BlackRock Group LTD's Q3 2014 13F: 143 new positions, 117 exits
Form 13F-HR for the quarter ended Sep 30, 2014 · filed Oct 29, 2014 · 2786 reported positions · accession 0001086364-14-002624
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | ACTAVIS PLC (ACT) | 0.2% | 0.4% | +0.2 pts | +911K sh | +49% |
| Reduced | APPLE INC (AAPL) | 2.5% | 2.6% | +0.1 pts | −1.72M sh | −4% |
| Exited | FOREST LABS INC (FRX) | 0.1% | — | −0.1 pts | −1.73M sh | −100% |
| Reduced | TIME WARNER INC (TWX) | 0.4% | 0.4% | −0.1 pts | −2.04M sh | −19% |
| Increased | VANGUARD INTL EQUITY INDEX F (VWO) | 0.6% | 0.7% | +0.1 pts | +3.43M sh | +13% |
| Reduced | GRUPO TELEVISA SA (TV) | 0.1% | 0.1% | −0.1 pts | −3.96M sh | −57% |
| Reduced | HOME DEPOT INC (HD) | 0.5% | 0.5% | 0.0 pts | −1.45M sh | −13% |
| Reduced | MICROSOFT CORP (MSFT) | 1.6% | 1.7% | +0.1 pts | −2.87M sh | −4% |
| New |
LIBERTY MEDIA CORP DELAWARE (LMCK)
new — newly listed security (e.g. spin-off)
|
— | 0.1% | +0.1 pts | +2.6M sh | new |
| Reduced | DIRECTV (DTV) | 0.3% | 0.2% | −0.1 pts | −1.36M sh | −25% |
| Reduced | EBAY INC (EBAY) | 0.3% | 0.3% | 0.0 pts | −2.06M sh | −18% |
| New | PENTAIR PLC (PNR) | — | 0.1% | +0.1 pts | +1.74M sh | new |
| Reduced | VALE S A (VALEP) | 0.2% | 0.1% | −0.1 pts | −11.7M sh | −37% |
| Increased | GOLD FIELDS LTD NEW (GFI) | 0.0% | 0.1% | +0.1 pts | +29.03M sh | +1910% |
| Reduced | GENERAL ELECTRIC CO (GE) | 1.1% | 1.0% | −0.1 pts | −4.25M sh | −6% |
| New |
ALIBABA GROUP HLDG LTD (BABA)
new — newly listed security (e.g. spin-off)
|
— | 0.1% | +0.1 pts | +1.16M sh | new |
| Increased | DISCOVERY COMMUNICATNS NEW (DISCK) | 0.0% | 0.1% | 0.0 pts | +2.77M sh | +346% |
| New | WEATHERFORD INTL PLC (WFTIQ) | — | 0.1% | +0.1 pts | +4.87M sh | new |
| Reduced | CVS HEALTH CORP (CVS) | 0.5% | 0.4% | 0.0 pts | −1.26M sh | −12% |
| Increased | FACEBOOK INC (META) | 0.5% | 0.6% | +0.1 pts | +1.26M sh | +10% |
| Increased | PHILLIPS 66 (PSX) | 0.3% | 0.3% | +0.1 pts | +1.15M sh | +20% |
| Reduced | MERCK & CO INC NEW (MRK) | 0.9% | 0.8% | 0.0 pts | −1.49M sh | −6% |
| Increased | ABBVIE INC (ABBV) | 0.5% | 0.6% | +0.1 pts | +1.52M sh | +10% |
| Reduced | MARRIOTT INTL INC NEW (MAR) | 0.1% | 0.1% | 0.0 pts | −1.24M sh | −43% |
| Reduced | ACCENTURE PLC IRELAND (ACN) | 0.3% | 0.3% | 0.0 pts | −1.05M sh | −16% |
| Reduced | DANAHER CORP DEL (DHR) | 0.4% | 0.3% | −0.1 pts | −1.1M sh | −14% |
| Reduced | MARATHON OIL CORP (MRO) | 0.2% | 0.2% | −0.1 pts | −2.19M sh | −22% |
| Reduced | CHEVRON CORP NEW (CVX) | 1.4% | 1.2% | −0.2 pts | −679K sh | −4% |
