B RILEY WEALTH ADVISORS INC
Q1 2024 Form 13-F
BOCA RATON, FLORIDA
CIK 0001464811
· CRD 115927
· SEC-registered investment adviser
$3.7B Reported Value Total
B. RILEY WEALTH ADVISORS, INC. reports 20,038 total accounts under management (AUM). There are 17,080 discretionary accounts valued at $6,359,675,614, and 2,958 non-discretionary accounts valued at $1,285,580,121.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
70 funds
· $1.2B gross asset value
Private Equity Fund: $1.1B · Hedge Fund: $53.6M
Source: Form ADV filed 2026-03-31
Reported value
$3.7B
Quarter over quarter
+8.7%
Holdings
1,445
Top-10 concentration
20.2%
Filing Structure
Reports holdings for
- GeoWealth Management LLC · File #028-16841 · Q1 2026 – Q1 2026 · declared by one filing
- ACR (not a 13F filer in our records) · Q2 2016 – Q3 2022 · declared by one filing
- Anchor Capital (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- AthenaInvest Advisor (not a 13F filer in our records) · Q2 2016 – Q3 2022 · declared by one filing
- Atlanta Capital (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Brandes (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Cambiar (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Chartwell (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Clark Capital Mgmt (not a 13F filer in our records) · Q3 2015 – Q3 2022 · declared by one filing
- Cohen & Steers (not a 13F filer in our records) · Q2 2016 – Q3 2022 · declared by one filing
- Congress Asset Management Company (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Dana Investment (not a 13F filer in our records) · Q3 2015 – Q3 2022 · declared by one filing
- Granite Invstmt Ptnr (not a 13F filer in our records) · Q2 2016 – Q3 2022 · declared by one filing
- Hahn Capital Management (not a 13F filer in our records) · Q2 2016 – Q3 2022 · declared by one filing
- Lazard (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Legg Mason (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Miller/Howard (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Navellier & Associates Inc. (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- S&P (not a 13F filer in our records) · Q2 2016 – Q3 2022 · declared by one filing
- Sparrow (not a 13F filer in our records) · Q3 2015 – Q3 2022 · declared by one filing
- Vanguard (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Zacks Investment Mgt (not a 13F filer in our records) · Q2 2015 – Q3 2022 · declared by one filing
- Astor (not a 13F filer in our records) · Q2 2015 – Q1 2019 · declared by one filing
- CLS Investments (not a 13F filer in our records) · Q2 2016 – Q1 2019 · declared by one filing
- Forward Uniplan Advisors (not a 13F filer in our records) · Q2 2015 – Q1 2019 · declared by one filing
- ICM (not a 13F filer in our records) · Q2 2016 – Q1 2019 · declared by one filing
- Invesco A.I. (not a 13F filer in our records) · Q2 2015 – Q1 2019 · declared by one filing
- Loomis (not a 13F filer in our records) · Q2 2016 – Q1 2019 · declared by one filing
- Manulife (not a 13F filer in our records) · Q3 2016 – Q1 2019 · declared by one filing
- PMC ETF Solutions (not a 13F filer in our records) · Q2 2016 – Q1 2019 · declared by one filing
- PMC Sigma Mutual Fund Solutions (not a 13F filer in our records) · Q2 2015 – Q1 2019 · declared by one filing
- Risk Paradigm Group (not a 13F filer in our records) · Q2 2015 – Q1 2019 · declared by one filing
- Symmetry Partners (not a 13F filer in our records) · Q2 2016 – Q1 2019 · declared by one filing
- AllianceBernstein (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Allianz (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Brinker Capital, Inc (not a 13F filer in our records) · Q2 2016 – Q2 2016 · declared by one filing
- Earnest Partners (not a 13F filer in our records) · Q3 2015 – Q2 2016 · declared by one filing
- Elaine F. Hahn (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Good Harbor Financial, LLC (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Graham & Dodd Fund LLC (not a 13F filer in our records) · Q3 2015 – Q2 2016 · declared by one filing
