BOENNING & SCATTERGOOD INC's Q3 2022 13F: 22 new positions, 29 exits
Form 13F-HR for the quarter ended Sep 30, 2022 · filed Oct 11, 2022 · 369 reported positions · accession 0000012933-22-000017
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | Microsoft Corp (MSFT) | 4.4% | 3.9% | −0.5 pts | −8,731 sh | −10% |
| Reduced | Apple Inc (AAPL) | 4.2% | 4.2% | 0.0 pts | −14,685 sh | −9% |
| Exited | II-VI Inc (IIVI) | 0.3% | — | −0.3 pts | −34,275 sh | −100% |
| Increased | Citigroup Inc New (C) | 0.1% | 0.4% | +0.3 pts | +35,088 sh | +381% |
| New |
Coherent Corp (COHR)
new — newly listed security (e.g. spin-off)
|
— | 0.3% | +0.3 pts | +39,500 sh | new |
| Exited | iShares 1-5 Year Investment Grade Corporate Bd ETF (IGSB) | 0.3% | — | −0.3 pts | −29,176 sh | −100% |
| Reduced | Becton Dickinson & Co (BDX) | 1.0% | 0.7% | −0.3 pts | −6,101 sh | −27% |
| Reduced | Abbvie Inc (ABBV) | 2.3% | 1.9% | −0.4 pts | −9,715 sh | −12% |
| Exited | Pan American Silver (PAAS) | 0.2% | — | −0.2 pts | −64,794 sh | −100% |
| New | S&P Global Inc (SPGI) | — | 0.2% | +0.2 pts | +3,504 sh | new |
| Increased | Neuberger Berman MLP and Energy Income Fund (NML) | 0.0% | 0.2% | +0.2 pts | +152K sh | +433% |
| New | iShares Core S&P Small-Cap ETF (IJR) | — | 0.2% | +0.2 pts | +9,217 sh | new |
| Reduced | Unitedhealth Group (UNH) | 0.7% | 0.6% | −0.1 pts | −1,416 sh | −19% |
| Reduced | Comcast Corp New CL A (CMCSA) | 0.3% | 0.1% | −0.2 pts | −23,037 sh | −55% |
| Reduced | Johnson & Johnson (JNJ) | 2.9% | 2.8% | −0.2 pts | −4,094 sh | −5% |
| Reduced | Enterprise Products (EPD) | 0.6% | 0.5% | −0.1 pts | −27,084 sh | −20% |
| Increased | Vanguard Small Cap Index Fund (VB) | 0.1% | 0.3% | +0.1 pts | +3,733 sh | +100% |
| Reduced | Lowes Companies Inc (LOW) | 0.5% | 0.5% | 0.0 pts | −3,196 sh | −21% |
| Reduced | Kimberly-Clark Corp (KMB) | 0.4% | 0.2% | −0.2 pts | −4,958 sh | −33% |
| Reduced | SPDR S&P Biotech ETF (XBI) | 0.2% | 0.2% | −0.1 pts | −7,030 sh | −41% |
| New | Texas Instruments Inc (TXN) | — | 0.1% | +0.1 pts | +3,278 sh | new |
| New | Nordstrom Inc (JWN) | — | 0.1% | +0.1 pts | +29,516 sh | new |
| Increased | Intel Corp (INTC) | 0.4% | 0.4% | 0.0 pts | +19,031 sh | +35% |
| New | Templeton Emerging (TEI) | — | 0.1% | +0.1 pts | +110K sh | new |
| Reduced | Cognizant Technology (CTSH) | 0.2% | 0.1% | −0.1 pts | −8,361 sh | −58% |
| New | Freeport-Mcmoran Inc (FCX) | — | 0.1% | +0.1 pts | +17,288 sh | new |
| Increased | Merck & Co Inc New (MRK) | 0.8% | 0.9% | +0.1 pts | +5,134 sh | +11% |
| Increased | Disney Walt Company (DIS) | 0.6% | 0.8% | +0.1 pts | +4,584 sh | +13% |
| Increased | Boeing Co (BA) | 0.3% | 0.4% | +0.1 pts | +3,502 sh | +31% |
