ARK INVESTMENT MANAGEMENT LLC
Q4 2021 Form 13-F

ST. PETERSBURG, FLORIDA
CIK 0001697748 · CRD 169525 · SEC-registered investment adviser
Holdings reported by American Beacon Advisors Inc since Q2 2026 , Vestmark Advisory Solutions Inc since Q1 2024
$33.1B Reported Value Total

ARK INVEST reports 3,637 total accounts under management (AUM). There are 3,637 discretionary accounts valued at $55,094,588,754, and 0 non-discretionary accounts.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary Manager
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Private funds (Form ADV)
8 funds · $1.3B gross asset value
Venture Capital Fund: $1.3B · Other: $23.2M · Hedge Fund: $5.8M
Source: Form ADV filed 2026-08-24
Reported value
$33.1B
Quarter over quarter
-11.8%
Holdings
349
Top-10 concentration
39.9%

Filing Structure

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
Catherine Duddy Wood
MANAGING MEMBER
Kellen Carter
CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL
Thomas Gregory Staudt
CHIEF OPERATING OFFICER; PRESIDENT
Q3 2021
Q1 2022
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Q4 2021 13F filing summary

Period of report December 31, 2021
Filed January 28, 2022
Form 13F-HR
Reported value $33.1B
Positions 349
Change in reported value -20.6%
New positions 74
Exited positions 15
Position turnover 24.5%
Top-10 concentration 39.9%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 190 $15.4B
Q1 2026 13F
Filed May 12, 2026
 181 $12.9B
Q4 2025 13F
Filed Feb 11, 2026
 196 $15.1B
Q3 2025 13F
Filed Nov 12, 2025
 196 $16.8B
Q2 2025 13F
Filed Jul 30, 2025
 191 $13.6B
Q1 2025 13F
Filed May 7, 2025
 195 $10.0B
Q4 2024 13F
Filed Feb 4, 2025
 182 $12.0B
Q3 2024 13F
Filed Oct 31, 2024
 187 $10.9B
Q2 2024 13F
Filed Jul 26, 2024
 190 $11.3B
Q1 2024 13F
Filed Apr 18, 2024
 229 $14.4B
Q4 2023 13F
Filed Jan 17, 2024
 222 $16.9B
Q3 2023 13F
Filed Oct 18, 2023
 225 $13.1B
Q2 2023 13F
Filed Jul 10, 2023
 221 $15.1B
Q1 2023 13F
Filed Apr 17, 2023
 220 $14.6B
Q4 2022 13F
Filed Jan 24, 2023
 231 $11.5B
Q3 2022 13F
Filed Oct 17, 2022
 233 $14.3B
Q2 2022 13F
Filed Jul 11, 2022
 335 $16.9B
Q1 2022 13F
Filed Apr 19, 2022
 338 $24.0B
Q4 2021 13F
Filed Jan 28, 2022
 349 $33.1B
Q3 2021 13F
Filed Nov 12, 2021
 287 $41.6B

18 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q4 2021

# Holding Reported value % of portfolio
1 TSLA Tesla Inc $2.0B 6.16%
2 TDOC Teladoc Health Inc $1.7B 5.25%
3 ROKU Roku Inc $1.4B 4.16%
4 COIN Coinbase Global Inc $1.4B 4.16%
5 ZM Zoom Video Communications Inc $1.3B 3.83%
6 PATH UiPath Inc $1.2B 3.51%
7 U Unity Software Inc $1.1B 3.35%
8 TWLO Twilio Inc $1.1B 3.23%
9 EXAS Exact Sciences Corp $1.1B 3.18%
10 XYZ Block Inc $997.7M 3.02%
11 SHOP Shopify Inc $985.2M 2.98%
12 SPOT Spotify Technology SA $939.6M 2.84%
13 NTLA Intellia Therapeutics Inc $936.1M 2.83%
14 TWTR Twitter Inc $745.4M 2.25%
15 CRSP CRISPR Therapeutics AG $688.7M 2.08%
16 PLTR Palantir Technologies Inc $642.5M 1.94%
17 BEAM Beam Therapeutics Inc $636.2M 1.92%
18 FATE Fate Therapeutics Inc $603.4M 1.82%
19 DKNGXXXX DraftKings Inc $576.8M 1.74%
20 PACB Pacific Biosciences of Califor $539.8M 1.63%

Values as reported on the Q4 2021 Form 13F. Every position is in the holdings table below.

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