CASTLE CREEK ARBITRAGE LLC
Q3 2023 Form 13-F
AVON, COLORADO
CIK 0001326638
· CRD 135351
· SEC-registered investment adviser
$425.1M Reported Value Total
CASTLE CREEK ARBITRAGE, LLC reports 6 total accounts under management (AUM). There are 6 discretionary accounts valued at $1,365,259,000, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary Manager
Private funds (Form ADV)
4 funds
· $1.4B gross asset value
Hedge Fund: $1.4B
Source: Form ADV filed 2023-03-07
Reported value
$425.1M
Quarter over quarter
+0.4%
Holdings
252
Top-10 concentration
39.4%
Key People
Form ADV owners & control persons
Allan David Weine
SOLE MEMBER
Peter Colligan Fletcher
PORTFOLIO MANAGER AND INDIRECT OWNER
Christina Marie Perz
CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | November 14, 2023 |
| Form | 13F-HR |
| Reported value | $425.1M |
| Positions | 252 |
| Change in reported value | -47.3% |
| New positions | 16 |
| Exited positions | 135 |
| Position turnover | 39.0% |
| Top-10 concentration | 39.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2023 13F
Filed Nov 14, 2023
|
252 | $425.1M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
364 | $806.0M |
|
Q1 2023 13F
Filed May 15, 2023
|
444 | $908.4M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
520 | $1.1B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
651 | $1.8B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
655 | $1.8B |
|
Q1 2022 13F
Filed May 16, 2022
|
666 | $2.0B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
676 | $2.0B |
|
Q3 2021 13F
Filed Nov 15, 2021
|
624 | $1.8B |
|
Q2 2021 13F
Filed Aug 16, 2021
|
635 | $1.8B |
|
Q1 2021 13F
Filed May 17, 2021
|
539 | $1.7B |
|
Q4 2020 13F
Filed Feb 16, 2021
|
260 | $1.6B |
|
Q3 2020 13F
Filed Oct 20, 2020
|
149 | $1.3B |
|
Q2 2020 13F
Filed Aug 3, 2020
|
100 | $1.2B |
|
Q1 2020 13F
Filed Apr 21, 2020
|
83 | $624.0M |
|
Q4 2019 13F
Filed Jan 31, 2020
|
57 | $435.7M |
|
Q3 2019 13F
Filed Nov 4, 2019
|
51 | $396.6M |
|
Q2 2019 13F
Filed Jul 23, 2019
|
51 | $383.8M |
|
Q1 2019 13F
Filed Apr 12, 2019
|
47 | $340.3M |
|
Q4 2018 13F
Filed Jan 24, 2019
|
40 | $290.4M |
22 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MIDD 1 09/01/25 MIDDLEBY CORP | $49.7M | 11.7% |
| 2 | AKAM 0.125 05/01/25 AKAMAI TECHNOLOGIES INC | $26.4M | 6.2% |
| 3 | IVCB INVESTCORP EUROPE ACQUISITIO | $14.6M | 3.43% |
| 4 | LRN 1.125 09/01/27 STRIDE INC | $14.0M | 3.29% |
| 5 | SPOT 0 03/15/26 SPOTIFY USA INC | $11.9M | 2.81% |
| 6 | RGEN 0.375 07/15/24 REPLIGEN CORP | $11.3M | 2.66% |
| 7 | SNAP 0.25 05/01/25 SNAP INC | $10.2M | 2.4% |
| 8 | LCAA L CATTERTON ASIA ACQUISITION | $9.9M | 2.32% |
| 9 | RRAC RIGEL RESOURCE ACQ CORP | $9.8M | 2.31% |
| 10 | BBIO 2.5 03/15/27 BRIDGEBIO PHARMA INC | $9.6M | 2.27% |
| 11 | CXAC C5 ACQUISITION CORPORATION | $9.0M | 2.11% |
| 12 | IVCA INVESTCORP INDIA ACQUISTN CO | $8.1M | 1.91% |
| 13 | HWEL HEALTHWELL ACQUISITION CORP | $8.0M | 1.87% |
| 14 | AAC ARES ACQUISITION CORPORATION | $7.6M | 1.79% |
| 15 | PORT SOUTHPORT ACQUISITION CORP | $7.4M | 1.74% |
| 16 | PRLH PEARL HOLDINGS ACQUISITN COR | $6.9M | 1.62% |
| 17 | TRIS TRISTAR ACQUISITION I CORP | $6.8M | 1.59% |
| 18 | CHEA CHENGHE ACQUISITION CO | $6.4M | 1.5% |
| 19 | SLAMF SLAM CORP | $5.8M | 1.36% |
| 20 | PLMJ ALPHA PARTNERS TECH MERGR CO | $5.8M | 1.35% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.