Apis Capital Advisors LLC's Q3 2021 13F: 9 new positions, 8 exits
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Nov 12, 2021 · 37 reported positions · accession 0001420506-21-001564
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | CORNERSTONE BLDG BRANDS INC (CNR) | 12.7% | 5.3% | −7.4 pts | −432K sh | −53% |
| New | MAXCYTE INC (MXCT) | — | 4.3% | +4.3 pts | +372K sh | new |
| New | SEMLER SCIENTIFIC INC (SMLR) | — | 4.1% | +4.1 pts | +34,400 sh | new |
| Reduced | DARLING INGREDIENTS INC (DAR) | 11.0% | 10.8% | −0.2 pts | −32,000 sh | −17% |
| Exited | MAGNACHIP SEMICONDUCTOR CORP (MX) | 2.1% | — | −2.1 pts | −100K sh | −100% |
| Reduced | SILICON MOTION TECHNOLOGY CO (SIMO) | 7.4% | 7.0% | −0.5 pts | −29,000 sh | −21% |
| Reduced | AMC ENTMT HLDGS INC (AMC) | 3.5% | 0.9% | −2.6 pts | −46,000 sh | −64% |
| Exited | ASPEN AEROGELS INC (ASPN) | 1.2% | — | −1.2 pts | −45,000 sh | −100% |
| Reduced | BETTERWARE DE MXC S A B DE C (BWMX) | 2.9% | 1.2% | −1.7 pts | −33,000 sh | −49% |
| Increased | GRAVITY CO LTD (GRVY) | 2.2% | 3.0% | +0.9 pts | +11,989 sh | +51% |
| Reduced | ELASTIC N V (ESTC) | 5.0% | 4.8% | −0.2 pts | −6,000 sh | −15% |
| Increased | GARRETT MOTION INC (GTX) | 0.3% | 1.1% | +0.8 pts | +119K sh | +288% |
| Increased | AVID TECHNOLOGY INC (AVID) | 0.7% | 1.4% | +0.7 pts | +30,000 sh | +150% |
| Increased | OPTIMIZERX CORP (OPRX) | 2.1% | 4.1% | +1.9 pts | +10,000 sh | +25% |
| New | LARGO RES LTD (LGO) | — | 0.8% | +0.8 pts | +80,000 sh | new |
| Exited | AXT INC (AXTI) | 0.8% | — | −0.8 pts | −80,000 sh | −100% |
| Exited | GORES HOLDINGS VI INC (GHVI) | 0.7% | — | −0.7 pts | −50,000 sh | −100% |
| Reduced | OPEN LENDING CORP (LPRO) | 5.9% | 4.8% | −1.1 pts | −20,000 sh | −13% |
| Reduced | TFF PHARMACEUTICALS INC (TFFP) | 1.4% | 0.6% | −0.8 pts | −90,000 sh | −53% |
| Exited | CURIS INC (CRIS) | 0.6% | — | −0.6 pts | −90,000 sh | −100% |
| Reduced | VERTEX ENERGY INC (VTNR) | 2.8% | 0.7% | −2.1 pts | −110K sh | −44% |
| Increased | VICOR CORP (VICR) | 3.1% | 4.9% | +1.8 pts | +4,000 sh | +12% |
| Exited | ONCTERNAL THERAPEUTICS INC (ONCT) | 0.5% | — | −0.5 pts | −120K sh | −100% |
| Increased | IES HLDGS INC (IESC) | 2.2% | 2.6% | +0.4 pts | +11,000 sh | +22% |
| Increased | OPIANT PHARMACEUTICALS INC (OPNT) | 1.0% | 2.5% | +1.5 pts | +18,000 sh | +21% |
| Exited | MYOMO INC (MYO) | 0.4% | — | −0.4 pts | −42,000 sh | −100% |
| New | NVE CORP (NVEC) | — | 0.4% | +0.4 pts | +6,000 sh | new |
| Reduced | BEYONDSPRING INC (BYSI) | 0.5% | 0.6% | +0.1 pts | −20,000 sh | −33% |
| New | ARBUTUS BIOPHARMA CORP (ABUS) | — | 0.3% | +0.3 pts | +70,000 sh | new |
| New | EIGER BIOPHARMACEUTICALS INC (EIGR) | — | 0.3% | +0.3 pts | +40,000 sh | new |
| Reduced | PENN VA CORP (ROCC) | 4.5% | 5.3% | +0.9 pts | −10,000 sh | −5% |
| Increased | SILICOM LTD (SILC) | 2.6% | 3.0% | +0.5 pts | +6,000 sh | +9% |
| Reduced | CYBEROPTICS CORP (CYBE) | 1.3% | 1.0% | −0.3 pts | −7,000 sh | −19% |
| New | XPEL INC (XPEL) | — | 0.2% | +0.2 pts | +3,000 sh | new |
| New | NATUZZI S P A (NTZ) | — | 0.2% | +0.2 pts | +12,000 sh | new |
| Increased | ORION ENGINEERED CARBONS S A (OEC) | 3.4% | 3.8% | +0.4 pts | +10,000 sh | +5% |
| New | VIDLER WATER RESOUCES INC (VWTR) | — | 0.2% | +0.2 pts | +16,000 sh | new |
| Increased | INTELLIGENT SYS CORP NEW (CCRD) | 6.2% | 9.0% | +2.8 pts | +4,000 sh | +2% |
| Reduced | PRECISION DRILLING CORP (PDS) | 1.6% | 1.2% | −0.4 pts | −4,000 sh | −11% |
| Exited | ARCIMOTO INC (FUV) | 0.1% | — | −0.1 pts | −10,000 sh | −100% |
| Reduced | INTELLICHECK INC (IDN) | 0.9% | 0.8% | −0.1 pts | −16,000 sh | −13% |
| Reduced | DATA I O CORP (DAIO) | 0.6% | 0.5% | −0.1 pts | −20,000 sh | −20% |
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 60.5% of the equity book
Changes in the top 10 this quarter: VICR entered · MXCT entered · AMC left · OEC left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | DARLING INGREDIENTS INC (DAR) | 11.0% | 10.8% | |
| 2 | INTELLIGENT SYS CORP NEW (CCRD) | 6.2% | 9.0% | |
| 3 | SILICON MOTION TECHNOLOGY CO (SIMO) | 7.4% | 7.0% | |
| 4 | PENN VA CORP (ROCC) | 4.5% | 5.3% | |
| 5 | CORNERSTONE BLDG BRANDS INC (CNR) | 12.7% | 5.3% | |
| 6 | VICOR CORP (VICR) | 3.1% | 4.9% | Entered the top 10 |
| 7 | ELASTIC N V (ESTC) | 5.0% | 4.8% | |
| 8 | OPEN LENDING CORP (LPRO) | 5.9% | 4.8% | |
| 9 | MAXCYTE INC (MXCT) | 0.0% | 4.3% | Entered the top 10 |
| 10 | MVB FINL CORP (MVBF) | 3.8% | 4.2% | |
| — | AMC ENTMT HLDGS INC (AMC) | 3.5% | 0.9% | Left the top 10 |
| — | ORION ENGINEERED CARBONS S A (OEC) | 3.4% | 3.8% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).