BENJAMIN EDWARDS INC's Q3 2022 13F: 45 new positions, 49 exits
Form 13F-HR for the quarter ended Sep 30, 2022 · filed Oct 28, 2022 · 671 reported positions · accession 0001451623-22-000004
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | ISHARES TR (IEI) | 1.2% | — | −1.2 pts | −33,242 sh | −100% |
| Exited | SPDR INDEX SHS FDS (SPDW) | 1.0% | — | −1.0 pts | −121K sh | −100% |
| Reduced | PNM RES INC (PNM) | 1.1% | 0.0% | −1.1 pts | −76,151 sh | −100% |
| Increased | SPDR SER TR (SPTI) | 0.0% | 1.0% | +1.0 pts | +113K sh | +4746% |
| Increased | VANGUARD BD INDEX FDS (BSV) | 0.2% | 1.2% | +0.9 pts | +42,031 sh | +385% |
| Increased | SOUTHERN CO (SO) | 0.1% | 0.8% | +0.7 pts | +35,018 sh | +689% |
| Increased | VANGUARD SCOTTSDALE FDS (VGSH) | 1.1% | 1.6% | +0.5 pts | +26,147 sh | +40% |
| Reduced | ISHARES TR (IBTH) | 0.4% | 0.0% | −0.4 pts | −56,730 sh | −94% |
| Increased | ISHARES TR (IBTL) | 0.0% | 0.4% | +0.4 pts | +58,538 sh | +1611% |
| Increased | ISHARES TR (IBTK) | 0.7% | 1.0% | +0.3 pts | +57,054 sh | +49% |
| New | OTTER TAIL CORP (OTTR) | — | 0.3% | +0.3 pts | +16,090 sh | new |
| Increased | ISHARES TR (HYBB) | 0.9% | 1.1% | +0.2 pts | +19,438 sh | +29% |
| Increased | SCHWAB STRATEGIC TR (SCHR) | 0.4% | 0.7% | +0.2 pts | +16,519 sh | +57% |
| Increased | EXXON MOBIL CORP (XOM) | 0.8% | 1.0% | +0.2 pts | +7,418 sh | +25% |
| Increased | MICROSOFT CORP (MSFT) | 2.4% | 2.4% | 0.0 pts | +2,572 sh | +8% |
| Increased | ISHARES TR (IBDU) | 0.2% | 0.4% | +0.2 pts | +26,452 sh | +81% |
| Reduced | VERIZON COMMUNICATIONS INC (VZ) | 1.0% | 0.6% | −0.4 pts | −14,441 sh | −23% |
| Reduced | ISHARES GOLD TR (IAU) | 0.8% | 0.6% | −0.2 pts | −14,504 sh | −19% |
| Reduced | INVESCO ACTVELY MNGD ETC FD (PDBC) | 0.8% | 0.6% | −0.2 pts | −24,457 sh | −16% |
| Increased | NVIDIA CORPORATION (NVDA) | 1.1% | 1.0% | −0.1 pts | +3,178 sh | +13% |
| Reduced | BRISTOL-MYERS SQUIBB CO (BMY) | 0.2% | 0.1% | −0.1 pts | −5,231 sh | −60% |
| Increased | SPDR SER TR (SPYV) | 0.8% | 0.9% | +0.1 pts | +10,584 sh | +15% |
| New | JANUS DETROIT STR TR (JAAA) | — | 0.1% | +0.1 pts | +7,006 sh | new |
| Reduced | AVALONBAY CMNTYS INC (AVB) | 0.1% | 0.0% | −0.1 pts | −1,759 sh | −93% |
| Increased | BERRY GLOBAL GROUP INC (BERY) | 0.1% | 0.2% | +0.1 pts | +6,822 sh | +89% |
| Increased | ISHARES TR (IBDP) | 0.3% | 0.3% | +0.1 pts | +12,488 sh | +36% |
| Reduced | WD 40 CO (WDFC) | 0.1% | 0.0% | −0.1 pts | −1,469 sh | −99% |
| New | FOUR CORNERS PPTY TR INC (FCPT) | — | 0.1% | +0.1 pts | +11,799 sh | new |
| Reduced | ISHARES TR (ISTB) | 0.2% | 0.1% | −0.1 pts | −6,079 sh | −55% |
