Allworth Financial LP's Q1 2024 13F: 272 new positions, 131 exits
Form 13F-HR for the quarter ended Mar 31, 2024 · filed Apr 25, 2024 · 3590 reported positions · accession 0001140361-24-021962
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | 2023 ETF SERIES TRUST II (QLTY) | — | 0.8% | +0.8 pts | +4.02M sh | new |
| Reduced | LEGG MASON ETF INVT (LVHD) | 1.0% | 0.2% | −0.8 pts | −2.97M sh | −81% |
| Increased | VANGUARD BD INDEX FDS (BND) | 8.8% | 8.5% | −0.3 pts | +829K sh | +5% |
| Increased | SPDR SER TR (SPYV) | 6.6% | 6.9% | +0.3 pts | +847K sh | +5% |
| Increased | ISHARES TR (GOVT) | 4.4% | 4.3% | −0.1 pts | +1.75M sh | +7% |
| Increased | VANGUARD BD INDEX FDS (BSV) | 6.5% | 6.2% | −0.3 pts | +448K sh | +4% |
| Increased | SPDR INDEX SHS FDS (SPDW) | 7.2% | 7.2% | 0.0 pts | +832K sh | +3% |
| Increased | VANGUARD INDEX FDS (VTI) | 14.8% | 15.2% | +0.4 pts | +114K sh | +1% |
| Increased | AMERICAN CENTY ETF TR (AVUV) | 0.1% | 0.2% | +0.2 pts | +258K sh | +280% |
| Increased | SPDR SER TR (SPYG) | 6.2% | 6.6% | +0.4 pts | +310K sh | +2% |
| Increased | APPLE INC (AAPL) | 1.2% | 1.1% | −0.1 pts | +121K sh | +15% |
| Increased | AMAZON COM INC (AMZN) | 0.2% | 0.4% | +0.2 pts | +101K sh | +51% |
| Increased | PACER FDS TR (PSFF) | 0.1% | 0.2% | +0.1 pts | +626K sh | +105% |
| Increased | ISHARES TR (MBB) | 1.9% | 1.8% | −0.1 pts | +153K sh | +6% |
| Reduced | ISHARES TR (ITOT) | 1.5% | 1.4% | −0.1 pts | −106K sh | −6% |
| Increased | ISHARES TR (USIG) | 1.6% | 1.6% | −0.1 pts | +229K sh | +6% |
| Increased | ISHARES TR (TLT) | 0.0% | 0.1% | +0.1 pts | +117K sh | +198% |
| Reduced | INNOVATOR ETFS TRUST (QTJL) | 0.1% | 0.0% | −0.1 pts | −344K sh | −99% |
| Reduced | ISHARES TR (SGOV) | 0.3% | 0.2% | −0.1 pts | −99,430 sh | −29% |
| New | PIMCO ETF TR (CORP) | — | 0.1% | +0.1 pts | +104K sh | new |
| Increased | VANGUARD INDEX FDS (VO) | 2.0% | 2.1% | +0.1 pts | +38,674 sh | +3% |
| Reduced | INNOVATOR ETFS TRUST (PJUL) | 0.1% | 0.0% | −0.1 pts | −244K sh | −97% |
| Reduced | ISHARES TR (FLOT) | 0.1% | 0.1% | −0.1 pts | −181K sh | −56% |
| Reduced | INNOVATOR ETFS TRUST (KJUL) | 0.1% | 0.0% | −0.1 pts | −297K sh | −99% |
| Reduced | INNOVATOR ETFS TRUST (XTJL) | 0.1% | 0.0% | −0.1 pts | −268K sh | −99% |
| Increased | J P MORGAN EXCHANGE TRADED F (JEPI) | 0.4% | 0.4% | 0.0 pts | +138K sh | +15% |
| Reduced | INNOVATOR ETFS TRUST (IJUL) | 0.1% | 0.0% | −0.1 pts | −274K sh | −95% |
| Increased | ISHARES TR (DGRO) | 0.0% | 0.1% | +0.1 pts | +122K sh | +243% |
| Increased | NVIDIA CORPORATION (NVDA) | 0.1% | 0.3% | +0.1 pts | +7,024 sh | +19% |
| Reduced | ISHARES TR (IEI) | 0.1% | 0.0% | −0.1 pts | −54,316 sh | −66% |
| Increased | VANECK ETF TRUST (MOAT) | 0.1% | 0.1% | 0.0 pts | +67,969 sh | +45% |
| Reduced | INNOVATOR ETFS TRUST (XDJL) | 0.0% | 0.0% | 0.0 pts | −182K sh | −100% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.2% | 0.3% | +0.1 pts | +13,051 sh | +15% |
| Increased | VANGUARD INDEX FDS (VOO) | 0.0% | 0.1% | 0.0 pts | +11,002 sh | +91% |
| Increased | MICROSOFT CORP (MSFT) | 0.6% | 0.6% | +0.1 pts | +11,648 sh | +6% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JCPB) | 0.1% | 0.0% | 0.0 pts | −96,775 sh | −49% |
| Reduced | VIRTUS ETF TR II (SEIX) | 0.1% | 0.0% | 0.0 pts | −182K sh | −40% |
