BROOKTREE CAPITAL MANAGEMENT
Q3 2021 Form 13-F
GRAND RAPIDS, MICHIGAN
CIK 0001021296
· CRD 114173
· SEC-registered investment adviser
$156.9M Reported Value Total
BROOKTREE CAPITAL MANAGEMENT INC. reports 138 total accounts under management (AUM). There are 138 discretionary accounts valued at $150,541,500, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $25.7M gross asset value
Other: $25.7M
Source: Form ADV filed 2026-03-06
Reported value
$156.9M
Quarter over quarter
-3.7%
Holdings
41
Top-10 concentration
61.7%
Key People
Form ADV owners & control persons
Brian Robert Ellis
PRESIDENT/CHIEF COMPLIANCE OFFICER
Hunter Eric Lewis
VICE PRESIDENT-PORTFOLIO MANAGER
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Q3 2021 13F record
Q3 2021 13F filing summary
| Period of report | September 30, 2021 |
|---|---|
| Filed | November 09, 2021 |
| Form | 13F-HR |
| Reported value | $156.9M |
| Positions | 41 |
| Change in reported value | +0.7% |
| New positions | 2 |
| Exited positions | 3 |
| Position turnover | 11.4% |
| Top-10 concentration | 61.7% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 5, 2026
|
44 | $153.2M |
|
Q1 2026 13F
Filed May 6, 2026
|
44 | $126.1M |
|
Q4 2025 13F
Filed Feb 2, 2026
|
41 | $150.3M |
|
Q3 2025 13F
Filed Nov 7, 2025
|
42 | $157.4M |
|
Q2 2025 13F
Filed Aug 6, 2025
|
41 | $152.9M |
|
Q1 2025 13F
Filed May 6, 2025
|
24 | $133.3M |
|
Q4 2024 13F
Filed Feb 10, 2025
|
22 | $134.8M |
|
Q3 2024 13F
Filed Nov 6, 2024
|
25 | $123.1M |
|
Q2 2024 13F
Filed Aug 5, 2024
|
23 | $116.9M |
|
Q1 2024 13F
Filed May 6, 2024
|
24 | $129.7M |
|
Q4 2023 13F
Filed Feb 5, 2024
|
29 | $123.7M |
|
Q3 2023 13F
Filed Nov 6, 2023
|
28 | $119.7M |
|
Q2 2023 13F
Filed Aug 8, 2023
|
31 | $131.5M |
|
Q1 2023 13F
Filed May 8, 2023
|
32 | $128.4M |
|
Q4 2022 13F
Filed Feb 7, 2023
|
33 | $121.7M |
|
Q3 2022 13F
Filed Nov 7, 2022
|
33 | $121.4M |
|
Q2 2022 13F
Filed Aug 8, 2022
|
34 | $133.1M |
|
Q1 2022 13F
Filed May 9, 2022
|
38 | $153.4M |
|
Q4 2021 13F
Filed Feb 7, 2022
|
43 | $163.6M |
|
Q3 2021 13F
Filed Nov 9, 2021
|
41 | $156.9M |
7 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | PAR PAR TECHNOLOGY CORP | $24.0M | 15.31% |
| 2 | AAPL APPLE INC | $11.7M | 7.47% |
| 3 | RMNI RIMINI STR INC DEL | $9.4M | 6.0% |
| 4 | THRY THRYV HLDGS INC | $8.9M | 5.65% |
| 5 | IBKR INTERACTIVE BROKERS GROUP IN | $8.7M | 5.52% |
| 6 | BRK-B BERKSHIRE HATHAWAY INC DEL | $7.7M | 4.94% |
| 7 | IAC IAC INTERACTIVECORP NEW | $7.1M | 4.53% |
| 8 | DXC DXC TECHNOLOGY CO | $6.9M | 4.37% |
| 9 | BFH ALLIANCE DATA SYSTEMS CORP | $6.2M | 3.96% |
| 10 | MSFT MICROSOFT CORP | $6.2M | 3.93% |
| 11 | JNJ JOHNSON & JOHNSON | $5.0M | 3.17% |
| 12 | PFE PFIZER INC | $4.9M | 3.13% |
| 13 | AMZN AMAZON COM INC | $4.7M | 3.02% |
| 14 | GD GENERAL DYNAMICS CORP | $4.2M | 2.65% |
| 15 | CMPR CIMPRESS PLC | $3.6M | 2.32% |
| 16 | MA MASTERCARD INCORPORATED | $3.4M | 2.19% |
| 17 | MCD MCDONALDS CORP | $3.2M | 2.03% |
| 18 | LLY LILLY ELI & CO | $3.0M | 1.91% |
| 19 | HEI HEICO CORP NEW | $2.9M | 1.85% |
| 20 | JEF JEFFERIES FINL GROUP INC | $2.6M | 1.68% |
Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.