AXA S A
Q3 2023 Form 13-F

PARIS, FRANCE
CIK 0000898427 · CRD 167667 · SEC-registered investment adviser
$28.5B Reported Value Total
SEC Registered Discretionary & Non-Discretionary
Private funds (Form ADV)
1 fund · $1.2M gross asset value
Other: $1.2M
Source: Form ADV filed 2021-03-31
Reported value
$28.5B
Quarter over quarter
-4.7%
Holdings
1,018
Top-10 concentration
23.4%

Filing Structure

Reports holdings for

  • Architas Asset Management Indonesia PT · File #028-23243 · Q1 2023 – Q1 2026
  • AXA INVESTMENT MANAGERS UK Ltd · File #028-18429 · Q4 2017 – Q2 2025
  • AXA Investment Managers Paris · File #028-18431 · Q4 2017 – Q2 2025
  • W Capital Management LLC · File #028-21566 · Q2 2024 – Q2 2025
  • AXA Real Estate Investment Managers SGP · File #028-20829 · Q4 2020 – Q2 2025
  • AXA Investment Managers US Inc. (not a 13F filer in our records) · File #028-22489 · Q1 2022 – Q2 2025
  • AXA ROSENBERG INVESTMENT MANAGEMENT LLC (not a 13F filer in our records) · File #028-10564 · Q2 2013 – Q4 2021
  • XL Innovate Fund, LP (not a 13F filer in our records) · File #028-20736 · Q4 2020 – Q4 2020
  • AXA ASSURANCES VIE MUTUELLE (not a 13F filer in our records) · File #028-03638 · Q2 2013 – Q3 2020
  • AXA ASSURANCES IARD MUTUELLE (not a 13F filer in our records) · File #028-10563 · Q2 2013 – Q3 2020
  • XL Group Investments Ltd (not a 13F filer in our records) · File #028-17910 · Q3 2018 – Q3 2020
  • Equitable Holdings Inc · File #028-19172 · Q4 2018 – Q4 2019 · declared by one filing
  • Equitable Investment Management Group LLC · File #028-14633 · Q2 2013 – Q4 2019 · declared by one filing
  • AXA FINANCIAL INC · File #028-03344 · Q2 2013 – Q3 2018
  • AXA LIFE LTD. (not a 13F filer in our records) · File #028-11360 · Q2 2013 – Q2 2014 · declared by one filing
  • AXA INSURANCE LTD. (not a 13F filer in our records) · File #028-11359 · Q2 2013 – Q2 2014 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
Laurent Emmanuel Lavergne
DIRECTOR/CHAIRMAN
Frank Steven Linneen
HEAD OF US COMMERCIAL REAL ESTATE DEBT
Stephen Davis Mccarthy
HEAD OF NORTH AMERICA REAL ASSETS & DIRECTOR
Q2 2023
Q4 2023
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2023 13F filing summary

Period of report September 30, 2023
Filed November 14, 2023
Form 13F-HR
Reported value $28.5B
Positions 1,018
Change in reported value -5.5%
New positions 112
Exited positions 131
Position turnover 21.2%
Top-10 concentration 23.4%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 46 $91.9M
Q1 2026 13F
Filed May 15, 2026
 74 $256.4M
Q4 2025 13F
Filed Feb 13, 2026
 73 $211.4M
Q3 2025 13F
Filed Nov 14, 2025
 61 $199.4M
Q2 2025 13F
Filed Aug 14, 2025
 1,077 $34.8B
Q1 2025 13F
Filed May 15, 2025
 1,014 $30.4B
Q4 2024 13F
Filed Feb 14, 2025
 1,027 $32.9B
Q3 2024 13F
Filed Nov 14, 2024
 1,053 $33.8B
Q2 2024 13F
Filed Aug 14, 2024
 1,019 $33.6B
Q1 2024 13F
Filed May 15, 2024
 1,018 $33.4B
Q4 2023 13F
Filed Feb 14, 2024
 1,021 $31.0B
Q3 2023 13F
Filed Nov 14, 2023
 1,018 $28.5B
Q2 2023 13F
Filed Aug 14, 2023
 1,037 $30.1B
Q1 2023 13F
Filed May 15, 2023
 1,055 $29.1B
Q4 2022 13F
Filed Feb 14, 2023
 1,082 $27.7B
Q3 2022 13F
Filed Nov 14, 2022
 1,083 $25.4B
Q2 2022 13F
Filed Aug 15, 2022
 1,060 $27.0B
Q1 2022 13F
Filed May 13, 2022
 1,134 $35.2B
Q4 2021 13F
Filed Feb 14, 2022
 1,116 $39.1B
Q3 2021 13F
Filed Nov 15, 2021
 1,186 $35.6B

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2023

# Holding Reported value % of portfolio
1 AAPL APPLE INC $1.4B 5.06%
2 MSFT MICROSOFT CORP $1.3B 4.68%
3 AMZN AMAZON COM INC $758.8M 2.67%
4 NVDA NVIDIA CORPORATION $609.8M 2.14%
5 GOOG ALPHABET INC $543.6M 1.91%
6 GOOGL ALPHABET INC $497.7M 1.75%
7 V VISA INC $425.7M 1.5%
8 UNH UNITEDHEALTH GROUP INC $408.2M 1.43%
9 TMO THERMO FISHER SCIENTIFIC INC $332.0M 1.17%
10 ISRG INTUITIVE SURGICAL INC $313.9M 1.1%
11 TSLA TESLA INC $312.9M 1.1%
12 STLA STELLANTIS N.V $298.3M 1.05%
13 CDNS CADENCE DESIGN SYSTEM INC $275.4M 0.97%
14 COST COSTCO WHSL CORP NEW $264.8M 0.93%
15 QCOM QUALCOMM INC $260.0M 0.91%
16 LLY ELI LILLY & CO $254.6M 0.89%
17 ADBE ADOBE INC $243.5M 0.86%
18 NOW SERVICENOW INC $233.9M 0.82%
19 PLD PROLOGIS INC. $230.0M 0.81%
20 CRM SALESFORCE INC $226.5M 0.8%

Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.

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