| Reduced | INVESCO EXCH TRADED FD TR II (RWL) | 1.5% | 1.5% | 0.0 pts | −46,272 sh | −2% |
| Increased | SPDR SER TR (SPIB) | 0.2% | 0.2% | 0.0 pts | +131K sh | +21% |
| Reduced | ISHARES TR (IVV) | 0.4% | 0.4% | 0.0 pts | −7,924 sh | −7% |
| Reduced | STRATEGY SHS (HNDL) | 0.0% | 0.0% | 0.0 pts | −195K sh | −95% |
| Increased | SPDR INDEX SHS FDS (SPEM) | 1.6% | 1.5% | −0.1 pts | +110K sh | +2% |
| Increased | ISHARES TR (EFV) | 0.0% | 0.0% | 0.0 pts | +71,518 sh | +201% |
| Increased | PROSHARES TR (NOBL) | 0.0% | 0.0% | 0.0 pts | +36,037 sh | +403% |
| Increased | ISHARES TR (IJR) | 0.6% | 0.6% | 0.0 pts | +32,392 sh | +4% |
| Increased | AMERICAN CENTY ETF TR (AVUS) | 1.4% | 1.4% | 0.0 pts | +39,372 sh | +2% |
| Increased | CME GROUP INC (CME) | 0.0% | 0.0% | 0.0 pts | +15,024 sh | +131% |
| Reduced | SPDR GOLD TR (GLD) | 0.2% | 0.2% | 0.0 pts | −15,482 sh | −13% |
| Increased | COLUMBIA BKG SYS INC (COLB) | 0.0% | 0.0% | 0.0 pts | +161K sh | +16147% |
| Reduced | SELECT SECTOR SPDR TR (XLU) | 0.1% | 0.0% | 0.0 pts | −46,654 sh | −39% |
The 50 largest of 2,726 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- UNITED STS NAT GAS FD LP (UNG): 912318300 → 912318409, 1 → 2 shares (share count changed with the identifier; not shown as a trade)
- ADVERUM BIOTECHNOLOGIES INC (ADVM): 00773U108 → 00773U207, 20 → 2 shares (share count change consistent with a stock split)
- BIO-PATH HLDGS INC (BPTH): 09057N300 → 09057N409, 150 → 1 shares (share count changed with the identifier; not shown as a trade)
- INSEEGO CORP (INSG): 45782B104 → 45782B302, 400 → 40 shares (share count change consistent with a stock split)
- INOVIO PHARMACEUTICALS INC (INO): 45773H201 → 45773H409, 375 → 31 shares (share count change consistent with a stock split)
- AURORA CANNABIS INC (ACB): 05156X884 → 05156X850, 1,002 → 934 shares (share count changed with the identifier; not shown as a trade)
- PROCESSA PHARMACEUTICALS INC (PCSA): 74275C205 → 74275C304, 1,700 → 85 shares (share count changed with the identifier; not shown as a trade)
- WNS HLDGS LTD (WNS): 92932M101 → G98196101, 21 → 22 shares (share count changed with the identifier; not shown as a trade)
- AMPLIFY ETF TR (MJ): 26924G508 → 032108631, 2,549 → 2,362 shares (share count changed with the identifier; not shown as a trade)
- QIAGEN NV (QGEN): N72482123 → N72482149, 347 → 340 shares (share count changed with the identifier; not shown as a trade)
- AMPLIFY ETF TR (HACK): 26924G201 → 032108664, 815 → 815 shares
- PRECISION BIOSCIENCES INC (DTIL): 74019P108 → 74019P207, 143K → 4,769 shares (share count change consistent with a stock split)
- COOPER COS INC (COO): 216648402 → 216648501, 144 → 672 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 60.3% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTI) | 14.8% | 15.2% | |
| 2 | VANGUARD BD INDEX FDS (BND) | 8.8% | 8.5% | |
| 3 | SPDR INDEX SHS FDS (SPDW) | 7.2% | 7.2% | |
| 4 | SPDR SER TR (SPYV) | 6.6% | 6.9% | |
| 5 | SPDR SER TR (SPYG) | 6.2% | 6.6% | |
| 6 | VANGUARD BD INDEX FDS (BSV) | 6.5% | 6.2% | |
| 7 | ISHARES TR (GOVT) | 4.4% | 4.3% | |
| 8 | VANGUARD INDEX FDS (VO) | 2.0% | 2.1% | |
| 9 | ISHARES TR (MBB) | 1.9% | 1.8% | |
| 10 | ISHARES TR (USIG) | 1.6% | 1.6% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).