- Institute for Wealth Management LLC (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Kayne Anderson (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Main Management, LLC (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Mark Aburano-Meister (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- MFS (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Princeton Capital Management Inc (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Syntax Research, Inc (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- W.E. Donoghue (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- WHV (not a 13F filer in our records) · Q2 2015 – Q2 2016 · declared by one filing
- Ascentia Captial Partners LLC (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
- Concord (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
- Dreman Value Management LLC (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
- Howard Capital Management, Inc. (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
- Lindner Capital Advisors Inc. (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
- SFE Investment Counsel Inc. (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
- ThinkEquity/ Sanctuary Wealth Advisors LLC (not a 13F filer in our records) · Q2 2015 – Q2 2015 · declared by one filing
- Main Management, LLC (not a 13F filer in our records) · File #028-61113 · Q2 2013 – Q2 2013 · declared by one filing
Key People
Form ADV owners & control persons
Agoston Stephen Horvath
ADVISORY OPERATIONS MANAGER
Michael Anthony Mullen
CHIEF EXECUTIVE OFFICER
Daniel Ortega
CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q1 2024 13F record
Q1 2024 13F filing summary
| Period of report | March 31, 2024 |
|---|---|
| Filed | May 16, 2024 |
| Form | 13F-HR |
| Reported value | $3.7B |
| Positions | 1,445 |
| Change in reported value | -0.5% |
| New positions | 152 |
| Exited positions | 93 |
| Position turnover | 15.9% |
| Top-10 concentration | 20.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 13, 2026
|
997 | $2.6B |
|
Q2 2026 13F
Filed Jul 14, 2026
|
831 | $1.9B |
|
Q1 2026 13F
Filed Apr 27, 2026
|
803 | $1.6B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
934 | $2.2B |
|
Q3 2025 13F
Filed Oct 31, 2025
|
965 | $2.2B |
|
Q2 2025 13F
Filed Aug 19, 2025
|
955 | $2.1B |
|
Q1 2025 13F
Filed Aug 28, 2026
|
1,208 | $3.4B |
|
Q4 2024 13F
Filed Feb 25, 2025
|
1,136 | $3.1B |
|
Q3 2024 13F
Filed Dec 13, 2024
|
1,263 | $3.6B |
|
Q2 2024 13F
Filed Aug 19, 2024
|
1,379 | $3.9B |
|
Q1 2024 13F
Filed May 16, 2024
|
1,445 | $3.7B |
|
Q4 2023 13F
Filed Mar 15, 2024
|
1,386 | $3.7B |
|
Q3 2023 13F
Filed Dec 1, 2023
|
1,445 | $3.7B |
|
Q2 2023 13F
Filed Jul 27, 2023
|
1,537 | $4.5B |
|
Q1 2023 13F
Filed May 17, 2023
|
1,514 | $3.8B |
|
Q4 2022 13F
Filed Feb 21, 2023
|
1,493 | $3.6B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,447 | $3.3B |
|
Q2 2022 13F
Filed Aug 12, 2022
|
1,231 | $2.4B |
|
Q1 2022 13F
Filed May 2, 2022
|
1,379 | $3.1B |
|
Q4 2021 13F
Filed Jan 28, 2022
|
1,406 | $3.5B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $133.2M | 3.6% |
| 2 | IVV ISHARES TR | $114.2M | 3.09% |
| 3 | VUG VANGUARD INDEX FDS | $94.9M | 2.57% |
| 4 | MSFT MICROSOFT CORP | $92.0M | 2.49% |
| 5 | VTV VANGUARD INDEX FDS | $75.1M | 2.03% |
| 6 | AMZN AMAZON COM INC | $65.9M | 1.78% |
| 7 | NVDA NVIDIA CORPORATION | $62.8M | 1.7% |
| 8 | QQQ INVESCO QQQ TR | $43.3M | 1.17% |
| 9 | SPY SPDR S&P 500 ETF TR | $35.5M | 0.96% |
| 10 | XOM EXXON MOBIL CORP | $31.1M | 0.84% |
| 11 | HD HOME DEPOT INC | $29.7M | 0.8% |
| 12 | VOO VANGUARD INDEX FDS | $29.6M | 0.8% |
| 13 | META META PLATFORMS INC | $28.8M | 0.78% |
| 14 | UNH UNITEDHEALTH GROUP INC | $28.1M | 0.76% |
| 15 | GOOGL ALPHABET INC | $27.7M | 0.75% |
| 16 | IUSB ISHARES TR | $27.7M | 0.75% |
| 17 | BRK-B BERKSHIRE HATHAWAY INC DEL | $27.3M | 0.74% |
| 18 | GOOG ALPHABET INC | $27.0M | 0.73% |
| 19 | VCSH VANGUARD SCOTTSDALE FDS | $26.6M | 0.72% |
| 20 | VEA VANGUARD TAX-MANAGED FDS | $26.3M | 0.71% |
Values as reported on the Q1 2024 Form 13F. Every position is in the holdings table below.