| Increased | APPLE INC (AAPL) | 2.9% | 3.0% | +0.2 pts | +1,909 sh | +3% |
| Increased | EOG RES INC (EOG) | 0.4% | 0.5% | +0.1 pts | +2,238 sh | +17% |
| Increased | JPMORGAN CHASE & CO (JPM) | 0.4% | 0.5% | 0.0 pts | +2,268 sh | +17% |
| Increased | AMAZON COM INC (AMZN) | 0.8% | 0.9% | +0.1 pts | +2,067 sh | +8% |
| Increased | WASTE MGMT INC DEL (WM) | 0.1% | 0.2% | +0.1 pts | +1,368 sh | +57% |
| Reduced | BAXTER INTL INC (BAX) | 0.1% | 0.0% | −0.1 pts | −4,044 sh | −76% |
| Increased | ABBOTT LABS (ABT) | 1.0% | 1.0% | 0.0 pts | +2,236 sh | +7% |
| New | GENERAC HLDGS INC (GNRC) | — | 0.1% | +0.1 pts | +1,150 sh | new |
| Increased | MASTERCARD INCORPORATED (MA) | 0.5% | 0.5% | 0.0 pts | +712 sh | +13% |
| Increased | ALPHABET INC (GOOGL) | 0.8% | 0.8% | 0.0 pts | +2,088 sh | +8% |
| Increased | MCKESSON CORP (MCK) | 0.1% | 0.1% | +0.1 pts | +587 sh | +79% |
| New | DUCKHORN PORTFOLIO INC (NAPA) | — | 0.1% | +0.1 pts | +13,763 sh | new |
| New | VANECK ETF TRUST (MOAT) | — | 0.1% | +0.1 pts | +3,118 sh | new |
| Reduced | ADVANCE AUTO PARTS INC (AAP) | 0.1% | 0.1% | −0.1 pts | −1,198 sh | −46% |
| Increased | COSTCO WHSL CORP NEW (COST) | 1.0% | 1.1% | +0.1 pts | +390 sh | +5% |
| New | AMERISOURCEBERGEN CORP (COR) | — | 0.1% | +0.1 pts | +1,357 sh | new |
| Increased | DOLLAR GEN CORP NEW (DG) | 1.0% | 1.1% | +0.1 pts | +760 sh | +5% |
| Increased | SPDR SER TR (SLYV) | 0.5% | 0.5% | 0.0 pts | +2,669 sh | +12% |
| Reduced | UNION PAC CORP (UNP) | 0.7% | 0.6% | −0.1 pts | −913 sh | −8% |
| Exited | HP INC (HPQ) | 0.1% | — | −0.1 pts | −5,305 sh | −100% |
| Increased | PEPSICO INC (PEP) | 0.9% | 0.9% | +0.1 pts | +1,043 sh | +6% |
The 50 largest of 655 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- GSK PLC (GSK): 37733W105 → 37733W204, 289 → 232 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 16.6% of the equity book
Changes in the top 10 this quarter: BSV entered · HYBB entered · ABBV left · IEI left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 2.9% | 3.0% | |
| 2 | MICROSOFT CORP (MSFT) | 2.4% | 2.4% | |
| 3 | NEXTERA ENERGY INC (NEE) | 1.7% | 1.8% | |
| 4 | VANGUARD SCOTTSDALE FDS (VGSH) | 1.1% | 1.6% | |
| 5 | WEC ENERGY GROUP INC (WEC) | 1.6% | 1.5% | |
| 6 | ACCENTURE PLC IRELAND (ACN) | 1.5% | 1.4% | |
| 7 | AMERICAN ELEC PWR CO INC (AEP) | 1.5% | 1.4% | |
| 8 | VANGUARD SCOTTSDALE FDS (VCSH) | 1.3% | 1.2% | |
| 9 | VANGUARD BD INDEX FDS (BSV) | 0.2% | 1.2% | Entered the top 10 |
| 10 | ISHARES TR (HYBB) | 0.9% | 1.1% | Entered the top 10 |
| — | ABBVIE INC (ABBV) | 1.2% | 1.1% | Left the top 10 |
| — | ISHARES TR (IEI) | 1.2% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).