ASSET PLANNING CORPORATION
Q3 2023 Form 13-F
KNOXVILLE, TENNESSEE
CIK 0000007773
· CRD 7890
· Institutional investment manager
$130.0M Reported Value Total
ASSET PLANNING CORPORATION reports 869 total accounts under management (AUM). There are 863 discretionary accounts valued at $309,938,729, and 6 non-discretionary accounts valued at $8,886,839.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.Reported value
$130.0M
Quarter over quarter
-3.4%
Holdings
41
Top-10 concentration
69.9%
Key People
Form ADV owners & control persons
Joseph Ottaviano
PRESIDENT
Carol Ottaviano
CORPORATE SECRETARY
Suzanne Waddell Hornick
CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | October 16, 2023 |
| Form | 13F-HR |
| Reported value | $130.0M |
| Positions | 41 |
| Change in reported value | -1.2% |
| New positions | 1 |
| Exited positions | 1 |
| Position turnover | 4.8% |
| Top-10 concentration | 69.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2025 13F
Filed Nov 6, 2025
|
48 | $210.8M |
|
Q2 2025 13F
Filed Jul 23, 2025
|
43 | $187.9M |
|
Q1 2025 13F
Filed May 12, 2025
|
43 | $169.7M |
|
Q4 2024 13F
Filed Jan 24, 2025
|
42 | $159.7M |
|
Q3 2024 13F
Filed Oct 21, 2024
|
45 | $153.2M |
|
Q2 2024 13F
Filed Jul 31, 2024
|
39 | $133.7M |
|
Q1 2024 13F
Filed Apr 29, 2024
|
41 | $137.0M |
|
Q4 2023 13F
Filed Jan 18, 2024
|
41 | $129.5M |
|
Q3 2023 13F
Filed Oct 16, 2023
|
41 | $130.0M |
|
Q2 2023 13F
Filed Jul 12, 2023
|
41 | $131.5M |
|
Q1 2023 13F
Filed Apr 14, 2023
|
37 | $124.5M |
|
Q4 2022 13F
Filed Jan 27, 2023
|
38 | $120.1M |
|
Q3 2022 13F
Filed Oct 31, 2022
|
34 | $106.9M |
|
Q2 2022 13F
Filed Jul 27, 2022
|
34 | $115.1M |
|
Q1 2022 13F
Filed May 13, 2022
|
34 | $114.5M |
|
Q4 2021 13F
Filed Feb 8, 2022
|
35 | $116.9M |
|
Q3 2021 13F
Filed Nov 16, 2021
|
31 | $108.0M |
|
Q2 2021 13F
Filed Aug 16, 2021
|
31 | $102.7M |
|
Q1 2021 13F
Filed May 17, 2021
|
29 | $96.1M |
|
Q4 2020 13F
Filed Feb 16, 2021
|
68 | $100.8M |
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VEA VANGUARD TAX-MANAGED FDS | $13.1M | 10.08% |
| 2 | DFNM DIMENSIONAL ETF TRUST | $12.6M | 9.72% |
| 3 | VCSH VANGUARD SCOTTSDALE FDS | $10.0M | 7.71% |
| 4 | SCHO SCHWAB STRATEGIC TR | $10.0M | 7.67% |
| 5 | VB VANGUARD INDEX FDS | $9.0M | 6.93% |
| 6 | VHT VANGUARD WORLD FDS | $8.0M | 6.13% |
| 7 | VTV VANGUARD INDEX FDS | $7.9M | 6.1% |
| 8 | VIOV VANGUARD ADMIRAL FDS INC | $7.2M | 5.51% |
| 9 | SCHD SCHWAB STRATEGIC TR | $6.7M | 5.15% |
| 10 | BRK-B BERKSHIRE HATHAWAY INC DEL | $6.4M | 4.93% |
| 11 | DFCF DIMENSIONAL ETF TRUST | $6.2M | 4.74% |
| 12 | DFAR DIMENSIONAL ETF TRUST | $5.9M | 4.53% |
| 13 | VOO VANGUARD INDEX FDS | $5.2M | 4.02% |
| 14 | IVV ISHARES TR | $3.5M | 2.72% |
| 15 | EFA ISHARES TR | $3.3M | 2.52% |
| 16 | DFUV DIMENSIONAL ETF TRUST | $1.5M | 1.15% |
| 17 | FNDX SCHWAB STRATEGIC TR | $1.5M | 1.12% |
| 18 | VTI VANGUARD INDEX FDS | $1.3M | 0.99% |
| 19 | MSFT MICROSOFT CORP | $1.1M | 0.83% |
| 20 | SLYV SPDR SER TR | $1.1M | 0.82% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.