ALPINE ASSOCIATES MANAGEMENT INC
Q3 2021 Form 13-F
PALM BEACH, FLORIDA
CIK 0001396835
· CRD 138901
· SEC-registered investment adviser
$3.1B Reported Value Total
ALPINE ASSOCIATES MANAGEMENT INC. reports 11 total accounts under management (AUM). There are 11 discretionary accounts valued at $4,082,398,962, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
10 funds
· $2.1B gross asset value
Hedge Fund: $2.1B
Source: Form ADV filed 2026-03-26
Reported value
$3.1B
Quarter over quarter
-0.2%
Holdings
54
Top-10 concentration
54.9%
Filing Structure
Reports holdings for
- ALPINE ASSOCIATES ADVISORS · File #028-11149 · Q4 2014 – Q3 2015
Holdings reported by
- ALPINE ASSOCIATES ADVISORS · Q2 2013 – Q3 2014 · declared by one filing
Key People
Form ADV owners & control persons
Victoria E. Zoellner
CHAIRMAN, DIRECTOR
Parker D Blake
DIRECTOR OF OPERATIONS
Stephen Samuel Coan
DIRECTOR
Filing Navigation
13F Metrics
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Q3 2021 13F record
Q3 2021 13F filing summary
| Period of report | September 30, 2021 |
|---|---|
| Filed | November 10, 2021 |
| Form | 13F-HR |
| Reported value | $3.1B |
| Positions | 54 |
| Change in reported value | -15.5% |
| New positions | 28 |
| Exited positions | 25 |
| Position turnover | 67.1% |
| Top-10 concentration | 54.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 6, 2026
|
66 | $1.6B |
|
Q1 2026 13F
Filed Apr 21, 2026
|
70 | $1.7B |
|
Q4 2025 13F
Filed Feb 5, 2026
|
66 | $1.5B |
|
Q3 2025 13F
Filed Nov 6, 2025
|
66 | $1.7B |
|
Q2 2025 13F
Filed Aug 5, 2025
|
49 | $1.9B |
|
Q1 2025 13F
Filed May 8, 2025
|
45 | $1.9B |
|
Q4 2024 13F
Filed Feb 7, 2025
|
42 | $1.6B |
|
Q3 2024 13F
Filed Nov 8, 2024
|
49 | $2.2B |
|
Q2 2024 13F
Filed Aug 9, 2024
|
42 | $2.1B |
|
Q1 2024 13F
Filed May 9, 2024
|
40 | $2.6B |
|
Q4 2023 13F
Filed Feb 7, 2024
|
37 | $2.0B |
|
Q3 2023 13F
Filed Nov 8, 2023
|
35 | $1.9B |
|
Q2 2023 13F
Filed Aug 10, 2023
|
38 | $2.2B |
|
Q1 2023 13F
Filed May 10, 2023
|
38 | $1.9B |
|
Q4 2022 13F
Filed Feb 8, 2023
|
41 | $2.2B |
|
Q3 2022 13F
Filed Nov 10, 2022
|
48 | $2.4B |
|
Q2 2022 13F
Filed Aug 9, 2022
|
51 | $2.7B |
|
Q1 2022 13F
Filed May 11, 2022
|
51 | $2.3B |
|
Q4 2021 13F
Filed Feb 8, 2022
|
49 | $2.7B |
|
Q3 2021 13F
Filed Nov 10, 2021
|
54 | $3.1B |
27 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | NUAN NUANCE COMMUNICATIONS INC | $234.2M | 7.6% |
| 2 | INFO IHS MARKIT LTD | $205.7M | 6.68% |
| 3 | KSU KANSAS CITY SOUTHERN | $205.0M | 6.65% |
| 4 | XLNX XILINX INC | $183.3M | 5.95% |
| 5 | HRC HILL-ROM HLDGS INC | $182.4M | 5.92% |
| 6 | PPD PPD INC | $171.0M | 5.55% |
| 7 | COHR COHERENT INC | $156.6M | 5.08% |
| 8 | ATH ATHENE HOLDING LTD | $133.9M | 4.35% |
| 9 | AJRD AEROJET ROCKETDYNE HLDGS INC | $111.2M | 3.61% |
| 10 | FIVN FIVE9 INC | $109.1M | 3.54% |
| 11 | CHNG CHANGE HEALTHCARE INC | $77.6M | 2.52% |
| 12 | MGLN MAGELLAN HEALTH INC | $71.7M | 2.33% |
| 13 | SAFM SANDERSON FARMS INC | $71.5M | 2.32% |
| 14 | CVA COVANTA HLDG CORP | $66.1M | 2.15% |
| 15 | SCR SCORE MEDIA & GAMING INC | $62.9M | 2.04% |
| 16 | WTW WILLIS TOWERS WATSON PLC LTD | $62.1M | 2.01% |
| 17 | XLRN ACCELERON PHARMA INC | $61.0M | 1.98% |
| 18 | WBT WELBILT INC | $58.9M | 1.91% |
| 19 | LDL LYDALL INC | $51.3M | 1.66% |
| 20 | KDMN KADMON HLDGS INC | $49.8M | 1.62% |
Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.