AUA CAPITAL MANAGEMENT LLC's Q3 2024 13F: 5 new positions, 2 exits
Form 13F-HR for the quarter ended Sep 30, 2024 · filed Oct 16, 2024 · 82 reported positions · accession 0001085146-24-004935
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | SPDR S&P 500 ETF TR (SPY) | 28.1% | 27.3% | −0.9 pts | −3,735 sh | −4% |
| Increased | ISHARES TR (AGG) | 1.0% | 1.5% | +0.6 pts | +9,575 sh | +57% |
| Reduced | ISHARES TR (MUB) | 3.7% | 3.4% | −0.4 pts | −4,584 sh | −8% |
| New | PAYPAL HLDGS INC (PYPL) | — | 0.1% | +0.1 pts | +3,068 sh | new |
| Exited | HONEYWELL INTL INC (HON) | 0.1% | — | −0.1 pts | −1,003 sh | −100% |
| New | RTX CORPORATION (RTX) | — | 0.1% | +0.1 pts | +1,800 sh | new |
| Exited | VANGUARD INDEX FDS (VB) | 0.1% | — | −0.1 pts | −921 sh | −100% |
| New | SELECT SECTOR SPDR TR (XLF) | — | 0.1% | +0.1 pts | +4,596 sh | new |
| New | BECTON DICKINSON & CO (BDX) | — | 0.1% | +0.1 pts | +850 sh | new |
| New | COCA COLA CO (KO) | — | 0.1% | +0.1 pts | +2,802 sh | new |
| Reduced | ISHARES TR (EFA) | 5.4% | 5.5% | 0.0 pts | −2,237 sh | −2% |
| Reduced | MICROSOFT CORP (MSFT) | 2.2% | 2.0% | −0.2 pts | −185 sh | −2% |
| Reduced | APPLE INC (AAPL) | 4.7% | 5.0% | +0.3 pts | −269 sh | −1% |
| Increased | ISHARES TR (SHY) | 2.6% | 2.6% | 0.0 pts | +711 sh | +1% |
| Reduced | VANGUARD TAX-MANAGED FDS (VEA) | 1.2% | 1.2% | 0.0 pts | −950 sh | −2% |
| Reduced | META PLATFORMS INC (META) | 1.9% | 2.1% | +0.2 pts | −70 sh | −1% |
| Reduced | ALPHABET INC (GOOGL) | 0.6% | 0.5% | −0.1 pts | −210 sh | −4% |
| Reduced | AMAZON COM INC (AMZN) | 4.1% | 3.8% | −0.3 pts | −173 sh | 0% |
| Reduced | VANGUARD SCOTTSDALE FDS (VCSH) | 1.3% | 1.3% | 0.0 pts | −349 sh | −1% |
| Reduced | ISHARES TR (SUB) | 4.3% | 4.2% | −0.1 pts | −241 sh | 0% |
| Reduced | VANGUARD INDEX FDS (VTV) | 2.1% | 2.1% | +0.1 pts | −137 sh | −1% |
| Reduced | UNITEDHEALTH GROUP INC (UNH) | 0.1% | 0.1% | 0.0 pts | −40 sh | −10% |
| Reduced | VANGUARD INTL EQUITY INDEX F (VWO) | 0.2% | 0.2% | 0.0 pts | −473 sh | −5% |
| Reduced | VANGUARD INDEX FDS (VUG) | 0.9% | 0.8% | 0.0 pts | −58 sh | −2% |
| Reduced | VANGUARD WHITEHALL FDS (VYM) | 0.3% | 0.3% | 0.0 pts | −169 sh | −5% |
| Reduced | JPMORGAN CHASE & CO. (JPM) | 0.6% | 0.6% | 0.0 pts | −102 sh | −2% |
| Reduced | VANGUARD BD INDEX FDS (BSV) | 1.6% | 1.6% | 0.0 pts | −271 sh | −1% |
| Reduced | MASTERCARD INCORPORATED (MA) | 1.1% | 1.2% | +0.1 pts | −42 sh | −1% |
