Assenagon Asset Management S A's Q4 2021 13F: 343 new positions, 209 exits
Form 13F-HR for the quarter ended Dec 31, 2021 · filed Feb 1, 2022 · 1363 reported positions · accession 0001546007-22-000004
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | APPLE INC (AAPL) | 3.3% | 6.6% | +3.3 pts | +4.33M sh | +76% |
| Increased | MICROSOFT CORP (MSFT) | 4.7% | 7.8% | +3.2 pts | +2.28M sh | +57% |
| Increased | TESLA INC (TSLA) | 0.3% | 2.5% | +2.2 pts | +549K sh | +643% |
| Reduced | AMAZON COM INC (AMZN) | 6.5% | 3.9% | −2.7 pts | −169K sh | −35% |
| Increased | ALPHABET INC (GOOGL) | 3.7% | 5.0% | +1.3 pts | +130K sh | +39% |
| Reduced | ABBVIE INC (ABBV) | 1.5% | 0.4% | −1.1 pts | −2.63M sh | −76% |
| Reduced | ADOBE SYSTEMS INCORPORATED (ADBE) | 2.6% | 1.1% | −1.5 pts | −593K sh | −54% |
| Reduced | UBER TECHNOLOGIES INC (UBER) | 1.9% | 0.6% | −1.3 pts | −6.51M sh | −65% |
| Increased | QUALCOMM INC (QCOM) | 0.3% | 1.2% | +1.0 pts | +1.31M sh | +249% |
| Increased | ABBOTT LABS (ABT) | 0.0% | 0.8% | +0.8 pts | +1.59M sh | +4655% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 2.1% | 2.8% | +0.7 pts | +665K sh | +35% |
| Increased | ALPHABET INC (GOOG) | 0.7% | 1.4% | +0.7 pts | +66,473 sh | +105% |
| Increased | MCDONALDS CORP (MCD) | 0.0% | 0.7% | +0.7 pts | +690K sh | +2015% |
| Increased | INTEL CORP (INTC) | 0.7% | 1.3% | +0.6 pts | +3.5M sh | +112% |
| Reduced | NIKE INC (NKE) | 0.8% | 0.2% | −0.6 pts | −1.08M sh | −81% |
| Increased | APPLIED MATLS INC (AMAT) | 0.3% | 0.9% | +0.6 pts | +1.04M sh | +214% |
| Increased | CARLYLE GROUP INC (CG) | 0.0% | 0.6% | +0.6 pts | +2.85M sh | +2798% |
| Reduced | PINDUODUO INC (PDD) | 1.4% | 0.3% | −1.2 pts | −2.65M sh | −69% |
| Increased | TEXAS INSTRS INC (TXN) | 0.0% | 0.6% | +0.6 pts | +799K sh | +3942% |
| Reduced | T-MOBILE US INC (TMUS) | 1.7% | 0.8% | −0.9 pts | −1.27M sh | −40% |
| Reduced | BOOKING HOLDINGS INC (BKNG) | 1.0% | 0.4% | −0.6 pts | −61,604 sh | −59% |
| Reduced | NVIDIA CORPORATION (NVDA) | 1.1% | 0.9% | −0.2 pts | −470K sh | −36% |
| Increased | BLACKROCK INC (BLK) | 0.2% | 0.7% | +0.5 pts | +151K sh | +334% |
| Reduced | WORKDAY INC (WDAY) | 0.5% | 0.0% | −0.5 pts | −497K sh | −99% |
| Reduced | SALESFORCE COM INC (CRM) | 0.9% | 0.3% | −0.6 pts | −503K sh | −64% |
| Reduced | SERVICENOW INC (NOW) | 0.7% | 0.2% | −0.5 pts | −196K sh | −68% |
| Increased | KLA CORP (KLAC) | 0.1% | 0.5% | +0.5 pts | +294K sh | +700% |
| Reduced | NETFLIX INC (NFLX) | 1.8% | 1.2% | −0.7 pts | −208K sh | −29% |
| Reduced | PROCTER AND GAMBLE CO (PG) | 0.9% | 0.5% | −0.4 pts | −730K sh | −48% |
| Reduced | LABORATORY CORP AMER HLDGS (LH) | 0.5% | 0.1% | −0.4 pts | −374K sh | −81% |
| Increased | COSTCO WHSL CORP NEW (COST) | 0.1% | 0.5% | +0.4 pts | +205K sh | +539% |
| Increased | HILTON WORLDWIDE HLDGS INC (HLT) | 0.2% | 0.6% | +0.4 pts | +732K sh | +214% |
| Reduced | IQVIA HLDGS INC (IQV) | 0.4% | 0.0% | −0.4 pts | −403K sh | −99% |
| Reduced | D R HORTON INC (DHI) | 0.4% | 0.0% | −0.4 pts | −1.04M sh | −100% |
| Reduced | COLGATE PALMOLIVE CO (CL) | 0.4% | 0.0% | −0.4 pts | −1.3M sh | −95% |
| Increased | UNITEDHEALTH GROUP INC (UNH) | 0.5% | 1.0% | +0.5 pts | +215K sh | +73% |
| Reduced | SHOPIFY INC (SHOP) | 0.4% | 0.0% | −0.4 pts | −78,461 sh | −98% |
| Increased | FARFETCH LTD (FTCHF) | 0.0% | 0.4% | +0.4 pts | +3.12M sh | +1577% |
| Increased | DUKE ENERGY CORP NEW (DUK) | 0.3% | 0.7% | +0.4 pts | +985K sh | +118% |
| Reduced | TE CONNECTIVITY LTD (TELXXXX) | 0.4% | 0.0% | −0.3 pts | −617K sh | −95% |
