ASSETMARK INC's Q4 2021 13F: 211 new positions, 109 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 14, 2022 · 1404 reported positions · accession 0001344551-22-000003
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | ISHARES TR 1 3 YR TREAS BD (SHY) | 0.5% | 1.9% | +1.3 pts | +3.97M sh | +289% |
| Increased | ISHARES TR ISHS 1-5YR INVS (IGSB) | 0.0% | 0.7% | +0.7 pts | +3.37M sh | +75404% |
| Reduced | ISHARES TR JPMORGAN USD EMG (EMB) | 1.0% | 0.3% | −0.7 pts | −1.26M sh | −62% |
| Reduced | SPDR SER TR BLOOMBERG CONV (CWB) | 0.6% | 0.0% | −0.6 pts | −1.6M sh | −100% |
| Increased | CVS HEALTH CORP COM (CVS) | 0.2% | 0.7% | +0.5 pts | +1.2M sh | +226% |
| Reduced | SPDR SER TR PORTFOLIO SH TSR (SPTS) | 1.1% | 0.5% | −0.6 pts | −3.68M sh | −46% |
| Reduced | ISHARES TR FLTG RATE NT ETF (FLOT) | 0.7% | 0.2% | −0.5 pts | −2.17M sh | −68% |
| Reduced | PROSHARES TR PSHS ULT S&P 500 (SSO) | 0.4% | 0.0% | −0.4 pts | −753K sh | −100% |
| Reduced | ISHARES TR US HOME CONS ETF (ITB) | 0.4% | 0.0% | −0.4 pts | −1.26M sh | −100% |
| Reduced | UNITEDHEALTH GROUP INC COM (UNH) | 0.4% | 0.0% | −0.4 pts | −205K sh | −96% |
| Increased | SPDR SER TR BLOOMBERG 1-3 MO (BIL) | 0.2% | 0.6% | +0.4 pts | +1.11M sh | +215% |
| Increased | VANGUARD INTL EQUITY INDEX F ALLWRLD EX US (VEU) | 0.2% | 0.6% | +0.4 pts | +1.59M sh | +194% |
| Reduced | ISHARES TR RESIDENTIAL MULT (REZ) | 0.7% | 0.3% | −0.4 pts | −987K sh | −56% |
| Increased | ISHARES TR BARCLAYS 7 10 YR (IEF) | 0.6% | 0.9% | +0.3 pts | +828K sh | +74% |
| Increased | ISHARES TR ISHARES SEMICDTR (SOXX) | 0.0% | 0.4% | +0.4 pts | +172K sh | +74804% |
| Reduced | ISHARES TR S&P MC 400VL ETF (IJJ) | 0.4% | 0.0% | −0.4 pts | −835K sh | −100% |
| Increased | VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF (VGK) | 0.0% | 0.4% | +0.4 pts | +1.36M sh | +78157% |
| New | SPDR SER TR S&P CAP MKTS (KCE) | — | 0.4% | +0.4 pts | +888K sh | new |
| Reduced | SPDR SER TR PRTFLO S&P500 VL (SPYV) | 0.4% | 0.0% | −0.4 pts | −2.19M sh | −100% |
| Increased | ISHARES TR INTRM GOV CR ETF (GVI) | 0.0% | 0.4% | +0.4 pts | +791K sh | +5521% |
| Increased | CAPITAL ONE FINL CORP COM (COF) | 0.0% | 0.4% | +0.3 pts | +572K sh | +3329% |
| Reduced | ISHARES TR USD INV GRDE ETF (USIG) | 0.8% | 0.4% | −0.4 pts | −1.39M sh | −45% |
| Reduced | SPDR SER TR COMP SOFTWARE (XSW) | 0.4% | 0.0% | −0.4 pts | −497K sh | −100% |
| Reduced | ELECTRONIC ARTS INC COM (EA) | 0.4% | 0.0% | −0.4 pts | −600K sh | −90% |
| Increased | CHUBB LIMITED COM (CB) | 0.0% | 0.3% | +0.3 pts | +381K sh | +10608% |
| Reduced | NEWMONT CORP COM (NEM) | 0.3% | 0.0% | −0.3 pts | −1.19M sh | −100% |
| Increased | VANGUARD WORLD FD MEGA CAP VAL ETF (MGV) | 3.6% | 3.9% | +0.3 pts | +665K sh | +8% |
| Increased | VANGUARD WORLD FD MEGA GRWTH IND (MGK) | 5.0% | 5.3% | +0.4 pts | +266K sh | +6% |
| Increased | QUEST DIAGNOSTICS INC COM (DGX) | 0.0% | 0.3% | +0.3 pts | +399K sh | +9966% |
