Allworth Financial LP's Q4 2025 13F: 423 new positions, 329 exits
Form 13F-HR for the quarter ended Dec 31, 2025 · filed Feb 5, 2026 · 4969 reported positions · accession 0001140361-26-003753
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | J P MORGAN EXCHANGE TRADED F (JBND) | — | 1.3% | +1.3 pts | +6M sh | new |
| Reduced | INVESCO EXCH TRADED FD TR II (RWL) | 1.1% | 0.6% | −0.5 pts | −1.02M sh | −45% |
| Increased | SPDR SERIES TRUST (SPYG) | 5.3% | 5.4% | +0.2 pts | +990K sh | +9% |
| Exited | INVESCO QQQ TR (QQQ) | 0.4% | — | −0.4 pts | −154K sh | −100% |
| New | INVESCO ADVANTAGE MUN INCOME | — | 0.4% | +0.4 pts | +157K sh | new |
| Increased | ISHARES TR (IWF) | 0.3% | 0.5% | +0.3 pts | +141K sh | +112% |
| Reduced | INNOVATOR ETFS TRUST (PJUL) | 0.3% | 0.0% | −0.3 pts | −1.3M sh | −99% |
| Increased | ISHARES TR (IWD) | 0.0% | 0.3% | +0.2 pts | +275K sh | +605% |
| Increased | VANGUARD BD INDEX FDS (BND) | 6.8% | 6.5% | −0.3 pts | +642K sh | +3% |
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 0.1% | 0.2% | +0.2 pts | +890K sh | +297% |
| New | INNOVATOR ETFS TRUST (DDFO) | — | 0.2% | +0.2 pts | +1.86M sh | new |
| New | RTX CORPORATION | — | 0.2% | +0.2 pts | +215K sh | new |
| Increased | VANGUARD BD INDEX FDS (BSV) | 6.7% | 6.4% | −0.3 pts | +465K sh | +2% |
| Increased | BROADCOM INC (AVGO) | 0.5% | 0.6% | +0.1 pts | +82,263 sh | +23% |
| New | INNOVATOR ETFS TRUST (KSEP) | — | 0.1% | +0.1 pts | +976K sh | new |
| Exited | RTX CORPORATION (RTX) | 0.1% | — | −0.1 pts | −151K sh | −100% |
| New | INNOVATOR ETFS TRUST (POCT) | — | 0.1% | +0.1 pts | +607K sh | new |
| Increased | VANGUARD TAX-MANAGED FDS (VEA) | 0.1% | 0.2% | +0.1 pts | +413K sh | +87% |
| New | MORGAN STANLEY ETF TRUST (EVLN) | — | 0.1% | +0.1 pts | +500K sh | new |
| Reduced | INNOVATOR ETFS TRUST (KFEB) | 0.1% | 0.0% | −0.1 pts | −903K sh | −100% |
| Increased | SPDR SERIES TRUST (SPYV) | 4.7% | 4.6% | −0.1 pts | +382K sh | +2% |
| Reduced | APPLE INC (AAPL) | 2.2% | 2.1% | −0.1 pts | −67,824 sh | −3% |
| Increased | ALPHABET INC (GOOGL) | 0.3% | 0.4% | +0.1 pts | +57,932 sh | +22% |
| Increased | ISHARES TR (IWP) | 0.0% | 0.1% | +0.1 pts | +132K sh | +1745% |
| Increased | ISHARES TR (IWS) | 0.0% | 0.1% | +0.1 pts | +112K sh | +2432% |
| New |
PROFESIONALLY MANAGED PORTFO (AKRE)
new — newly listed security (e.g. spin-off)
|
— | 0.1% | +0.1 pts | +235K sh | new |
| New | TRAVELERS COMPANIES INC | — | 0.1% | +0.1 pts | +50,155 sh | new |
| Increased | AMAZON COM INC (AMZN) | 0.5% | 0.5% | 0.0 pts | +62,413 sh | +13% |
| Increased | JPMORGAN CHASE & CO. (JPM) | 0.5% | 0.5% | 0.0 pts | +44,601 sh | +12% |
| Increased | AGNICO EAGLE MINES LTD (AEM) | 0.0% | 0.1% | +0.1 pts | +84,665 sh | +1782% |
| Increased | VANGUARD INDEX FDS (VO) | 1.9% | 1.8% | −0.1 pts | +48,688 sh | +3% |