| Reduced | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.5% | 0.1% | −0.4 pts | −814K sh | −73% |
| Reduced | BIOGEN INC (BIIB) | 0.9% | 0.3% | −0.6 pts | −405K sh | −54% |
| Reduced | PAYPAL HLDGS INC (PYPL) | 0.9% | 0.2% | −0.7 pts | −512K sh | −59% |
| Increased | PHILIP MORRIS INTL INC (PM) | 0.0% | 0.4% | +0.4 pts | +1.01M sh | +7622% |
| Reduced | SYNOPSYS INC (SNPS) | 0.4% | 0.0% | −0.3 pts | −256K sh | −88% |
| Increased | CHEVRON CORP NEW (CVX) | 0.1% | 0.4% | +0.4 pts | +802K sh | +602% |
| Reduced | BOSTON SCIENTIFIC CORP (BSX) | 0.8% | 0.3% | −0.4 pts | −2.21M sh | −52% |
| Increased | LILLY ELI & CO (LLY) | 0.3% | 0.6% | +0.4 pts | +336K sh | +113% |
| Increased | CROWN HLDGS INC (CCK) | 0.1% | 0.5% | +0.3 pts | +837K sh | +235% |
| Exited | ACCELERON PHARMA INC (XLRN) | 0.3% | — | −0.3 pts | −476K sh | −100% |
The 50 largest of 1,551 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 37.7% of the equity book
Changes in the top 10 this quarter: TSLA entered · GOOG entered · JNJ entered · ADBE left · UBER left · NFLX left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | MICROSOFT CORP (MSFT) | 4.7% | 7.8% | |
| 2 | APPLE INC (AAPL) | 3.3% | 6.6% | |
| 3 | ALPHABET INC (GOOGL) | 3.7% | 5.0% | |
| 4 | META PLATFORMS INC (META) | 4.8% | 4.4% | |
| 5 | AMAZON COM INC (AMZN) | 6.5% | 3.9% | |
| 6 | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 2.1% | 2.8% | |
| 7 | TESLA INC (TSLA) | 0.3% | 2.5% | Entered the top 10 |
| 8 | SEA LTD (SE) | 2.6% | 1.9% | |
| 9 | ALPHABET INC (GOOG) | 0.7% | 1.4% | Entered the top 10 |
| 10 | JOHNSON & JOHNSON (JNJ) | 1.3% | 1.3% | Entered the top 10 |
| — | ADOBE SYSTEMS INCORPORATED (ADBE) | 2.6% | 1.1% | Left the top 10 |
| — | UBER TECHNOLOGIES INC (UBER) | 1.9% | 0.6% | Left the top 10 |
| — | NETFLIX INC (NFLX) | 1.8% | 1.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | BK OF AMERICA CORP (BAC) | Put | 32.64M | 34.63M | $1.54B |
| Increased | UBS GROUP AG (UBS) | Put | 24.55M | 28.5M | $514M |
| Increased | HOME DEPOT INC (HD) | Put | 740K | 835K | $347M |
| Increased | CITIGROUP INC (C) | Put | 6.15M | 8.62M | $521M |
| Increased | STARBUCKS CORP (SBUX) | Put | 2.62M | 3.22M | $377M |
| Increased | CITIGROUP INC (C) | Call | 1.46M | 2.96M | $179M |
| Reduced | APPLE INC (AAPL) | Put | 1.81M | 1.76M | $312M |
| Reduced | HOME DEPOT INC (HD) | Call | 200K | 30,000 | $12.5M |
| Increased | AMAZON COM INC (AMZN) | Put | 119K | 132K | $439M |
| Increased | JPMORGAN CHASE & CO (JPM) | Put | 7.69M | 8.25M | $1.31B |
| Reduced | META PLATFORMS INC (META) | Put | 217K | 85,000 | $28.6M |
| Reduced | AMERICAN EXPRESS CO (AXP) | Put | 880K | 670K | $110M |
| Increased | GOLDMAN SACHS GROUP INC (GS) | Put | 1.7M | 1.77M | $675M |
| Exited | DELTA AIR LINES INC DEL (DAL) | Put | 700K | 0 | $0 |
| Exited | ORACLE CORP (ORCL) | Call | 330K | 0 | $0 |
| Increased | GOLDMAN SACHS GROUP INC (GS) | Call | 125K | 190K | $72.7M |
| Exited | FACEBOOK INC (META) | Call | 62,000 | 0 | $0 |
| Reduced | CATERPILLAR INC (CAT) | Call | 110K | 5,800 | $1.2M |
| Increased | STARBUCKS CORP (SBUX) | Call | 770K | 879K | $103M |
| Reduced | CATERPILLAR INC (CAT) | Put | 480K | 370K | $76.5M |
| Reduced | ORACLE CORP (ORCL) | Put | 630K | 450K | $39.2M |
| Reduced | UBS GROUP AG (UBS) | Call | 7.25M | 5.7M | $103M |
| Increased | AMAZON COM INC (AMZN) | Call | 40,100 | 43,200 | $144M |
| Exited | DELTA AIR LINES INC DEL (DAL) | Call | 250K | 0 | $0 |
| Reduced | AMERICAN EXPRESS CO (AXP) | Call | 180K | 120K | $19.6M |