Caxton Associates LP's Q2 2020 13F: 285 new positions, 245 exits
Form 13F-HR for the quarter ended Jun 30, 2020 · filed Aug 14, 2020 · 428 reported positions · accession 0001567619-20-015493
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SPDR GOLD TR (GLD) | 0.1% | 41.8% | +41.7 pts | +2.5M sh | +124784% |
| Exited | MICROSOFT CORP (MSFT) | 16.0% | — | −16.0 pts | −525K sh | −100% |
| Exited | DEERE & CO (DE) | 6.2% | — | −6.2 pts | −230K sh | −100% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 10.0% | 0.0% | −10.0 pts | −570K sh | −100% |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | 11.8% | 1.5% | −10.3 pts | −245K sh | −78% |
| New | HESS CORP (HES) | — | 5.2% | +5.2 pts | +1.01M sh | new |
| New | ISHARES SILVER TR (SLV) | — | 2.9% | +2.9 pts | +1.7M sh | new |
| Exited | JD COM INC (JD) | 2.8% | — | −2.8 pts | −354K sh | −100% |
| Increased | AMAZON COM INC (AMZN) | 1.6% | 3.5% | +1.9 pts | +8,488 sh | +197% |
| New | ISHARES TR (EMB) | — | 1.7% | +1.7 pts | +155K sh | new |
| New | INTUITIVE SURGICAL INC (ISRG) | — | 1.3% | +1.3 pts | +23,114 sh | new |
| Increased | APPLE INC (AAPL) | 0.8% | 1.9% | +1.1 pts | +35,702 sh | +230% |
| New | PAYPAL HLDGS INC (PYPL) | — | 1.2% | +1.2 pts | +70,800 sh | new |
| New | AES CORP (AES) | — | 1.1% | +1.1 pts | +773K sh | new |
| New | ZEBRA TECHNOLOGIES CORPORATI (ZBRA) | — | 1.1% | +1.1 pts | +41,542 sh | new |
| New | CMS ENERGY CORP (CMS) | — | 1.0% | +1.0 pts | +179K sh | new |
| New | AMEREN CORP (AEE) | — | 1.0% | +1.0 pts | +141K sh | new |
| Increased | ZYNGA INC (ZNGA) | 0.0% | 0.9% | +0.9 pts | +962K sh | +4951% |
| New | FIRST SOLAR INC (FSLR) | — | 0.9% | +0.9 pts | +179K sh | new |
| New | SOLAREDGE TECHNOLOGIES INC (SEDG) | — | 0.8% | +0.8 pts | +59,630 sh | new |
| New | ISHARES TR (LQD) | — | 0.7% | +0.7 pts | +51,760 sh | new |
| Reduced | NVIDIA CORPORATION (NVDA) | 2.9% | 1.5% | −1.4 pts | −18,114 sh | −32% |
| New | SUNRUN INC (RUN) | — | 0.7% | +0.7 pts | +337K sh | new |
| New | ATLANTICA SUSTAINABLE INFR P (AY) | — | 0.6% | +0.6 pts | +205K sh | new |
| Reduced | MICRON TECHNOLOGY INC (MU) | 1.4% | 0.3% | −1.1 pts | −112K sh | −65% |
| New | ENPHASE ENERGY INC (ENPH) | — | 0.6% | +0.6 pts | +120K sh | new |
| New | SUNPOWER CORP (SPWRQ) | — | 0.6% | +0.6 pts | +736K sh | new |
| New | CLEARWAY ENERGY INC (CWEN) | — | 0.6% | +0.6 pts | +239K sh | new |
| New | ITRON INC (ITRI) | — | 0.5% | +0.5 pts | +82,100 sh | new |
| New | SONY CORP (SONY) | — | 0.5% | +0.5 pts | +77,195 sh | new |
| Reduced | INTEL CORP (INTC) | 1.6% | 0.4% | −1.2 pts | −84,108 sh | −55% |
| New | PLUG POWER INC (PLUG) | — | 0.5% | +0.5 pts | +603K sh | new |
| New | TERRAFORM PWR INC (TERP) | — | 0.5% | +0.5 pts | +266K sh | new |
| New | HANNON ARMSTRONG SUST INFR C (HASI) | — | 0.5% | +0.5 pts | +168K sh | new |
| Increased | LAM RESEARCH CORP (LRCX) | 0.1% | 0.5% | +0.4 pts | +13,474 sh | +506% |
| Increased | EQUINIX INC (EQIX) | 1.2% | 1.1% | −0.1 pts | +6,035 sh | +59% |
| New | SELECT SECTOR SPDR TR (XLF) | — | 0.4% | +0.4 pts | +182K sh | new |
| Exited | PIONEER NAT RES CO (PXD) | 0.4% | — | −0.4 pts | −26,630 sh | −100% |
| New | QORVO INC (QRVO) | — | 0.4% | +0.4 pts | +32,000 sh | new |
