIRST SOLAR INC (FSLR) | — | 0.2% | +0.2 pts | +15,987 sh | new |
| New | NORTONLIFELOCK INC (GEN) | — | 0.2% | +0.2 pts | +52,457 sh | new |
| Reduced | TC ENERGY CORP (TRP) | 0.2% | 0.1% | −0.1 pts | −28,500 sh | −66% |
| New | GALLAGHER ARTHUR J & CO (AJG) | — | 0.2% | +0.2 pts | +10,076 sh | new |
| New | PRA HEALTH SCIENCES INC (PRAH) | — | 0.2% | +0.2 pts | +8,025 sh | new |
| Increased | BROWN FORMAN CORP (BFB) | 0.0% | 0.2% | +0.2 pts | +16,557 sh | +232% |
| Exited | PACCAR INC (PCAR) | 0.2% | — | −0.2 pts | −17,156 sh | −100% |
| New | SUNPOWER CORP (SPWRQ) | — | 0.1% | +0.1 pts | +39,355 sh | new |
| New | NVIDIA CORPORATION (NVDA) | — | 0.1% | +0.1 pts | +1,431 sh | new |
| Reduced | PTC INC (PTC) | 0.3% | 0.2% | 0.0 pts | −7,960 sh | −40% |
The 50 largest of 593 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 61.9% of the equity book
Changes in the top 10 this quarter: BIDU entered · TSLA entered · MU entered · CME entered · META left · HES left · OXY left · GLD left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | BAIDU INC (BIDU) | 1.4% | 11.1% | Entered the top 10 |
| 2 | SUNRUN INC (RUN) | 8.1% | 10.3% | |
| 3 | APTIV PLC (APTV) | 10.1% | 8.4% | |
| 4 | TESLA INC (TSLA) | 0.0% | 7.3% | Entered the top 10 |
| 5 | MICROSOFT CORP (MSFT) | 8.5% | 5.7% | |
| 6 | TPI COMPOSITES INC (TPIC) | 4.4% | 5.2% | |
| 7 | AMAZON COM INC (AMZN) | 6.9% | 5.1% | |
| 8 | ALPHABET INC (GOOGL) | 8.1% | 4.3% | |
| 9 | MICRON TECHNOLOGY INC (MU) | 2.0% | 2.7% | Entered the top 10 |
| 10 | CME GROUP INC (CME) | 1.2% | 1.9% | Entered the top 10 |
| — | FACEBOOK INC (META) | 7.9% | 0.8% | Left the top 10 |
| — | HESS CORP (HES) | 4.6% | 0.0% | Left the top 10 |
| — | OCCIDENTAL PETE CORP (OXY) | 4.3% | 0.1% | Left the top 10 |
| — | SPDR GOLD TR (GLD) | 3.9% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | ISHARES TR (IWM) | Put | 0 | 375K | $86M |
| New | ISHARES TR (EEM) | Put | 0 | 340K | $18.8M |
| New | JOHNSON & JOHNSON (JNJ) | Put | 0 | 80,000 | $13.2M |
| Exited | INVESCO EXCH TRADED FD TR II (TAN) | Call | 125K | 0 | $0 |
| Exited | TOYOTA MOTOR CORP (TM) | Call | 59,100 | 0 | $0 |
| Exited | FACEBOOK INC (META) | Put | 30,000 | 0 | $0 |
| Exited | INVESCO QQQ TR (QQQ) | Call | 24,000 | 0 | $0 |
| Exited | SELECT SECTOR SPDR TR (XLF) | Call | 186K | 0 | $0 |
| Exited | SPDR GOLD TR (GLD) | Call | 30,000 | 0 | $0 |
| Reduced | VANECK VECTORS ETF TR (GDX) | Call | 170K | 40,000 | $1.36M |
| New | ISHARES TR (TLT) | Put | 0 | 25,100 | $3.62M |
| Exited | MERCK & CO. INC (MRK) | Call | 34,000 | 0 | $0 |
| Exited | MARATHON OIL CORP (MRO) | Put | 244K | 0 | $0 |
| New | ISHARES TR (IYR) | Call | 0 | 25,000 | $2.55M |
| New | BARCLAYS BANK PLC (VXX) | Put | 0 | 73,000 | $2.15M |
| Exited | MICROSOFT CORP (MSFT) | Call | 8,500 | 0 | $0 |
| New | AMAZON COM INC (AMZN) | Call | 0 | 500 | $1.72M |
| Exited | GAMESTOP CORP NEW (GME) | Put | 9,000 | 0 | $0 |
| Exited | ISHARES TR (IWM) | Call | 5,000 | 0 | $0 |
| Increased | VIACOMCBS INC (PARA) | Call | 1,000 | 25,000 | $1.13M |
| Reduced | ISHARES SILVER TR (SLV) | Call | 92,300 | 41,800 | $1.01M |
| Exited | TENCENT MUSIC ENTMT GROUP (TME) | Call | 50,000 | 0 | $0 |
| New | PAYPAL HLDGS INC (PYPL) | Call | 0 | 3,500 | $1.02M |
| New | SM ENERGY CO (SM) | Call | 0 | 40,000 | $985K |
| Exited | BARCLAYS BANK PLC (VXX) | Put | 83,800 | 0 | $0 |