CAPTRUST FINANCIAL ADVISORS' Q3 2022 13F: 230 new positions, 3116 exits

Form 13F-HR for the quarter ended Sep 30, 2022 · filed Nov 16, 2022 · 2055 reported positions · accession 0001062993-22-022245

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Increased SPDR BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) 0.0% 1.6% +1.6 pts +2.98M sh +27722%
Increased ISHARES MSCI USA MIN VOL FACTOR ETF (USMV) 0.2% 1.5% +1.3 pts +3.45M sh +844%
Increased ISHARES 7-10 YEAR TREASURY BOND ETF (IEF) 2.4% 2.8% +0.4 pts +1.38M sh +38%
Reduced EMERSON ELEC CO COM (EMR) 1.5% 0.7% −0.9 pts −1.42M sh −48%
New GEOPARK LTD USD SHS (GPRK) — 0.6% +0.6 pts +8.78M sh new
Increased VANGUARD SHORT-TERM BOND ETF (BSV) 0.9% 1.3% +0.4 pts +1.17M sh +62%
Increased WISDOMTREE FLOATING RATE TREASURY FUND (USFR) 0.1% 0.5% +0.4 pts +1.44M sh +705%
Increased ISHARES 1-3 YEAR TREASURY BOND ETF (SHY) 3.0% 3.1% +0.1 pts +874K sh +15%
Increased APPLE INC COM (AAPL) 3.8% 3.8% +0.1 pts +499K sh +12%
Increased VANGUARD FTSE DEVELOPED MARKETS ETF (VEA) 1.0% 1.2% +0.2 pts +1.85M sh +48%
Increased CAPITAL GROUP INTERNATIONAL FOCUS EQUITY ETF (CGXU) 0.0% 0.4% +0.4 pts +3.4M sh +11244%
Increased ISHARES CORE S&P 500 ETF (IVV) 3.8% 3.6% −0.2 pts +171K sh +10%
Increased SCHWAB U.S. LARGE-CAP ETF (SCHX) 0.1% 0.4% +0.3 pts +1.36M sh +426%
Increased ALPHABET INC CAP STK CL A (GOOGL) 0.8% 1.0% +0.2 pts +590K sh +51%
Increased VANGUARD VALUE (VTV) 2.6% 2.5% −0.1 pts +378K sh +12%
Increased BK OF AMERICA CORP COM (BAC) 0.3% 0.6% +0.2 pts +1.51M sh +91%
Increased BERKSHIRE HATHAWAY INC DEL CL B NEW (BRK-B) 0.9% 1.1% +0.2 pts +167K sh +33%
Reduced WESTERN ALLIANCE BANCORP COM (WAL) 0.3% 0.0% −0.3 pts −642K sh −99%
Reduced WALMART INC COM (WMT) 0.5% 0.3% −0.3 pts −322K sh −46%
New PUBLIC STORAGE COM (PSA) — 0.2% +0.2 pts +122K sh new
Increased ISHARES CORE U.S. AGGREGATE BOND ETF (AGG) 1.0% 1.0% +0.1 pts +362K sh +24%
Increased VANGUARD MEGA CAP GROWTH ETF (MGK) 1.3% 1.3% 0.0 pts +194K sh +18%
Increased NUCOR CORP COM (NUE) 0.2% 0.4% +0.2 pts +302K sh +114%
Increased DEVON ENERGY CORP NEW COM (DVN) 0.2% 0.4% +0.2 pts +534K sh +79%
Reduced S&P GLOBAL INC COM (SPGI) 0.3% 0.1% −0.2 pts −102K sh −65%
Reduced VANGUARD FTSE ALL-WORLD EX-US INDEX FUND (VEU) 1.3% 0.8% −0.4 pts −682K sh −17%
Increased MICROSOFT CORP COM (MSFT) 2.8% 2.5% −0.3 pts +128K sh +7%
Increased PROCTER AND GAMBLE CO COM (PG) 0.9% 0.9% 0.0 pts +233K sh +24%
Increased ISHARES CORE MSCI EMERGING MARKET ETF (IEMG) 0.4% 0.5% +0.1 pts +650K sh +49%
Increased ROYAL BK CDA COM (RY) 0.0% 0.2% +0.1 pts +289K sh +602%
Exited NINTENDO LTD ADR (NTDOY) 0.1% — −0.1 pts −416K sh −100%
Increased AMAZON COM INC COM (AMZN) 1.0% 1.1% +0.1 pts +218K sh +15%
Reduced VANGUARD SMALL CAP VALUE ETF (VBR) 0.3% 0.1% −0.2 pts −172K sh −49%
Increased VANGUARD SMALL-CAP ETF (VB) 0.7% 0.7% +0.1 pts +141K sh +24%
Increased VANGUARD HIGH DIVIDEND YIELD INDEX ETF (VYM) 0.2% 0.3% +0.1 pts +252K sh +100%
Increased AUTOZONE INC COM (AZO) 0.1% 0.2% +0.1 pts +11,019 sh +256%
Increased AMDOCS LTD SHS (DOX) 0.0% 0.1% +0.1 pts +290K sh +4098%
Increased VANECK GOLD MINERS ETF (GDX) 0.0% 0.1% +0.1 pts +947K sh +5788%
Reduced INTERNATIONAL PAPER CO COM (IP) 0.2% 0.0% −0.2 pts −717K sh −89%
Reduced SCHWAB U.S. SMALL-CAP ETF (SCHA) 0.3% 0.1% −0.2 pts −597K sh −59%
Increased ENERGY SELECT SECTOR SPDR FUND (XLE) 0.1% 0.2% +0.1 pts +313K sh +244%
Exited NESTLE S A SPONSORED ADR (NSRGY) 0.1% — −0.1 pts −172K sh −100%
Reduced SERVISFIRST BANCSHARES INC COM (SFBS) 0.2% 0.0% −0.1 pts −273K sh −85%
Increased META PLATFORMS INC. (META) 0.4% 0.4% 0.0 pts +152K sh +43%
Increased ISHARES S&P MID-CAP 400 GROWTH ETF (IJK) 0.2% 0.3% +0.1 pts +325K sh +57%
Increased JOHNSON & JOHNSON COM (JNJ) 0.5% 0.6% 0.0 pts +123K sh +26%
Increased VANGUARD GROWTH ETF (VUG) 0.7% 0.7% 0.0 pts +93,306 sh +19%
Increased COSTCO WHSL CORP NEW COM (COST) 0.3% 0.4% +0.1 pts +40,796 sh +47%
Increased INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF (PDBC) 0.0% 0.1% +0.1 pts +1.19M sh +3800%
Increased CHEVRON CORP NEW COM (CVX) 0.7% 0.8% 0.0 pts +125K sh +16%