| Increased | DIMENSIONAL ETF TRUST (DFCF) | 0.3% | 0.3% | 0.0 pts | +322K sh | +21% |
| Increased | ISHARES TR (GOVT) | 2.3% | 2.2% | −0.1 pts | +594K sh | +3% |
| Increased | INNOVATOR ETFS TRUST (NOCT) | 0.0% | 0.1% | +0.1 pts | +231K sh | +8295% |
| Increased | SCHWAB STRATEGIC TR (SCHD) | 0.3% | 0.3% | 0.0 pts | +466K sh | +21% |
| Increased | ISHARES TR (IWO) | 0.0% | 0.1% | 0.0 pts | +37,742 sh | +906% |
| Reduced | INNOVATOR ETFS TRUST (NSEP) | 0.1% | 0.0% | −0.1 pts | −414K sh | −100% |
| Increased | ISHARES TR (IWN) | 0.1% | 0.1% | 0.0 pts | +61,249 sh | +93% |
| New | J P MORGAN EXCHANGE TRADED F (JSCP) | — | 0.0% | 0.0 pts | +233K sh | new |
| Increased | SCHWAB STRATEGIC TR (SCHG) | 0.1% | 0.1% | 0.0 pts | +334K sh | +52% |
| Increased | VANGUARD INDEX FDS (VTI) | 12.3% | 11.7% | −0.6 pts | +32,458 sh | 0% |
| Reduced | AT&T INC (T) | 0.2% | 0.1% | −0.1 pts | −435K sh | −27% |
| Increased | AMERICAN CENTY ETF TR (AVLC) | 0.0% | 0.1% | 0.0 pts | +135K sh | +344% |
| Increased | J P MORGAN EXCHANGE TRADED F (JMUB) | 0.0% | 0.0% | 0.0 pts | +208K sh | +4323% |
| Increased | MICROSOFT CORP (MSFT) | 1.0% | 0.9% | −0.1 pts | +21,343 sh | +5% |
| Increased | TJX COS INC NEW (TJX) | 0.0% | 0.1% | 0.0 pts | +66,566 sh | +176% |
| Increased | NVIDIA CORPORATION (NVDA) | 1.2% | 1.1% | 0.0 pts | +54,468 sh | +4% |
| Increased | ISHARES TR (MBB) | 1.3% | 1.3% | −0.1 pts | +98,479 sh | +3% |
| Increased | MERCK & CO INC (MRK) | 0.0% | 0.1% | 0.0 pts | +88,256 sh | +71% |
| Increased | MICRON TECHNOLOGY INC (MU) | 0.0% | 0.1% | +0.1 pts | +32,018 sh | +103% |
The 50 largest of 4,656 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- RITHM PPTY TR INC (RPT): 38983D300 → 38983D854, 1 → 2 shares (share count changed with the identifier; not shown as a trade)
- WORKHORSE GROUP INC (WKHS): 98138J404 → 98138J503, 12 → 4 shares (share count changed with the identifier; not shown as a trade)
- GENPREX INC (GNPX): 372446203 → 372446302, 125 → 3 shares (share count changed with the identifier; not shown as a trade)
- ASSERTIO HOLDINGS INC (ASRT): 04546C205 → 04546C304, 280 → 18 shares (share count changed with the identifier; not shown as a trade)
- BONK INC (BNKK): 48208F105 → 48208F303, 1,000 → 28 shares (share count changed with the identifier; not shown as a trade)
- CUSHMAN AND WAKEFIELD LTD (CWK): G2717B108 → G2717C106, 72 → 406 shares (share count changed with the identifier; not shown as a trade)
- POLESTAR AUTOMOTIVE HLDG UK (PSNY): 731105201 → 731105409, 3,000 → 2,033 shares (share count changed with the identifier; not shown as a trade)
- HUDSON PAC PPTYS INC (HPP): 444097109 → 444097406, 2,548 → 35 shares (share count changed with the identifier; not shown as a trade)
- LIBERTY LIVE HOLDINGS INC (LLYVK): 531229722 → 530909308, 110 → 53 shares (share count changed with the identifier; not shown as a trade)
