Capital Markets Trading UK LLP's Q4 2021 13F: 13 new positions, 32 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 15, 2022 · 38 reported positions · accession 0001731572-22-000006
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | MICROSOFT CORP (MSFT) | 16.9% | — | −16.9 pts | −76,241 sh | −100% |
| Exited | NIO INC (NIO) | 7.5% | — | −7.5 pts | −272K sh | −100% |
| Increased | GENERAL MTRS CO (GM) | 5.3% | 16.3% | +11.0 pts | +91,285 sh | +71% |
| New | PALANTIR TECHNOLOGIES INC (PLTR) | — | 5.7% | +5.7 pts | +247K sh | new |
| New | DELTA AIR LINES INC DEL (DAL) | — | 5.3% | +5.3 pts | +107K sh | new |
| Exited | PETROLEO BRASILEIRO SA PETRO (PBR) | 4.9% | — | −4.9 pts | −600K sh | −100% |
| New | UNITED AIRLS HLDGS INC (UAL) | — | 4.6% | +4.6 pts | +83,232 sh | new |
| Increased | EXXON MOBIL CORP (XOM) | 0.5% | 5.4% | +4.9 pts | +59,192 sh | +590% |
| Increased | TEVA PHARMACEUTICAL INDS LTD (TEVA) | 5.7% | 11.6% | +5.9 pts | +412K sh | +56% |
| New | SQUARE INC (XYZ) | — | 3.8% | +3.8 pts | +18,655 sh | new |
| Exited | NOKIA CORP (NOK) | 3.3% | — | −3.3 pts | −784K sh | −100% |
| Increased | GENERAL ELECTRIC CO (GE) | 2.8% | 7.2% | +4.4 pts | +26,335 sh | +77% |
| Exited | ADVANCED MICRO DEVICES INC (AMD) | 3.0% | — | −3.0 pts | −38,099 sh | −100% |
| Increased | NETFLIX INC (NFLX) | 0.5% | 3.8% | +3.3 pts | +3,895 sh | +350% |
| Exited | ZOOM VIDEO COMMUNICATIONS IN (ZM) | 2.9% | — | −2.9 pts | −14,301 sh | −100% |
| Exited | ABBVIE INC (ABBV) | 2.9% | — | −2.9 pts | −33,624 sh | −100% |
| Exited | QUALCOMM INC (QCOM) | 2.8% | — | −2.8 pts | −27,961 sh | −100% |
| Exited | MICRON TECHNOLOGY INC (MU) | 2.8% | — | −2.8 pts | −49,354 sh | −100% |
| Exited | ROKU INC (ROKU) | 2.0% | — | −2.0 pts | −8,598 sh | −100% |
| Increased | CITIGROUP INC (C) | 0.3% | 2.4% | +2.1 pts | +26,177 sh | +566% |
| Increased | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.5% | 2.9% | +2.4 pts | +13,000 sh | +211% |
| New | TWITTER INC (TWTR) | — | 1.9% | +1.9 pts | +35,385 sh | new |
| Reduced | SHOPIFY INC (SHOP) | 2.1% | 1.7% | −0.4 pts | −1,043 sh | −52% |
| New | JPMORGAN CHASE & CO (JPM) | — | 1.8% | +1.8 pts | +9,053 sh | new |
| New | BAIDU INC (BIDU) | — | 1.8% | +1.8 pts | +9,435 sh | new |
| Exited | AMAZON COM INC (AMZN) | 1.7% | — | −1.7 pts | −658 sh | −100% |
| Exited | VERIZON COMMUNICATIONS INC (VZ) | 1.6% | — | −1.6 pts | −38,266 sh | −100% |
| Reduced | BARRICK GOLD CORP (ABX) | 1.6% | 1.1% | −0.4 pts | −66,970 sh | −58% |
| Reduced | GILEAD SCIENCES INC (GILD) | 1.2% | 0.5% | −0.7 pts | −16,620 sh | −75% |
| Exited | FREEPORT-MCMORAN INC (FCX) | 1.5% | — | −1.5 pts | −57,766 sh | −100% |
| Exited | WELLS FARGO CO NEW (WFC) | 1.5% | — | −1.5 pts | −39,852 sh | −100% |
| Exited | MORGAN STANLEY (MS) | 1.5% | — | −1.5 pts | −18,798 sh | −100% |
| Exited | BRISTOL-MYERS SQUIBB CO (BMY) | 1.5% | — | −1.5 pts | −30,735 sh | −100% |
| Exited | APPLE INC (AAPL) | 1.2% | — | −1.2 pts | −11,019 sh | −100% |
| New | BROADCOM INC (AVGO) | — | 1.2% | +1.2 pts | +1,440 sh | new |
| Exited | FORD MTR CO DEL (F) | 1.1% | — | −1.1 pts | −101K sh | −100% |
| Reduced | VALE S A (VALE) | 1.8% | 1.7% | 0.0 pts | −63,076 sh | −39% |
| Exited | SEA LTD (SE) | 1.1% | — | −1.1 pts | −4,351 sh | −100% |
| New | AMERICAN INTL GROUP INC (AIG) | — | 1.0% | +1.0 pts | +14,129 sh | new |
| Reduced | MASTERCARD INCORPORATED (MA) | 1.8% | 1.9% | +0.1 pts | −2,219 sh | −34% |
| Exited | CHEVRON CORP NEW (CVX) | 1.0% | — | −1.0 pts | −12,249 sh | −100% |
| Increased | VIPSHOP HOLDINGS LIMITED (VIPS) | 0.1% | 1.0% | +1.0 pts | +88,182 sh | +841% |
| New | ETSY INC (ETSY) | — | 0.9% | +0.9 pts | +3,353 sh | new |
