ADVISORS ASSET MANAGEMENT INC
Q3 2026 Form 13-F

MONUMENT, COLORADO
CIK 0001297376 · CRD 46727 · SEC-registered investment adviser
Holdings reported by Vident Advisory LLC since Q3 2023
Consolidated report · includes 1 manager since Q3 2023
$6.3B Reported Value Total

ADVISORS ASSET MANAGEMENT, INC. reports 12 total accounts under management (AUM). There are 12 discretionary accounts valued at $1,795,723,887, and 0 non-discretionary accounts.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary Manager
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Private funds (Form ADV)
1 fund · $44.6M gross asset value
Other: $44.6M
Source: Form ADV filed 2026-10-29
Reported value
$6.3B
Quarter over quarter
-3.0%
Holdings
1,381
Top-10 concentration
9.3%

Filing Structure

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
Lisa Anne Colyer
TRUSTEE
Scott Irvin Colyer
MANAGER
Clifford Dean Corso
CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/DIRECTOR
Q2 2026

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2026 13F filing summary

Period of report September 30, 2026
Filed November 10, 2026
Form 13F-HR
Reported value $6.3B
Positions 1,381
Change in reported value -3.3%
New positions 103
Exited positions 130
Position turnover 15.4%
Top-10 concentration 9.3%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Nov 10, 2026
 1,381 $6.3B
Q2 2026 13F
Filed Aug 14, 2026
 1,408 $6.6B
Q1 2026 13F
Filed May 15, 2026
 1,451 $6.0B
Q4 2025 13F
Filed Feb 12, 2026
 1,447 $6.0B
Q3 2025 13F
Filed Nov 6, 2025
 1,452 $5.9B
Q2 2025 13F
Filed Aug 12, 2025
 1,472 $5.6B
Q1 2025 13F
Filed May 15, 2025
 1,492 $5.3B
Q4 2024 13F
Filed Feb 10, 2025
 1,476 $5.5B
Q3 2024 13F
Filed Nov 8, 2024
 1,460 $5.4B
Q2 2024 13F
Filed Aug 14, 2024
 1,436 $5.1B
Q1 2024 13F
Filed May 14, 2024
 1,395 $5.2B
Q4 2023 13F
Filed Feb 14, 2024
 1,401 $4.9B
Q3 2023 13F
Filed Nov 14, 2023
 1,404 $4.6B
Q2 2023 13F
Filed Aug 14, 2023
 1,417 $4.9B
Q1 2023 13F
Filed May 12, 2023
 1,447 $4.9B
Q4 2022 13F
Filed Feb 13, 2023
 1,479 $4.9B
Q3 2022 13F
Filed Nov 8, 2022
 1,457 $5.0B
Q2 2022 13F
Filed Aug 8, 2022
 1,488 $5.5B
Q1 2022 13F
Filed May 17, 2022
 1,486 $6.5B
Q4 2021 13F
Filed Feb 15, 2022
 1,486 $7.0B

34 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2026

# Holding Reported value % of portfolio
1 MSFT MICROSOFT CORP $70.4M 1.11%
2 MA MASTERCARD INCORPORATED $68.5M 1.08%
3 AXP AMERICAN EXPRESS CO $64.9M 1.02%
4 AMT AMERICAN TOWER CORP $60.2M 0.95%
5 AAPL APPLE INC $57.8M 0.91%
6 META META PLATFORMS INC $57.2M 0.9%
7 WMT WALMART INC $54.2M 0.86%
8 V VISA INC $52.8M 0.83%
9 MU MICRON TECHNOLOGY INC $52.7M 0.83%
10 GOOGL ALPHABET INC $51.3M 0.81%
11 VZ VERIZON COMMUNICATIONS INC $51.3M 0.81%
12 T AT&T INC $47.3M 0.75%
13 PANW PALO ALTO NETWORKS INC $46.7M 0.74%
14 IBM INTERNATIONAL BUSINESS MACHS $46.5M 0.73%
15 CMCSA COMCAST CORP NEW $42.6M 0.67%
16 PYPL PAYPAL HLDGS INC $42.5M 0.67%
17 CVX CHEVRON CORPORATION $41.4M 0.65%
18 MRK MERCK & CO INC $41.0M 0.65%
19 TXN TEXAS INSTRS INC $40.9M 0.65%
20 AMGN AMGEN INC $40.6M 0.64%

Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.

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