CAPRIN ASSET MANAGEMENT LLC ADV
Q4 2022 Form 13-F
HENRICO, VIRGINIA
CIK 0001034369
· CRD 106657
· SEC-registered investment adviser
$64.1M Reported Value Total
CAPRIN ASSET MANAGEMENT LLC reports 1,067 total accounts under management (AUM). There are 1,067 discretionary accounts valued at $1,373,745,986, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary Manager
Source: Form ADV filed 2022-03-22
Reported value
$64.1M
Quarter over quarter
+2.6%
Holdings
21
Top-10 concentration
97.8%
Filing Structure
Key People
Form ADV owners & control persons
Michael Louis Hoover
ELECTED MANAGER AND PRESIDENT
Edwin Bryan Horner
ELECTED MANAGER
Cheryl Lynn Page
MANAGING DIRECTOR
Filing Navigation
13F Metrics
Loading 13F Metrics
Q4 2022 13F record
Q4 2022 13F filing summary
| Period of report | December 31, 2022 |
|---|---|
| Filed | January 24, 2023 |
| Form | 13F-HR |
| Reported value | $64.1M |
| Positions | 21 |
| Change in reported value | -7.9% |
| New positions | 6 |
| Exited positions | 2 |
| Position turnover | 34.8% |
| Top-10 concentration | 97.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2022 13F
Filed Jan 24, 2023
|
21 | $64.1M |
|
Q3 2022 13F
Filed Jan 24, 2023
|
17 | $69.6M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
17 | $97.4M |
|
Q1 2022 13F
Filed May 2, 2022
|
17 | $116.8M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
17 | $129.0M |
|
Q3 2021 13F
Filed Dec 15, 2021
|
17 | $130.0M |
|
Q2 2021 13F
Filed Dec 15, 2021
|
18 | $132.7M |
|
Q1 2021 13F
Filed May 17, 2021
|
18 | $130.8M |
|
Q4 2020 13F
Filed Feb 26, 2021
|
18 | $133.7M |
|
Q3 2020 13F
Filed Nov 16, 2020
|
19 | $132.2M |
|
Q2 2020 13F
Filed Nov 16, 2020
|
20 | $129.6M |
|
Q1 2020 13F
Filed May 21, 2020
|
20 | $127.7M |
|
Q4 2019 13F
Filed Jan 16, 2020
|
18 | $129.2M |
|
Q3 2019 13F
Filed Nov 15, 2019
|
18 | $130.2M |
|
Q2 2019 13F
Filed Aug 1, 2019
|
18 | $129.8M |
|
Q1 2019 13F
Filed Apr 22, 2019
|
18 | $129.2M |
|
Q4 2018 13F
Filed Jan 16, 2019
|
18 | $126.7M |
|
Q3 2018 13F
Filed Nov 1, 2018
|
18 | $128.5M |
|
Q2 2018 13F
Filed Aug 15, 2018
|
18 | $126.4M |
|
Q1 2018 13F
Filed May 15, 2018
|
18 | $125.1M |
9 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SHM SHM - SPDR Nuveen Barclays ST Muni ETF | $14.8M | 23.13% |
| 2 | ITM ITM - Vaneck Vectors AMT Free Int Muni | $13.7M | 21.31% |
| 3 | MUB MUB - iShares S&P National AMT-Free Bond F | $11.4M | 17.8% |
| 4 | AGG AGG - iShares Barclays Aggregate Bond Fund | $8.8M | 13.73% |
| 5 | VTEB VTEB - Vanguard Tax-Exempt Bond ETF | $5.2M | 8.04% |
| 6 | JMST JMST - JPM Ultra-Short Muni Income ETF | $3.6M | 5.55% |
| 7 | FLOT FLOT - iShares Floating Rate Bond ETF | $2.3M | 3.57% |
| 8 | VCIT VCIT - Vanguard Inter-Term Corp Bond ETF | $1.1M | 1.65% |
| 9 | IGIB IGIB - iShares 5-10 Yr Inv Grade Corp ETF | $1.0M | 1.57% |
| 10 | NYF NYF - iShares S&P New York AMT-Free Bond F | $944.7K | 1.47% |
| 11 | IGSB IGSB - iShares 1-5 Yr Inv Grade Corp ETF | $308.8K | 0.48% |
| 12 | CMF CMF - iShares S&P California AMT-Free Bond | $277.1K | 0.43% |
| 13 | TFI TFI - SPDR Nuveen Barclays Capital Municip | $193.1K | 0.3% |
| 14 | SHY SHY - iShares Barclays 1-3 Year Treasury B | $149.8K | 0.23% |
| 15 | HYD HYD - Vaneck Vectors High Yield Muni | $131.6K | 0.21% |
| 16 | BAB BAB - Invesco Taxable Municipal Bond Fund | $75.1K | 0.12% |
| 17 | SHYD SHYD - VanEck Vectors Short High Yield ETF | $72.2K | 0.11% |
| 18 | VCSH VCSH - Vanguard Short-Term Corp Bond ETF | $59.7K | 0.09% |
| 19 | IEF IEF - iShares Barclays 7-10 Year Treasury | $55.6K | 0.09% |
| 20 | PZA PZA - PowerShares Insured National Municip | $36.5K | 0.06% |
Values as reported on the Q4 2022 Form 13F. Every position is in the holdings table below.