ASSETMARK INC
Q3 2022 Form 13-F

CONCORD, CALIFORNIA
CIK 0001344551 · CRD 109018 · SEC-registered investment adviser
Holdings reported by Bay Harbor Wealth Management LLC since Q4 2025 , NOVEM GROUP since Q4 2024 , RICHARDSON FINANCIAL SERVICES INC since Q4 2024
Consolidated report · includes 1 manager since Q3 2013
$21.4B Reported Value Total

ASSETMARK, INC. reports 301,043 total accounts under management (AUM). There are 300,882 discretionary accounts valued at $58,740,151,122, and 161 non-discretionary accounts valued at $1,376,169,125.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Source: Form ADV filed 2026-09-14
Reported value
$21.4B
Quarter over quarter
-5.2%
Holdings
1,417
Top-10 concentration
31.5%

Filing Structure

Reports holdings for

  • MILESTONE ASSET MANAGEMENT LLC · File #028-22816 · Q3 2025 – Q1 2026 · declared by one filing
  • Old North State Wealth Management LLC · File #028-24402 · Q2 2024 – Q1 2026 · declared by one filing
  • BCO Wealth Management LLC · File #028-24942 · Q4 2024 – Q2 2025 · declared by one filing
  • Brophy Wealth Management, LLC (not a 13F filer in our records) · File #028-24500 · Q3 2024 – Q1 2025 · declared by one filing
  • WAYSTONE ADVISORS LLC · File #028-24916 · Q4 2024 – Q4 2024 · declared by one filing
  • AssetMark Financial, Inc. (not a 13F filer in our records) · File #028-15637 · Q3 2013 – Q2 2020
  • AqGen Liberty Holdings, LLC (not a 13F filer in our records) · File #028-15638 · Q3 2013 – Q3 2016

Holdings reported by

Key People

Form ADV owners & control persons
Ted Fyke Angus
GENERAL COUNSEL
Gaurav Auditya
EVP, HEAD OF CLIENT OPERATIONS
Carrie Ellen Hansen
CHIEF OPERATING OFFICER & DIRECTOR
Q2 2022
Q4 2022
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Q3 2022 13F filing summary

Period of report September 30, 2022
Filed November 01, 2022
Form 13F-HR
Reported value $21.4B
Positions 1,417
Change in reported value -4.1%
New positions 108
Exited positions 118
Position turnover 14.7%
Top-10 concentration 31.5%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Oct 21, 2026
 3,772 $59.5B
Q2 2026 13F
Filed Jul 30, 2026
 3,555 $58.2B
Q1 2026 13F
Filed May 6, 2026
 3,440 $49.0B
Q4 2025 13F
Filed Jan 23, 2026
 3,369 $49.0B
Q3 2025 13F
Filed Nov 6, 2025
 3,179 $46.6B
Q2 2025 13F
Filed Aug 4, 2025
 2,999 $42.4B
Q1 2025 13F
Filed May 6, 2025
 2,619 $36.4B
Q4 2024 13F
Filed Feb 6, 2025
 2,590 $36.8B
Q3 2024 13F
Filed Nov 1, 2024
 2,250 $34.9B
Q2 2024 13F
Filed Aug 13, 2024
 2,095 $32.3B
Q1 2024 13F
Filed May 7, 2024
 1,930 $30.8B
Q4 2023 13F
Filed Feb 9, 2024
 1,834 $27.7B
Q3 2023 13F
Filed Oct 27, 2023
 1,739 $25.0B
Q2 2023 13F
Filed Aug 11, 2023
 1,557 $25.5B
Q1 2023 13F
Filed May 5, 2023
 1,579 $24.2B
Q4 2022 13F
Filed Feb 10, 2023
 1,587 $23.1B
Q3 2022 13F
Filed Nov 1, 2022
 1,417 $21.4B
Q2 2022 13F
Filed Aug 3, 2022
 1,398 $22.3B
Q1 2022 13F
Filed May 13, 2022
 1,456 $23.9B
Q4 2021 13F
Filed Feb 14, 2022
 1,404 $24.3B

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2022

# Holding Reported value % of portfolio
1 MGK VANGUARD WORLD FD $1.0B 4.87%
2 SHY ISHARES TR $998.4M 4.67%
3 VOO VANGUARD INDEX FDS $992.2M 4.64%
4 MGV VANGUARD WORLD FD $978.6M 4.58%
5 BIL SPDR SER TR $828.9M 3.88%
6 VBR VANGUARD INDEX FDS $429.3M 2.01%
7 VMBS VANGUARD SCOTTSDALE FDS $400.4M 1.87%
8 IGSB ISHARES TR $388.7M 1.82%
9 IEFA ISHARES TR $362.8M 1.7%
10 IEMG ISHARES INC $323.4M 1.51%
11 VOE VANGUARD INDEX FDS $306.8M 1.43%
12 GOVT ISHARES TR $296.2M 1.39%
13 LQD ISHARES TR $293.0M 1.37%
14 VOT VANGUARD INDEX FDS $290.0M 1.36%
15 SHV ISHARES TR $280.6M 1.31%
16 TLT ISHARES TR $251.3M 1.18%
17 SHYG ISHARES TR $247.8M 1.16%
18 IGIB ISHARES TR $245.7M 1.15%
19 MSFT MICROSOFT CORP $234.9M 1.1%
20 IEF ISHARES TR $223.7M 1.05%

Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.

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