- TIDAL TRUST II (MSTY): 88634T493 → 88636X732, 1,457 → 333 shares (share count changed with the identifier; not shown as a trade)
- LXP INDUSTRIAL TRUST (LXP): 529043101 → 529043408, 5,969 → 1,259 shares (share count changed with the identifier; not shown as a trade)
- DIVERSIFIED ENERGY CO (DEC): G2891G204 → 25520W107, 4,236 → 4,015 shares (share count changed with the identifier; not shown as a trade)
- TILRAY BRANDS INC (TLRY): 88688T100 → 88688T209, 39,387 → 2,809 shares (share count changed with the identifier; not shown as a trade)
- TOTALENERGIES SE (TTE): 89151E109 → F92124100, 5,289 → 7,459 shares (share count changed with the identifier; not shown as a trade)
- UNILEVER PLC (UL): 904767704 → 904767803, 160K → 142K shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 47.9% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTI) | 12.3% | 11.7% | |
| 2 | VANGUARD BD INDEX FDS (BND) | 6.8% | 6.5% | |
| 3 | VANGUARD BD INDEX FDS (BSV) | 6.7% | 6.4% | |
| 4 | SPDR INDEX SHS FDS (SPDW) | 5.6% | 5.4% | |
| 5 | SPDR SERIES TRUST (SPYG) | 5.3% | 5.4% | |
| 6 | SPDR SERIES TRUST (SPYV) | 4.7% | 4.6% | |
| 7 | ISHARES TR (GOVT) | 2.3% | 2.2% | |
| 8 | APPLE INC (AAPL) | 2.2% | 2.1% | |
| 9 | VANGUARD INDEX FDS (VO) | 1.9% | 1.8% | |
| 10 | SPDR INDEX SHS FDS (SPEM) | 1.9% | 1.8% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | APPLE INC (AAPL) | Call | 23,700 | 13,700 | $3.72M |
| Reduced | SPDR S&P 500 ETF TR (SPY) | Call | 34,300 | 32,500 | $22.2M |
| New | ORACLE CORP (ORCL) | Put | 0 | 2,400 | $468K |
| New | STRYKER CORPORATION (SYK) | Put | 0 | 1,200 | $422K |
| New | QUANTA SVCS INC | Call | 0 | 900 | $380K |
| Exited | QUANTA SVCS INC (PWR) | Call | 900 | 0 | $0 |
| Reduced | APPLE INC (AAPL) | Put | 19,700 | 19,500 | $5.3M |
| Reduced | ZILLOW GROUP INC (Z) | Call | 13,800 | 13,700 | $935K |
| Exited | VANGUARD INDEX FDS (VOO) | Call | 200 | 0 | $0 |
| Reduced | TENET HEALTHCARE CORP (THC) | Put | 4,700 | 4,200 | $835K |
| Exited | PUBLIC STORAGE OPER CO (PSA) | Call | 400 | 0 | $0 |
| Exited | PROSHARES TR (QID) | Call | 3,000 | 0 | $0 |
| Exited | LOCKHEED MARTIN CORP (LMT) | Call | 100 | 0 | $0 |
| Reduced | THERMO FISHER SCIENTIFIC INC (TMO) | Call | 200 | 100 | $57.9K |
| Exited | QUALCOMM INC (QCOM) | Call | 200 | 0 | $0 |
| Exited | INTERNATIONAL SEAWAYS INC (INSW) | Call | 700 | 0 | $0 |
| Exited | AMGEN INC (AMGN) | Call | 100 | 0 | $0 |
| Increased | NETFLIX INC (NFLX) | Put | 2,000 | 2,800 | $263K |
| Exited | PNC FINL SVCS GROUP INC (PNC) | Call | 100 | 0 | $0 |
| Exited | AVALONBAY CMNTYS INC (AVB) | Call | 100 | 0 | $0 |
| Exited | MEDTRONIC PLC (MDT) | Call | 200 | 0 | $0 |
| Reduced | PALANTIR TECHNOLOGIES INC (PLTR) | Call | 200 | 100 | $17.8K |
| Exited | CLOROX CO DEL (CLX) | Call | 100 | 0 | $0 |
| Exited | TERAWULF INC (WULF) | Call | 900 | 0 | $0 |
| Exited | PFIZER INC (PFE) | Call | 400 | 0 | $0 |