| Reduced | SPDR SER TR PORTFOLIO S&P500 (SPYM) | 1.3% | 1.1% | −0.2 pts | −1.07M sh | −19% |
| Increased | ISHARES INC CORE MSCI EMKT (IEMG) | 1.7% | 1.8% | +0.1 pts | +985K sh | +16% |
| Reduced | ISHARES TR 3 7 YR TREAS BD (IEI) | 1.6% | 1.2% | −0.4 pts | −450K sh | −17% |
| Reduced | APPLE INC COM (AAPL) | 1.0% | 1.0% | −0.1 pts | −312K sh | −19% |
| Increased | HARTFORD FINL SVCS GROUP INC COM (HIG) | 0.0% | 0.2% | +0.2 pts | +746K sh | +18365% |
| Increased | ROBERT HALF INTL INC COM (RHI) | 0.0% | 0.2% | +0.2 pts | +441K sh | +5288% |
| Reduced | D R HORTON INC COM (DHI) | 0.2% | 0.0% | −0.2 pts | −447K sh | −98% |
| Increased | ISHARES TR IBOXX INV CP ETF (LQD) | 2.5% | 2.5% | 0.0 pts | +364K sh | +9% |
| Reduced | PUBLIC SVC ENTERPRISE GRP IN COM (PEG) | 0.3% | 0.2% | −0.2 pts | −717K sh | −56% |
| Reduced | SYNCHRONY FINANCIAL COM (SYF) | 0.2% | 0.0% | −0.2 pts | −1.03M sh | −99% |
| Reduced | SPDR INDEX SHS FDS S&P CHINA ETF (GXC) | 0.3% | 0.0% | −0.2 pts | −458K sh | −90% |
| Increased | TYSON FOODS INC CL A (TSN) | 0.2% | 0.4% | +0.2 pts | +514K sh | +82% |
| Increased | CONOCOPHILLIPS COM (COP) | 0.0% | 0.2% | +0.2 pts | +600K sh | +2920% |
| Increased | GILEAD SCIENCES INC COM (GILD) | 0.0% | 0.2% | +0.2 pts | +589K sh | +9381% |
| Increased | SPDR SER TR BLOOMBERG HIGH Y (JNK) | 1.3% | 1.3% | +0.1 pts | +388K sh | +15% |
| Increased | PFIZER INC COM (PFE) | 0.5% | 0.8% | +0.3 pts | +699K sh | +28% |
| Increased | DEVON ENERGY CORP NEW COM (DVN) | 0.0% | 0.2% | +0.2 pts | +933K sh | +51630% |
| Reduced | CHEVRON CORP NEW COM (CVX) | 0.2% | 0.0% | −0.2 pts | −334K sh | −98% |
| Increased | VANGUARD INDEX FDS SM CP VAL ETF (VBR) | 1.9% | 2.0% | +0.1 pts | +209K sh | +8% |
| Increased | ALPHABET INC CAP STK CL A (GOOGL) | 0.7% | 0.8% | +0.1 pts | +12,838 sh | +23% |
| Reduced | COOPER COS INC COM NEW (COO) | 0.2% | 0.1% | −0.2 pts | −81,336 sh | −69% |
The 50 largest of 1,357 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- CADENCE BANK COM (CADE): 12739A100 → 12740C103, 714 → 498 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 28.9% of the equity book
Changes in the top 10 this quarter: SHY entered · IEI left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS S&P 500 ETF SHS (VOO) | 5.6% | 5.6% | |
| 2 | VANGUARD WORLD FD MEGA GRWTH IND (MGK) | 5.0% | 5.3% | |
| 3 | VANGUARD WORLD FD MEGA CAP VAL ETF (MGV) | 3.6% | 3.9% | |
| 4 | ISHARES TR IBOXX INV CP ETF (LQD) | 2.5% | 2.5% | |
| 5 | ISHARES TR CORE MSCI EAFE (IEFA) | 2.2% | 2.1% | |
| 6 | ISHARES TR 20 YR TR BD ETF (TLT) | 2.1% | 2.0% | |
| 7 | VANGUARD INDEX FDS SM CP VAL ETF (VBR) | 1.9% | 2.0% | |
| 8 | ISHARES TR 1 3 YR TREAS BD (SHY) | 0.5% | 1.9% | Entered the top 10 |
| 9 | ISHARES INC CORE MSCI EMKT (IEMG) | 1.7% | 1.8% | |
| 10 | ISHARES TR IBOXX HI YD ETF (HYG) | 1.8% | 1.8% | |
| — | ISHARES TR 3 7 YR TREAS BD (IEI) | 1.6% | 1.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).