ASSET PLANNING CORPORATION
Q4 2023 Form 13-F
KNOXVILLE, TENNESSEE
CIK 0000007773
· CRD 7890
· Institutional investment manager
$129.5M Reported Value Total
ASSET PLANNING CORPORATION reports 899 total accounts under management (AUM). There are 894 discretionary accounts valued at $366,495,524, and 5 non-discretionary accounts valued at $5,059,375.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.Reported value
$129.5M
Quarter over quarter
+8.0%
Holdings
41
Top-10 concentration
74.7%
Key People
Form ADV owners & control persons
Joseph Ottaviano
PRESIDENT
Carol Ottaviano
CORPORATE SECRETARY
Suzanne Waddell Hornick
CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING
Filing Navigation
13F Metrics
Loading 13F Metrics
Q4 2023 13F record
Q4 2023 13F filing summary
| Period of report | December 31, 2023 |
|---|---|
| Filed | January 18, 2024 |
| Form | 13F-HR |
| Reported value | $129.5M |
| Positions | 41 |
| Change in reported value | -0.4% |
| New positions | 2 |
| Exited positions | 2 |
| Position turnover | 9.3% |
| Top-10 concentration | 74.7% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2025 13F
Filed Nov 6, 2025
|
48 | $210.8M |
|
Q2 2025 13F
Filed Jul 23, 2025
|
43 | $187.9M |
|
Q1 2025 13F
Filed May 12, 2025
|
43 | $169.7M |
|
Q4 2024 13F
Filed Jan 24, 2025
|
42 | $159.7M |
|
Q3 2024 13F
Filed Oct 21, 2024
|
45 | $153.2M |
|
Q2 2024 13F
Filed Jul 31, 2024
|
39 | $133.7M |
|
Q1 2024 13F
Filed Apr 29, 2024
|
41 | $137.0M |
|
Q4 2023 13F
Filed Jan 18, 2024
|
41 | $129.5M |
|
Q3 2023 13F
Filed Oct 16, 2023
|
41 | $130.0M |
|
Q2 2023 13F
Filed Jul 12, 2023
|
41 | $131.5M |
|
Q1 2023 13F
Filed Apr 14, 2023
|
37 | $124.5M |
|
Q4 2022 13F
Filed Jan 27, 2023
|
38 | $120.1M |
|
Q3 2022 13F
Filed Oct 31, 2022
|
34 | $106.9M |
|
Q2 2022 13F
Filed Jul 27, 2022
|
34 | $115.1M |
|
Q1 2022 13F
Filed May 13, 2022
|
34 | $114.5M |
|
Q4 2021 13F
Filed Feb 8, 2022
|
35 | $116.9M |
|
Q3 2021 13F
Filed Nov 16, 2021
|
31 | $108.0M |
|
Q2 2021 13F
Filed Aug 16, 2021
|
31 | $102.7M |
|
Q1 2021 13F
Filed May 17, 2021
|
29 | $96.1M |
|
Q4 2020 13F
Filed Feb 16, 2021
|
68 | $100.8M |
Top 20 holdings · Q4 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VEA VANGUARD TAX-MANAGED FDS | $14.9M | 11.54% |
| 2 | DFNM DIMENSIONAL ETF TRUST | $12.0M | 9.26% |
| 3 | VB VANGUARD INDEX FDS | $10.6M | 8.19% |
| 4 | BRK-B BERKSHIRE HATHAWAY INC DEL | $10.4M | 8.05% |
| 5 | VHT VANGUARD WORLD FDS | $8.8M | 6.78% |
| 6 | VIOV VANGUARD ADMIRAL FDS INC | $8.8M | 6.77% |
| 7 | VTV VANGUARD INDEX FDS | $8.3M | 6.41% |
| 8 | DFCF DIMENSIONAL ETF TRUST | $8.0M | 6.14% |
| 9 | DFAR DIMENSIONAL ETF TRUST | $7.7M | 5.92% |
| 10 | SCHD SCHWAB STRATEGIC TR | $7.3M | 5.64% |
| 11 | VOO VANGUARD INDEX FDS | $5.6M | 4.36% |
| 12 | IVV ISHARES TR | $3.9M | 3.01% |
| 13 | EFA ISHARES TR | $3.6M | 2.78% |
| 14 | O REALTY INCOME CORP | $1.9M | 1.47% |
| 15 | DFUV DIMENSIONAL ETF TRUST | $1.6M | 1.26% |
| 16 | FNDX SCHWAB STRATEGIC TR | $1.6M | 1.24% |
| 17 | VTI VANGUARD INDEX FDS | $1.5M | 1.15% |
| 18 | MSFT MICROSOFT CORP | $1.3M | 0.99% |
| 19 | SLYV SPDR SER TR | $1.2M | 0.94% |
| 20 | AAPL APPLE INC | $1.2M | 0.91% |
Values as reported on the Q4 2023 Form 13F. Every position is in the holdings table below.