The 50 largest of 5,064 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:

  • SPX TECHNOLOGIES INC COM (SPXC): 784635104 → 78473E103, 4,708 → 4,667 shares
  • COHERENT CORP COM (COHR): 192479103 → 19247G107, 1,058 → 6,025 shares (share count changed with the identifier; not shown as a trade)
  • ATLASSIAN CORPORATION CL A (TEAM): G06242104 → 049468101, 6,709 → 8,854 shares (share count changed with the identifier; not shown as a trade)
  • JACOBS SOLUTIONS INC. (J): 469814107 → 46982L108, 283K → 285K shares

Top 10 positions — 24.1% of the equity book

Changes in the top 10 this quarter: BIL entered · USMV entered · BSV entered · EMR left · SPY left · VEU left

# Security Weight before Weight now
1 APPLE INC COM (AAPL) 3.8% 3.8%
2 ISHARES CORE S&P 500 ETF (IVV) 3.8% 3.6%
3 ISHARES 1-3 YEAR TREASURY BOND ETF (SHY) 3.0% 3.1%
4 ISHARES 7-10 YEAR TREASURY BOND ETF (IEF) 2.4% 2.8%
5 VANGUARD VALUE (VTV) 2.6% 2.5%
6 MICROSOFT CORP COM (MSFT) 2.8% 2.5%
7 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) 0.0% 1.6% Entered the top 10
8 ISHARES MSCI USA MIN VOL FACTOR ETF (USMV) 0.2% 1.5% Entered the top 10
9 VANGUARD SHORT-TERM BOND ETF (BSV) 0.9% 1.3% Entered the top 10
10 VANGUARD MEGA CAP GROWTH ETF (MGK) 1.3% 1.3%
— EMERSON ELEC CO COM (EMR) 1.5% 0.7% Left the top 10
— SPDR S&P 500 ETF TRUST (SPY) 1.3% 1.2% Left the top 10
— VANGUARD FTSE ALL-WORLD EX-US INDEX FUND (VEU) 1.3% 0.8% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).