| Reduced | ABBVIE INC (ABBV) | 0.3% | 0.3% | 0.0 pts | −104 sh | −4% |
| Reduced | VANGUARD SCOTTSDALE FDS (VCIT) | 0.7% | 0.7% | 0.0 pts | −242 sh | −2% |
| Reduced | SPDR GOLD TR (GLD) | 0.9% | 1.0% | +0.1 pts | −80 sh | −1% |
| Reduced | COSTCO WHSL CORP NEW (COST) | 0.4% | 0.4% | 0.0 pts | −18 sh | −2% |
| Reduced | ISHARES TR (IJR) | 1.3% | 1.3% | +0.1 pts | −122 sh | −1% |
| Reduced | EATON CORP PLC (ETN) | 0.4% | 0.4% | 0.0 pts | −43 sh | −2% |
| Reduced | ISHARES TR (IWM) | 2.1% | 2.2% | +0.1 pts | −64 sh | 0% |
| Reduced | AMERIPRISE FINL INC (AMP) | 0.2% | 0.2% | 0.0 pts | −27 sh | −4% |
| Reduced | VANGUARD INDEX FDS (VXF) | 0.8% | 0.8% | 0.0 pts | −55 sh | −1% |
| Reduced | HOME DEPOT INC (HD) | 0.5% | 0.5% | +0.1 pts | −23 sh | −1% |
| Reduced | VALERO ENERGY CORP (VLO) | 0.2% | 0.2% | 0.0 pts | −67 sh | −3% |
| Reduced | CHEVRON CORP NEW (CVX) | 0.3% | 0.2% | 0.0 pts | −60 sh | −2% |
| Reduced | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.4% | 0.4% | 0.0 pts | −19 sh | −1% |
| Reduced | DANAHER CORPORATION (DHR) | 0.2% | 0.2% | 0.0 pts | −31 sh | −3% |
| Reduced | VANGUARD SPECIALIZED FUNDS (VIG) | 0.7% | 0.8% | 0.0 pts | −43 sh | −1% |
| Reduced | PROCTER AND GAMBLE CO (PG) | 0.2% | 0.2% | 0.0 pts | −45 sh | −2% |
| Reduced | ALPHABET INC (GOOG) | 1.7% | 1.5% | −0.2 pts | −42 sh | 0% |
| Reduced | ALTRIA GROUP INC (MO) | 2.5% | 2.7% | +0.2 pts | −120 sh | 0% |
| Reduced | VANGUARD BD INDEX FDS (BND) | 0.5% | 0.5% | 0.0 pts | −56 sh | −1% |
| Reduced | CATERPILLAR INC (CAT) | 0.2% | 0.3% | 0.0 pts | −10 sh | −1% |
| Increased | JOHNSON & JOHNSON (JNJ) | 0.2% | 0.2% | 0.0 pts | +24 sh | +1% |
| Reduced | WALMART INC (WMT) | 0.3% | 0.3% | 0.0 pts | −48 sh | −1% |
The 50 largest of 64 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 59.6% of the equity book
Changes in the top 10 this quarter: IWM entered · MSFT left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR (SPY) | 28.1% | 27.3% | |
| 2 | ISHARES TR (EFA) | 5.4% | 5.5% | |
| 3 | APPLE INC (AAPL) | 4.7% | 5.0% | |
| 4 | ISHARES TR (SUB) | 4.3% | 4.2% | |
| 5 | AMAZON COM INC (AMZN) | 4.1% | 3.8% | |
| 6 | ISHARES TR (MUB) | 3.7% | 3.4% | |
| 7 | SPDR SER TR (SHM) | 3.1% | 3.0% | |
| 8 | ALTRIA GROUP INC (MO) | 2.5% | 2.7% | |
| 9 | ISHARES TR (SHY) | 2.6% | 2.6% | |
| 10 | ISHARES TR (IWM) | 2.1% | 2.2% | Entered the top 10 |
| — | MICROSOFT CORP (MSFT) | 2.2% | 2.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).