| Increased | Pfizer Incorporated (PFE) | 1.3% | 1.2% | 0.0 pts | +9,565 sh | +7% |
| Increased | Pioneer Nat Res Co (PXD) | 0.2% | 0.3% | +0.1 pts | +1,930 sh | +45% |
| New | Darden Restaurants (DRI) | — | 0.1% | +0.1 pts | +3,300 sh | new |
| Increased | CIGNA Corp New (CI) | 0.1% | 0.2% | +0.1 pts | +1,502 sh | +68% |
| Exited | Nuscale PWR Corp (SMR) | 0.1% | — | −0.1 pts | −43,695 sh | −100% |
| Reduced | Vanguard Short-Term Bond Index Fund (BSV) | 0.3% | 0.2% | −0.1 pts | −5,403 sh | −25% |
| Reduced | Nextera Energy Inc (NEE) | 0.7% | 0.7% | 0.0 pts | −5,105 sh | −10% |
| Reduced | Verizon Communications (VZ) | 1.2% | 0.9% | −0.3 pts | −10,002 sh | −8% |
| Reduced | PNC Financial Services (PNC) | 0.5% | 0.4% | −0.1 pts | −2,414 sh | −14% |
| Increased | AT & T Inc (T) | 0.8% | 0.7% | −0.1 pts | +23,348 sh | +12% |
| Increased | Coca-Cola Company (KO) | 0.5% | 0.6% | +0.1 pts | +6,158 sh | +14% |
| Exited | Hannon Armstrong (HASI) | 0.1% | — | −0.1 pts | −9,725 sh | −100% |
| New | iShares 0-5 Year TIPS Bond ETF (STIP) | — | 0.1% | +0.1 pts | +3,253 sh | new |
| Reduced | Essential Utils Inc (WTRG) | 1.0% | 0.9% | −0.1 pts | −7,353 sh | −6% |
| New | Marriott Intl Inc New (MAR) | — | 0.1% | +0.1 pts | +2,166 sh | new |
| Increased | Eli Lilly & Co (LLY) | 0.6% | 0.7% | +0.1 pts | +916 sh | +10% |
| Exited | Schwab U.S. TIPS ETF (SCHP) | 0.1% | — | −0.1 pts | −5,679 sh | −100% |
| New | Amplify TR Intl ETF (IDVO) | — | 0.1% | +0.1 pts | +12,500 sh | new |
| Exited | SPDR ICE Preferred Securities ETF (PSK) | 0.1% | — | −0.1 pts | −8,615 sh | −100% |
| Reduced | Wells Fargo & Co New (WFC) | 0.8% | 0.9% | 0.0 pts | −7,077 sh | −6% |
| Reduced | SPDR S&P 500 Trust ETF (SPY) | 0.4% | 0.4% | 0.0 pts | −796 sh | −14% |
The 50 largest of 312 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- GSK PLC W/I (GSK): 37733W105 → 37733W204, 36,915 → 37,442 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 22.8% of the equity book
Changes in the top 10 this quarter: CVS entered · PFE left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | Apple Inc (AAPL) | 4.2% | 4.2% | |
| 2 | Microsoft Corp (MSFT) | 4.4% | 3.9% | |
| 3 | Johnson & Johnson (JNJ) | 2.9% | 2.8% | |
| 4 | Berkshire Hathaway Inc (BRK-B) | 1.9% | 2.0% | |
| 5 | Pepsico Incorporated (PEP) | 1.8% | 1.9% | |
| 6 | Abbvie Inc (ABBV) | 2.3% | 1.9% | |
| 7 | Home Depot Inc (HD) | 1.6% | 1.8% | |
| 8 | JPMorgan Chase & Co (JPM) | 1.6% | 1.6% | |
| 9 | Exxon Mobil Corp (XOM) | 1.3% | 1.4% | |
| 10 | CVS Health (CVS) | 1.2% | 1.3% | Entered the top 10 |
| — | Pfizer Incorporated (PFE) | 1.3% | 1.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).