| Exited | DISNEY WALT CO (DIS) | 0.9% | — | −0.9 pts | −6,372 sh | −100% |
| Exited | VISA INC (V) | 0.8% | — | −0.8 pts | −4,392 sh | −100% |
| Increased | BP PLC (BP) | 0.4% | 1.4% | +1.0 pts | +21,675 sh | +105% |
| Increased | IQIYI INC (IQ) | 1.1% | 1.7% | +0.6 pts | +113K sh | +63% |
| Exited | ORACLE CORP (ORCL) | 0.6% | — | −0.6 pts | −8,033 sh | −100% |
| Exited | INTEL CORP (INTC) | 0.5% | — | −0.5 pts | −13,054 sh | −100% |
| Exited | AT&T INC (T) | 0.5% | — | −0.5 pts | −24,117 sh | −100% |
The 50 largest of 70 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 66.7% of the equity book
Changes in the top 10 this quarter: PLTR entered · XOM entered · DAL entered · UAL entered · NFLX entered · XYZ entered · TSM entered · MSFT left · NIO left · PBR left · NOK left · AMD left · ZM left · ABBV left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | GENERAL MTRS CO (GM) | 5.3% | 16.3% | |
| 2 | TEVA PHARMACEUTICAL INDS LTD (TEVA) | 5.7% | 11.6% | |
| 3 | GENERAL ELECTRIC CO (GE) | 2.8% | 7.2% | |
| 4 | PALANTIR TECHNOLOGIES INC (PLTR) | 0.0% | 5.7% | Entered the top 10 |
| 5 | EXXON MOBIL CORP (XOM) | 0.5% | 5.4% | Entered the top 10 |
| 6 | DELTA AIR LINES INC DEL (DAL) | 0.0% | 5.3% | Entered the top 10 |
| 7 | UNITED AIRLS HLDGS INC (UAL) | 0.0% | 4.6% | Entered the top 10 |
| 8 | NETFLIX INC (NFLX) | 0.5% | 3.8% | Entered the top 10 |
| 9 | SQUARE INC (XYZ) | 0.0% | 3.8% | Entered the top 10 |
| 10 | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.5% | 2.9% | Entered the top 10 |
| — | MICROSOFT CORP (MSFT) | 16.9% | 0.0% | Left the top 10 |
| — | NIO INC (NIO) | 7.5% | 0.0% | Left the top 10 |
| — | PETROLEO BRASILEIRO SA PETRO (PBR) | 4.9% | 0.0% | Left the top 10 |
| — | NOKIA CORP (NOK) | 3.3% | 0.0% | Left the top 10 |
| — | ADVANCED MICRO DEVICES INC (AMD) | 3.0% | 0.0% | Left the top 10 |
| — | ZOOM VIDEO COMMUNICATIONS IN (ZM) | 2.9% | 0.0% | Left the top 10 |
| — | ABBVIE INC (ABBV) | 2.9% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | TESLA INC (TSLA) | Put | 3.35M | 2.76M | $2.92B |
| Reduced | TESLA INC (TSLA) | Call | 489K | 484K | $511M |
| Increased | QUALCOMM INC (QCOM) | Put | 703K | 1.1M | $201M |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | Put | 1.19M | 437K | $62.9M |
| Reduced | SNAP INC (SNAP) | Put | 2.09M | 2.02M | $95.1M |
| Increased | FORD MTR CO DEL (F) | Put | 1.12M | 3.14M | $65.2M |
| Reduced | MICROSOFT CORP (MSFT) | Call | 1.18M | 1.14M | $383M |
| Reduced | BLOCK INC (XYZ) | Call | 462K | 398K | $64.2M |
| Reduced | AMERICAN AIRLS GROUP INC (AAL) | Put | 5.33M | 3.84M | $68.9M |
| Increased | BROADCOM INC (AVGO) | Put | 166K | 186K | $124M |
| Increased | BLOCK INC (XYZ) | Put | 537K | 557K | $90M |
| Reduced | JD.COM INC (JD) | Call | 768K | 280K | $19.6M |
| Reduced | UNITED AIRLS HLDGS INC (UAL) | Call | 1.19M | 521K | $22.8M |
| Increased | AMAZON COM INC (AMZN) | Call | 15,300 | 25,200 | $84M |
| Reduced | NIO INC (NIO) | Put | 2.67M | 1.93M | $61.2M |
| Increased | AIRBNB INC (ABNB) | Put | 373K | 569K | $94.7M |
| Increased | MICRON TECHNOLOGY INC (MU) | Call | 163K | 395K | $36.8M |
| Reduced | AMERICAN AIRLS GROUP INC (AAL) | Call | 2.31M | 1.32M | $23.7M |
| Reduced | VANECK ETF TRUST (REMX) | Put | 1.05M | 715K | $51.9M |
| Reduced | MICROSOFT CORP (MSFT) | Put | 675K | 634K | $213M |
| Increased | JD.COM INC (JD) | Put | 390K | 705K | $49.4M |
| Reduced | META PLATFORMS INC (META) | Call | 70,400 | 7,500 | $2.52M |
| Reduced | AMAZON COM INC (AMZN) | Put | 63,300 | 56,300 | $188M |
| Increased | AIRBNB INC (ABNB) | Call | 218K | 347K | $57.8M |
| Increased | INTEL CORP (INTC) | Put | 1.75M | 2.22M | $115M |