| Increased | CONSOL ENERGY INC (CEIX) | 0.1% | 0.1% | 0.0 pts | +1.97M sh | +82% |
| Reduced | UNION PAC CORP (UNP) | 0.5% | 0.5% | 0.0 pts | −685K sh | −8% |
| Increased | ISHARES TR (IVV) | 0.1% | 0.2% | 0.0 pts | +367K sh | +29% |
| Reduced | AT&T INC (T) | 0.9% | 0.8% | 0.0 pts | −2.03M sh | −5% |
| Increased | LAS VEGAS SANDS CORP (LVS) | 0.1% | 0.1% | 0.0 pts | +1.09M sh | +41% |
| Reduced | HARTFORD FINL SVCS GROUP INC (HIG) | 0.1% | 0.1% | 0.0 pts | −1.79M sh | −28% |
| Reduced | VISA INC (V) | 0.6% | 0.6% | 0.0 pts | −299K sh | −6% |
| Reduced | LYONDELLBASELL INDUSTRIES N (LYB) | 0.3% | 0.3% | 0.0 pts | −584K sh | −13% |
| Increased | CANADIAN NAT RES LTD (CNQ) | 0.0% | 0.1% | 0.0 pts | +1.57M sh | +174% |
| Reduced | ISHARES (EMB) | 0.1% | 0.0% | 0.0 pts | −536K sh | −61% |
| Reduced | WELLS FARGO & CO NEW (WFC) | 1.2% | 1.2% | 0.0 pts | −1.12M sh | −3% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 1.1% | 1.1% | 0.0 pts | −899K sh | −3% |
| Increased | JOHNSON & JOHNSON (JNJ) | 1.4% | 1.4% | +0.1 pts | +508K sh | +2% |
| Reduced | LOWES COS INC (LOW) | 0.2% | 0.2% | 0.0 pts | −1.01M sh | −11% |
| Reduced | EXPRESS SCRIPTS HLDG CO (ESRX) | 0.3% | 0.2% | 0.0 pts | −723K sh | −11% |
| Reduced | CIMAREX ENERGY CO (XEC) | 0.1% | 0.1% | 0.0 pts | −403K sh | −29% |
| Reduced | DRESSER-RAND GROUP INC (DRC) | 0.0% | 0.0% | 0.0 pts | −615K sh | −94% |
| Reduced | NEWELL RUBBERMAID INC (NWL) | 0.1% | 0.1% | 0.0 pts | −1.43M sh | −20% |
| Increased | ACTIVISION BLIZZARD INC (ATVI) | 0.1% | 0.1% | 0.0 pts | +2.29M sh | +54% |
| Increased | COMCAST CORP NEW (CMCSA) | 0.6% | 0.6% | 0.0 pts | +853K sh | +5% |
| Reduced | TARGET CORP (TGT) | 0.2% | 0.2% | 0.0 pts | −719K sh | −14% |
| Reduced | 3M CO (MMM) | 0.5% | 0.4% | 0.0 pts | −316K sh | −6% |
The 50 largest of 2,653 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- CYTEC INDS INC (CYT): 85,736 shares as filed last quarter, 171K after adjustment → 162K now (prior share count adjusted for a stock split)
- 51JOB INC (JOBS): 13,695 shares as filed last quarter, 27,390 after adjustment → 26,190 now (prior share count adjusted for a stock split)
- CONTINENTAL RESOURCES INC (CLR): 245K shares as filed last quarter, 490K after adjustment → 502K now (prior share count adjusted for a stock split)
- ROCK-TENN CO (RKT): 311K shares as filed last quarter, 623K after adjustment → 484K now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- KITE RLTY GROUP TR (KRG): 49803T102 → 49803T300, 948K → 610K shares (share count changed with the identifier; not shown as a trade)