| Exited | PROLOGIS INC. (PLD) | 0.3% | — | −0.3 pts | −22,293 sh | −100% |
| Reduced | TELADOC HEALTH INC (TDOC) | 0.6% | 0.1% | −0.6 pts | −17,772 sh | −86% |
| New | FIDELITY NATL INFORMATION SV (FIS) | — | 0.3% | +0.3 pts | +25,300 sh | new |
| New | BLOOM ENERGY CORP (BE) | — | 0.3% | +0.3 pts | +309K sh | new |
| Exited | CIMAREX ENERGY CO (XEC) | 0.3% | — | −0.3 pts | −103K sh | −100% |
| Increased | NETFLIX INC (NFLX) | 0.1% | 0.4% | +0.3 pts | +7,227 sh | +361% |
| Reduced | VEEVA SYS INC (VEEV) | 0.5% | 0.0% | −0.4 pts | −13,943 sh | −91% |
| Exited | US BANCORP DEL (USB) | 0.3% | — | −0.3 pts | −46,755 sh | −100% |
| Increased | DOCUSIGN INC (DOCU) | 0.0% | 0.3% | +0.3 pts | +17,608 sh | +794% |
| Exited | ARES CAPITAL CORP (ARCC) | 0.3% | — | −0.3 pts | −143K sh | −100% |
| New | TPI COMPOSITES INC (TPIC) | — | 0.3% | +0.3 pts | +127K sh | new |
The 50 largest of 664 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 63.2% of the equity book
Changes in the top 10 this quarter: GLD entered · HES entered · SLV entered · AAPL entered · EMB entered · MSFT left · JPM left · DE left · JD left · INTC left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR GOLD TR (GLD) | 0.1% | 41.8% | Entered the top 10 |
| 2 | HESS CORP (HES) | 0.0% | 5.2% | Entered the top 10 |
| 3 | AMAZON COM INC (AMZN) | 1.6% | 3.5% | |
| 4 | ISHARES SILVER TR (SLV) | 0.0% | 2.9% | Entered the top 10 |
| 5 | APPLE INC (AAPL) | 0.8% | 1.9% | Entered the top 10 |
| 6 | CABOT OIL & GAS CORP (CTRA) | 2.9% | 1.8% | |
| 7 | ISHARES TR (EMB) | 0.0% | 1.7% | Entered the top 10 |
| 8 | APTIV PLC (APTV) | 2.0% | 1.5% | |
| 9 | NVIDIA CORPORATION (NVDA) | 2.9% | 1.5% | |
| 10 | ALIBABA GROUP HLDG LTD (BABA) | 11.8% | 1.5% | |
| — | MICROSOFT CORP (MSFT) | 16.0% | 0.0% | Left the top 10 |
| — | JPMORGAN CHASE & CO (JPM) | 10.0% | 0.0% | Left the top 10 |
| — | DEERE & CO (DE) | 6.2% | 0.0% | Left the top 10 |
| — | JD COM INC (JD) | 2.8% | 0.0% | Left the top 10 |
| — | INTEL CORP (INTC) | 1.6% | 0.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | AMAZON COM INC (AMZN) | Call | 0 | 22,500 | $62.1M |
| New | ISHARES TR (FXI) | Put | 0 | 580K | $23M |
| Exited | ISHARES TR (HYG) | Put | 250K | 0 | $0 |
| New | ISHARES SILVER TR (SLV) | Put | 0 | 1.01M | $17.2M |
| New | SPDR GOLD TR (GLD) | Put | 0 | 50,000 | $8.37M |
| New | SELECT SECTOR SPDR TR (XLF) | Put | 0 | 300K | $6.94M |
| New | APPLE INC (AAPL) | Call | 0 | 12,500 | $4.56M |
| New | ISHARES TR (FXI) | Call | 0 | 100K | $3.97M |
| New | SPDR SER TR (XOP) | Call | 0 | 45,300 | $2.36M |
| New | STAAR SURGICAL CO (STAA) | Put | 0 | 35,000 | $2.15M |
| New | APPLE INC (AAPL) | Put | 0 | 5,000 | $1.82M |
| New | BARCLAYS BK PLC (VXX) | Put | 0 | 50,000 | $1.7M |
| Exited | ISHARES TR (HYG) | Call | 20,000 | 0 | $0 |
| New | ISHARES INC (EWJ) | Put | 0 | 25,000 | $1.37M |
| New | SPDR SER TR (XOP) | Put | 0 | 25,000 | $1.31M |
| Increased | SPDR GOLD TR (GLD) | Call | 40,000 | 41,400 | $6.93M |
| New | INVESCO QQQ TR (QQQ) | Put | 0 | 4,000 | $990K |
| Exited | OCCIDENTAL PETE CORP (OXY) | Put | 60,000 | 0 | $0 |
| Exited | BARCLAYS BK PLC (VXX) | Call | 10,000 | 0 | $0 |
| New | HERTZ GLOBAL HLDGS INC (HTZGQ) | Put | 0 | 58,900 | $83K |