ADVENT CAPITAL MANAGEMENT DE
Q3 2026 Form 13-F

NEW YORK, NEW YORK
CIK 0001097278 · CRD 113013 · SEC-registered investment adviser
Holdings reported by Russell Investments Group Ltd since Q1 2020
$4.3B Reported Value Total

ADVENT CAPITAL MANAGEMENT, LLC reports 430 total accounts under management (AUM). There are 430 discretionary accounts valued at $8,819,458,038, and 0 non-discretionary accounts.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary Manager
Private funds (Form ADV)
7 funds · $594.5M gross asset value
Hedge Fund: $572.8M · Other: $21.7M
Source: Form ADV filed 2026-03-30
Reported value
$4.3B
Quarter over quarter
-4.0%
Holdings
55
Top-10 concentration
26.4%

Filing Structure

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
Tracy Vincent Maitland
MANAGING MEMBER
John Oscar Utendahl
MEMBER
Stephen Comer Ellwood
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Q2 2026

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2026 13F filing summary

Period of report September 30, 2026
Filed November 09, 2026
Form 13F-HR
Reported value $4.3B
Positions 55
Change in reported value -2.6%
New positions 37
Exited positions 33
Position turnover 79.6%
Top-10 concentration 26.4%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Nov 9, 2026
 55 $4.3B
Q2 2026 13F
Filed Aug 11, 2026
 54 $4.5B
Q1 2026 13F
Filed May 7, 2026
 52 $3.6B
Q4 2025 13F
Filed Feb 9, 2026
 39 $5.0B
Q3 2025 13F
Filed Nov 13, 2025
 37 $4.6B
Q2 2025 13F
Filed Aug 13, 2025
 49 $4.7B
Q1 2025 13F
Filed May 12, 2025
 37 $4.6B
Q4 2024 13F
Filed Feb 13, 2025
 35 $4.3B
Q3 2024 13F
Filed Nov 13, 2024
 48 $4.1B
Q2 2024 13F
Filed Aug 13, 2024
 31 $4.2B
Q1 2024 13F
Filed May 14, 2024
 36 $3.9B
Q4 2023 13F
Filed Feb 13, 2024
 31 $4.4B
Q3 2023 13F
Filed Nov 13, 2023
 35 $4.3B
Q2 2023 13F
Filed Aug 11, 2023
 45 $5.2B
Q1 2023 13F
Filed May 12, 2023
 31 $5.3B
Q4 2022 13F
Filed Feb 14, 2023
 38 $5.8B
Q3 2022 13F
Filed Nov 14, 2022
 55 $5.5B
Q2 2022 13F
Filed Aug 15, 2022
 77 $5.7B
Q1 2022 13F
Filed May 13, 2022
 103 $6.3B
Q4 2021 13F
Filed Feb 14, 2022
 109 $5.9B

34 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2026

# Holding Reported value % of portfolio
1 BACPRL BANK OF AMERICA CORP $171.9M 3.96%
2 WFCPRL WELLS FARGO & COMPANY $169.9M 3.91%
3 UBER 0.875 12/01/28 2028 UBER TECHNOLOGIES INC $141.2M 3.25%
4 DASH 0 05/15/30 DOORDASH INC $119.7M 2.75%
5 NEEPRS NEXTERA ENERGY INC $99.4M 2.29%
6 KKRPRD KKR & CO INC $96.0M 2.21%
7 COIN COINBASE GLOBAL INC $93.6M 2.15%
8 CMS 3.375 05/01/28 CMS ENERGY CORP $86.3M 1.99%
9 PPL 2.875 03/15/28 PPL CAPITAL FUNDING INC $85.8M 1.97%
10 GPN 1.5 03/01/31 GLOBAL PAYMENTS INC $82.7M 1.9%
11 GGLBP ALPHABET INC $78.5M 1.81%
12 AVAV 0 07/15/30 AEROVIRONMENT INC $74.3M 1.71%
13 AKAM 0.25 05/15/33 AKAMAI TECHNOLOGIES INC $70.2M 1.62%
14 GGLAP ALPHABET INC $62.9M 1.45%
15 WEC 4.375 06/01/29 WEC ENERGY GROUP INC $60.3M 1.39%
16 SOMN SOUTHERN CO $57.2M 1.32%
17 ARESPRB ARES MANAGEMENT CORP $52.3M 1.2%
18 IRTC 1.5 09/01/29 IRHYTHM HOLDINGS INC $52.2M 1.2%
19 DUKU DUKE ENERGY CORP $51.4M 1.18%
20 BAPRA BOEING CO/THE $51.3M 1.18%

Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.

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