- NEWCASTLE INVT CORP NEW (NCT): 65105M108 → 65105M504, 125K → 41,044 shares (share count changed with the identifier; not shown as a trade)
- NORTHSTAR RLTY FIN CORP (NRF): 66704R100 → 66704R704, 370K → 188K shares (share count changed with the identifier; not shown as a trade)
- FIDELITY NATIONAL FINANCIAL (FNT): 31620R105 → 31620R303, 1.5M → 1.5M shares
Top 10 positions — 14.2% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 2.5% | 2.6% | |
| 2 | EXXON MOBIL CORP (XOM) | 1.9% | 1.8% | |
| 3 | MICROSOFT CORP (MSFT) | 1.6% | 1.7% | |
| 4 | JOHNSON & JOHNSON (JNJ) | 1.4% | 1.4% | |
| 5 | CHEVRON CORP NEW (CVX) | 1.4% | 1.2% | |
| 6 | WELLS FARGO & CO NEW (WFC) | 1.2% | 1.2% | |
| 7 | JPMORGAN CHASE & CO (JPM) | 1.1% | 1.1% | |
| 8 | PROCTER & GAMBLE CO (PG) | 1.0% | 1.1% | |
| 9 | PFIZER INC (PFE) | 1.1% | 1.0% | |
| 10 | GENERAL ELECTRIC CO (GE) | 1.1% | 1.0% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | SPDR S&P 500 ETF TR (SPY) | Put | 1.81M | 387K | $76.3M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Call | 1.7M | 2.86M | $564M |
| Exited | CANADIAN NAT RES LTD (CNQ) | Call | 641K | 0 | $0 |
| Exited | BANK OF AMERICA CORPORATION (BAC) | Call | 848K | 0 | $0 |
| Exited | CITIGROUP INC (C) | Call | 247K | 0 | $0 |
| Exited | HUMANA INC (HUM) | Call | 83,400 | 0 | $0 |
| Increased | PRUDENTIAL FINL INC (PRU) | Call | 136K | 218K | $19.2M |
| Reduced | CBS CORP NEW (CBS) | Call | 163K | 73,000 | $3.91M |
| Exited | AMERICAN INTL GROUP INC (AIG) | Call | 94,000 | 0 | $0 |
| Exited | TIME WARNER CABLE INC (TWC) | Put | 31,300 | 0 | $0 |
| Exited | ISHARES (EWJ) | Call | 351K | 0 | $0 |
| New | SELECT SECTOR SPDR TR (XLE) | Put | 0 | 46,200 | $4.19M |
| Increased | METLIFE INC (MET) | Call | 235K | 307K | $16.5M |
| Exited | KINDER MORGAN INC DEL (KMI) | Call | 87,500 | 0 | $0 |
| Exited | MICRON TECHNOLOGY INC (MU) | Put | 88,000 | 0 | $0 |
| Increased | ORACLE CORP (ORCL) | Call | 321K | 411K | $15.7M |
| Increased | MERCK & CO INC NEW (MRK) | Call | 493K | 525K | $31.1M |
| Exited | NEWMONT MINING CORP (NEM) | Put | 100K | 0 | $0 |
| Increased | BARCLAYS BK PLC (VXX) | Put | 23,000 | 92,600 | $2.89M |
| Exited | YAHOO INC (YHOO) | Put | 56,000 | 0 | $0 |
| New | ISHARES TR (EEM) | Put | 0 | 47,000 | $1.95M |
| New | ISHARES TR (EEM) | Call | 0 | 47,000 | $1.95M |
| New | SOUTHERN COPPER CORP (SCCO) | Put | 0 | 40,000 | $1.19M |
| Increased | MGM RESORTS INTERNATIONAL (MGM) | Put | 103K | 155K | $3.53M |
| Exited | JPMORGAN CHASE & CO (JPM) | Call | 11,500 | 0 | $0 |